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You are here: BAILII >>Databases >>United Kingdom Supreme Court >> Quila & Anor, R (on the application of) v Secretary of State for the Home Department [2011] UKSC 45 (12 October 2011)URL: https://www.bailii.org/uk/cases/UKSC/2011/45.html Cite as: [2011] 3 FCR 575, [2012] Imm AR 135, [2012] 1 AC 621, [2011] 3 WLR 836, (2011) 108(41) LSG 15, [2011] UKHRR 1347, [2012] 1 FLR 788, [2011] UKSC 45, [2011] INLR 698, 33 BHRC 381, [2012] 1 All ER 1011, [2012] HRLR 2, [2012] Fam Law 21

Summary

Michaelmas Term
[2011] UKSC 45
On appeal from: [2010] EWCA Civ 1482; [2009] EWHC Admin 3189

R (on the application of Quila and another) (FC) (Respondents) v Secretary of State for the Home Department (Appellant)

R (on the application of Bibi and another) (FC) (Respondents) v Secretary of State for the Home Department (Appellant)

before

Lord Phillips, President
Lady Hale
Lord Brown
Lord Clarke
Lord Wilson

JUDGMENT GIVEN ON

12 October 2011

Heard on 8 and 9 June 2011

| _Appellant_Angus McCullough QCAndrea Lindsay Strugo(Instructed by Treasury Solicitors) | | _Respondent (Quila)_Richard Drabble QCChristopher Jacobs(Instructed by Joint Council for the Welfare of Immigrants) | | --------------------------------------------------------------------------------------------------------------------- | | ----------------------------------------------------------------------------------------------------------------------------- | | | | | | | _Appellant_Angus McCullough QCAndrea Lindsay Strugo(Instructed by Treasury Solicitors) | | _Respondent (Bibi)_Al MustakimLina Mattsson(Instructed by Davies Blunden and Evans Solicitors) | | | | | | | _Intervener (The AIRE Centre)_Karon Monaghan QCShahram TaghaviEric Fripp(Instructed by Bates Wells & Braithwaite LLP) | | _Intervener (Southall Black Sisters and the Henna Foundation)_Henry Setright QCMichael Gration(Instructed by Dawson Cornwell) | | | | | | | _Intervener (The Asian Community Action Group, Sheffield)_Satvinder Juss(Instructed by Riaz Khan & Co) | | |

LORD WILSON

A. INTRODUCTION

"Nothing in these Rules shall be construed as permitting a person to be granted entry clearance, leave to enter, leave to remain or variation of leave as a spouse or civil partner of another if either the applicant or the sponsor will be aged under 21 � on the date of arrival in the United Kingdom or (as the case may be) on the date on which the leave to remain or variation of leave would be granted."

That rule therefore governed "a spouse or civil partner". There were parallel rules which governed "a fianc�(e) or proposed civil partner" (rule 289AA) and "an unmarried or same-sex partner" (rule 295AA).

B. FORCED MARRIAGE

"36 Some of the key motives that have been identified are:

  • Controlling unwanted sexuality (including perceived promiscuity, or being lesbian, gay, bisexual or transgender) � particularly the behaviour and sexuality of women.
  • Controlling unwanted behaviour, for example, alcohol and drug use, wearing make-up or behaving in a 'westernised manner'.
  • Preventing 'unsuitable' relationships, e.g. outside the ethnic, cultural, religious or caste group.
  • Protecting 'family honour' or 'izzat'.
  • Responding to peer group or family pressure.
  • Attempting to strengthen family links.
  • Achieving financial gain.
  • Ensuring land, property and wealth remain within the family.
  • Protecting perceived cultural ideals.
  • Protecting perceived religious ideals which are misguided.
  • Ensuring care for a child or vulnerable adult with special needs when parents or existing carers are unable to fulfil that role.
  • Assisting claims for UK residence and citizenship.
  • Long-standing family commitments."

Thus "Assisting claims for UK residence and citizenship" was one of 13 suggested motives.

