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1. I am aware that some will be at a loss to account for my interrupting the course of my narrative for the sake of entering upon the following disquisition on the Roman constitution. But I think that I have already in many passages made it fully evident that this particular branch of my work was one of the necessities imposed on me by the nature of my original design; and I pointed this out with special clearness in the preface which explained the scope of my history. I there stated that the feature of my work which was at once the best in itself, and the most instructive to the students of it, was that it would enable them to know and fully realize in what manner, and under what kind of constitution, it came about that nearly the whole world fell under the power of Rom in somewhat less than fifty-three years, - an event certainly without precedent. This being my settled purpose, I could see no more fitting period than the present for making a pause and examining the truth of the remarks about to be made on this constitution. In private life if you wish to satisfy yourself as to the badness or goodness of particular persons, you would not, if you wish to get a genuine test, examine their conduct at a time of uneventful repose, but in the hour of brilliant success or conspicuous reverse. For the true test of a perfect man is the power of bearing with spirit and dignity violent changes of fortune. An examination of a constitution should be conducted in the same way: and therefore being unable to find in our day a more rapid or more signal change than that which has happened to Rome, I reserve my disquisition on its constitution for this place..

2. What is really educational and beneficial to students of history is the clear view of the causes of events, and the consequent power of choosing the better policy in a particular case. Now in every practical undertaking by a state we must regard as the most powerful agent for success or failure the form of its constitution; for from this as from a fountainhead all conceptions and plans of action not only proceed, but attain their consummation...

3. Of the Greek republics, which have again and again risen to greatness and fallen into insignificance, it is not difficult to speak, whether we recount their past history or venture an opinion on their future. For to report what is already known is an easy task, nor is it hard to guess what is to come from our knowledge of what has been. But in regard to the Romans it is neither an easy matter to describe their present state, owing to the complexity of their constitution; nor speak with confidence of their future, from our inadequate acquaintance with their peculiar institutions in the past whether affecting their pubic or their private life. it will require then to ordinary attention and study to get a clear and comprehensive conception of the distinctive features of this constitution.

Now, it is undoubtedly the case that most of those who profess to give us authoritative instruction on this subject distinguish three kinds of constitutions, which they designate kingship, aristocracy, democracy. But in my opinion the question might fairly be put to them, whether they name these as being the *only* ones, or as the *best*. In either case I think they are wrong. For it is plain that we must regard as the *best* constitution that which partakes all these three elements. And this is no mere assertion, but has been proved by the example of Lycurgus, who was the first to construct a constitution --that of Sparta -- on this principle. Nor can we admit that these are the *only* forms: for we have had before now examples of absolute and tyrannical forms of government, which, while differing as widely as possible from kingship, yet appear to have some points of resemblance to it; on which account all absolute rulers falsely assume and use, as far as they can, the title of king. Again there have been many instances of oligarchical governments having in appearance some analogy to aristocracies, which are, If I may say so, as different from them as it is possible to be. The same also golds good about democracy.

4. I will illustrate the truth of what I say. We cannot hold every absolute government to be a kingship, but only that which is accepted voluntarily, and is directed by an appeal to reason rather than to fear and force. Nor again is every oligarchy to be regarded as an aristocracy; the latter exists only where the power is wielded by the justest and wisest men selected on their merits. Similarly, it is not enough to constitute a democracy that the whole crowd of citizens should have the right to do whatever they wish or propose. But where reverence to the gods, succor of parents, respect to elders, obedience to laws, are traditional and habitual, in such communities, if the will of the majority prevail, we may speak of the form of government as a democracy. So then we enumerate sox forms of government, - the three commonly spoken of which I have just mentioned, and three more allied forms, I mean *despotism*, *oligarchy*, and *mob rule*.

(Note: - Aristotle's classification is kingship, aristocracy, 'politeia, democracy, oligarchy, tyranny (Pol. 4.2). This was derived from Plato (Pol. 302.c.) who arranges the six (besides the ideal polity) in pairs, kingship, tyranny, - aristocracy, oligarchy, - democracy, good and bad. Plato has no distinct