(a) most persons forced into marriage in the UK are female;

(b) for example 86% of the 815 possible cases of forced marriage considered by the FMU between September 2009 and February 2010 related to female victims;

(c) most victims are aged between 13 and 29;

(d) more particularly, of the 145 cases in 2005 in which the FMU provided direct support (as opposed to general or preliminary advice) to victims or potential victims of forced marriage, 44, i.e. 30%, related to victims aged between 18 and 20; in 2006 the number of victims of that age was again 44 albeit out of 167 cases, i.e. 26%; and in 2007 the number was 69 out of 212 cases, i.e. 33%;

(e) it is usually the parents (or one of them) of the victim who apply the force;

(f) most victims are members of South Asian families; and

(g) for example, of the cases in which the FMU gave general or preliminary advice in 2008, 2009 and 2010, over 70% related to families of Pakistani, Bangladeshi or (to a much lesser extent) Indian origin.

C. THE FACTS

D. THE GENESIS OF THE AMENDMENT TO RULE 277

"In order to ensure better integration and to prevent forced marriages Member States may require the sponsor and his/her spouse to be of a minimum age, and at maximum 21 years, before the spouse is able to join him/her."

"110. The testimony we heard from forced marriage survivors suggests that the desire to procure a marriage visa for a spouse can be an important factor in forced marriage. When we asked for their views on this issue, survivors told us that raising the age of sponsorship for marriage visas from 18 to 21 could better equip victims to refuse an unwanted marriage. However, associated with such a change is a significant risk that young people would be kept abroad for sustained periods between a marriage and being able to return to the UK with their spouse.

111. We have not seen sufficient evidence to determine whether or not raising the age of sponsorship would have a deterrent effect on forced marriage. Given the potential risks involved, we urge the Government to ensure that any changes it proposes to its policy on visa application procedures in respect of sponsorship are based on further research and conclusive evidence as to the effect of those changes. This evidence must demonstrate that any changes will not inadvertently discriminate against any particular ethnic groups."

"3.4 We believe that there will be a number of benefits involved in raising the age, these include:

  • It will provide an opportunity for individuals to develop maturity and life skills which may allow them to resist the pressure of being forced into a marriage.
  • It will provide an opportunity to complete education and training.
  • It will delay sponsorship and therefore time spent with (sometimes abusive) spouse if the sponsor returns to the UK.
  • It will allow the victim an opportunity to seek help/advice before sponsorship and extra time to make a decision about whether to sponsor.

CONSULTATION RESPONSES

3.5 Supporters of the increased sponsorship age felt the proposal:

  • provided an opportunity for individuals to develop maturity and life skills.
  • removed young people from parental pressure to marry.
  • gave them an opportunity to complete education and training.

Opponents raised a variety of reasons against the proposal, stating that it:

  • could be perceived as discrimination based on cultural differences.
  • was detrimental to the human rights of young people.
  • would not prevent forced marriage since this affects people of all ages.
  • would penalise those with genuine marriage intentions."

Then the report quoted the urgent request recently made by the Home Affairs Select Committee that no increase in the minimum ages be made without conclusive evidence that it would deter forced marriage and not be discriminatory. The report's response was as follows:

"3.8 We believe there is such conclusive evidence because reports of forced marriage peak sharply at ages 18 and above. By age 21, reports of forced marriage begin to decline sharply."

There was then a reference, in tabular form, to the statistics provided by the FMU about the age of victims of forced marriage, to which I have referred in para 11(d) above. But the response at para 3.8 above to the Select Committee's call for conclusive evidence was wholly inadequate: for the call had been for evidence not about the age of victims of forced marriage but about whether an increase in the minimum ages for a marriage visa would deter it.

"3.14 We have carefully considered the issues raised by the Home Affairs Select Committee and the respondents to the consultation. We have paid particular attention to whether an increase in age from 18-21 would be proportionate given concerns that raising the age would penalise a number of genuine couples and discriminates against specific religious communities where the average age of marriage is likely to be lower including such communities where forced marriage is uncommon.

3.15 The committee was also concerned that there is a significant risk that young people would be kept abroad for sustained periods between a marriage and being able to return to the UK with their spouse. However, this has not been the general pattern of movement observed by the Forced Marriage Unit who indicated that sponsors generally return to the UK until they reach the sponsorship age."

There was no attempt in the document to explain why the Secretary of State had concluded that the increase would indeed be proportionate in the light of its effect on those who entered into marriages which were not forced and of whom at least one was aged between 18 and 21. There was no attempt even to address the size of that constituency.

E. THE ENGAGEMENT OF ARTICLE 8, ECHR

(a) the suggested obligation of the state was a positive one � i.e. to take active steps to admit the husbands � and "especially as far as � positive obligations are concerned, the notion of 'respect' is not clear cut";

(b) immigration control was an area in respect of which states enjoyed a wide margin of appreciation;

(c) the rights of the husbands to enter, or remain in, the UK under the rules were known to be precarious when the marriages were contracted; and

(d) the extent of a state's obligation to admit spouses of settled immigrants depended upon the circumstances of each case and the women had not shown that they could not establish family life "in their own or their husbands' home countries".

"The duty imposed by article 8 cannot be considered as extending to a general obligation on the part of a contracting state to respect the choice by married couples of the country of their matrimonial residence and to accept the non-national spouses for settlement in that country."

The above proposition has recently been cited with approval both in the ECtHR (see Y v Russia (2008) 51 EHRR 21, at para 103) and in this court (see ZH (Tanzania) v Secretary of State for the Home Department [2011] UKSC 4, [2011] 2 WLR 148, at para 19, per Baroness Hale).

"In the present case, the applicant, an Algerian citizen, is married to a Swiss citizen. Thus, the refusal to renew the applicant's residence permit in Switzerland interfered with the applicant's right to respect for his family life �"

The question whether the couple could reasonably live together in Algeria was answered, negatively, at para 53, only in the course of the court's enquiry into whether the interference was justified.

F. JUSTIFICATION UNDER ARTICLE 8(2)

a) is the legislative objective sufficiently important to justify limiting a fundamental right?

b) are the measures which have been designed to meet it rationally connected to it?

c) are they no more than are necessary to accomplish it?

d) do they strike a fair balance between the rights of the individual and the interests of the community?

In the present case the requisite enquiry may touch on question (b) but the main focus is on questions (c) and (d).

"it is clear that the court's approach to an issue of proportionality under the Convention must go beyond that traditionally adopted to judicial review in a domestic setting� There is no shift to a merits review, but the intensity of review is greater than was previously appropriate, and greater even than the heightened scrutiny test� The domestic court must now make a value judgment, an evaluation, by reference to the circumstances prevailing at the relevant time... Proportionality must be judged objectively, by the court�"

Lord Brown's call, at para 91 below, for the courts in this context to afford to government a very substantial area of discretionary judgement is at odds with my understanding of the nature of their duty. Indeed, in the case of Huang cited above, Lord Bingham proceeded to explain, at para 16, that it would be wrong to afford "deference" to the judgments of the Secretary of State on matters related to the above questions albeit that appropriate weight had to be given to them to the extent, in particular, that she was likely to have had access to special sources of knowledge and advice in connection with them. He added, at para 17, that, notwithstanding the limited right of Parliament to call upon the Secretary of State to reconsider proposed changes in the Immigration Rules provided by section 3(2) of the Immigration Act 1971, it would go too far to say that any changes ultimately made had the imprimatur of democratic approval such as would be relevant in particular to any answer to question (d) set out in para 45 above.

a) Of the 13 motives for forcing a marriage suggested in para 36 of the guidance published by the Secretary of State in November 2008, set out in para 10 above, how prevalent in the genesis of forced marriages is that of "Assisting claims for UK residence and citizenship"?

b) From the fact that a forced marriage has precipitated an application for a marriage visa does it follow that the motive behind it was immediately to secure the visa and that, were it not immediately available, the marriage would not have occurred?

c) Even if by virtue of the amendment, the ages of the girl and/or of the man were such as to preclude the grant of a marriage visa for up to three years, might the parents nevertheless force the girl into the marriage in order, for example, to prevent her from entering into a consensual marriage which they regarded as unsuitable?

d) Even if the effect of the amendment were to preclude the immediate grant of a marriage visa, might the girl nevertheless be forced to marry the man abroad and thereupon be kept under control abroad until their ages were such as to enable her successfully to sponsor his application for a visa?

e) In the example at (d) might the girl kept under control abroad there have a lesser opportunity to escape from the forced marriage than if the rules had enabled her to set up home with the man in the UK immediately following the marriage?

f) Alternatively to the example at (d), might the girl be brought to the UK following the forced marriage and be kept under control in the UK until their respective ages were such as to enable her successfully to sponsor the man's application for a visa?

g) Even if the preclusion of the grant of a marriage visa for up to three years were to deter her parents from forcing the girl to marry at that stage, might the result be an increased intensity of control on their part over her for that period � whether by moving her abroad or by continuing to keep her in the UK � and, in either event, would her increasing maturity be likely to enable her to combat it?

h) How readily could one or more false certificates of birth be obtained which would deceive the immigration authorities into accepting that the girl and the man were both aged over 21?

i) Might the effect of the amendment be to precipitate a swift pregnancy in the girl, following the forced marriage and an act or acts of rape, such as might found an application for a discretionary grant of a marriage visa by reference to exceptional, compassionate circumstances?

j) Even if the effect of the amendment were to deter her parents from forcing the girl to marry a man resident abroad without a pre-existing right of abode in the UK, might they instead force her to marry a man with UK or EU citizenship or some other pre-existing right of abode in the UK?

"17. The question of proportionality in terms of the impact upon couples intending to enter a marriage that was not forced where one or both of the couple are aged under 21 was considered carefully when drafting the policy.

20. �the numbers affected by the rule change constituted a very small proportion of those applying for marriage visas for the UK. In 2006, for example, 7% (3,420) of spouses granted leave to enter the UK were aged between 18 and 20 and 2.5% (520) of people granted leave to remain in the UK as a spouse were within this age group. In 2007, 2.7% (1,245) of spouses granted leave to enter and 2.6% (700) of spouses granted leave to remain in the UK as a spouse were aged 18 to 20�

21. We concluded that as the policy would affect less than 3% of those granted both leave to enter and leave to remain in the UK as a spouse in 2007, and as the evidence demonstrated that the rates of forced marriage were highest amongst those aged 17-20 in 2005-2008, the policy would represent a proportionate response to the issue of forced marriage, and the importance of protecting the rights and freedoms of vulnerable persons who might be forced into marriage would outweigh the significance of any adverse impact on particular communities or age groups�"

"16. Karma Nirvana supported the change in the Immigration Rules on the grounds that:

We at Karma Nirvana have received feedback from victims that they have been helped by the rule. On the helpline we receive a number of calls from potential victims (and professionals on their behalf) under the age of 21 years asking about their 'legal' position. Most, if not all, seem quite relieved to find that they have extra 'breathing space' in which to make up their minds.

17. However, Southall Black Sisters disagreed that the change has had a positive effect, stating that 'it does not in reality protect victims from forced marriage, but simply increases pressure on them to remain within an abusive situation, and discriminates against migrant communities'. In evidence to our predecessor Committee in March 2010, Nazir Afzal of the Crown Prosecution Service, had mixed views:

I have spoken to several members of the third sector and police officers� and they tell me that it has had a very positive effect in terms of the people who would ordinarily have been forced into marriage at an earlier age� several hundred women have not been forced into marriage because they have been given the opportunity to wait until beyond 21� It has sent out a message to some families and to some communities that they need to be taking this a little bit more seriously than they have done. However, there has been an increase in relation to fraud involving birth certificates obtained abroad for individuals who are trying to pretend that they are 21 when they are not.

18. We have received mixed evidence about the impact of the change in the Immigration Rules in 2008 to require sponsors of marriage visas and their incoming spouses to be over the age of 21. We recognise that the change may be seen as discriminatory and has the potential for young people to be held in abusive situations for longer; however, it has undoubtedly helped a number of young people to resist forced marriage."

LADY HALE

LORD BROWN

"FM can be a way of ensuring land, property and wealth remain within a family. It may take place because of a long-standing family commitment or to appease an aggrieved family member. This is often associated with assisting a claim for UK residency and citizenship." (para 2.1)

"16. Karma Nirvana [the largest NGO concerned with the victims of forced marriage and an organisation of unchallenged repute] supported the change in the Immigration Rules on the grounds that: 'We at Karma Nirvana have received feedback from victims that they have been helped by the rule. On the helpline we receive a number of calls from potential victims (and professionals on their behalf) under the age of 21 years asking about their 'legal' position. Most, if not all, seem quite relieved to find that they have extra 'breathing space' in which to make up their minds.

17. However, Southall Black Sisters disagreed that the change has had a positive effect, stating that 'it does not in reality protect victims from forced marriage, but simply increases pressures on them to remain within an abusive situation and discriminates against migrant communities.'

In evidence to our predecessor Committee in March 2010, Nazir Afzal of the Crime Prosecution Service, had mixed views:

'I have spoken to several members of the third sector and police officers . . . and they tell me that it has had a very positive effect in terms of the people who would ordinarily have been forced into marriage at an earlier age . . . several hundred women have not been forced into marriage because they have been given the opportunity to wait until beyond 21 . . . It has sent out a message to some families and to some communities that they need to be taking this a little bit more seriously than they have done. However, there has been an increase in relation to fraud involving birth certificates obtained abroad for individuals who are trying to pretend that they are 21 when they are not.'

18. We have received mixed evidence about the impact of the change in the Immigration Rules in 2008 to require sponsors of marriage visas and their incoming spouses to be over the age of 21. We recognise that the change may be seen as discriminatory and has the potential for young people to be held in abusive situations for longer; however, it has undoubtedly helped a number of young people to resist forced marriage."

The overall balance of this latest report, as it seems to me, is in favour of the rule change. True, Southall Black Sisters (one of the interveners before this court) are against it. But their view is more than offset by that of Karma Nirvana and Mr Afzal's only concern appears to be in respect of forged birth certificates.

"In order to ensure better integration and to prevent forced marriages Member States may require the sponsor and his/her spouse to be of a minimum age, and at maximum 21 years, before the spouse is able to join him/her". (emphasis added)

The October 2008 Report from the Commission to the European Parliament and the Council on the application of that Directive stated in respect of article 4(5):

"Most Member States made use of this optional clause, arguing that it can help prevent forced marriages."

"The FMU is aware of a concern that the increase in the minimum age for obtaining a marriage visa would lead to young people being kept abroad against their will for an extended period following the marriage until reaching the age for sponsorship.

She adds, however:

From the FMU's experience the majority of reluctant sponsors return to the UK soon after the marriage although there are no statistics or data held in relation to this. This is generally so that the sponsor can establish themselves financially, gaining employment so that they can support the visa application."

"We have not seen sufficient evidence to determine whether or not raising the age of sponsorship would have a deterrent effect on forced marriage. Given the potential risks involved, we urge the government to ensure that any changes it proposes to its policy on visa application procedures in respect of sponsorship are based on further research and conclusive evidence as to the effect of those changes."

The unfortunate fact is, however, that, by the same token that the full extent of the problem of forced marriage is impossible to gauge � as stated in the NCSR July 2009 report (para 3), "it is likely that there are a large number of victims who have not come to the attention of any agencies or professionals", described as "hidden" cases � so too research is problematic and "conclusive evidence" impossible to come by. The reason forced marriages are hard to detect is, of course, that victims inevitably risk yet further serious harm and suffering if they reveal the true facts. Lord Wilson (at para 49 of his judgment) poses ten questions � all, I readily accept, perfectly good questions � which (at para 50) he recognises "are not easily answered" and "remain unanswered." The unfortunate fact is, however, that these questions can never be satisfactorily answered and that a judgment call is therefore required. This is a matter to which I return at para 91 below. Or is it to be said that the whole matter is all just too difficult and uncertain and that the Secretary of State is therefore disabled from taking the course adopted by those other EU countries which share her view on the best way forward (although not apparently from increasing the sponsoring age from 16 to 18 as was earlier done)?

"The change reflects the unique circumstances in which military personnel operate. Additional support provided by the Armed Forces to families during deployments is more efficiently delivered if they live close to the Service person's duty station. This support gives a Service person a degree of reassurance when they are deployed on operations and is considered to have a positive effect on families at home. It is the Ministry of Defence's view that military personnel will be more operationally effective when deploying to difficult environments if they have increased certainty that their spouse or partner will not be excluded from the UK."

LORD PHILLIPS AND LORD CLARKE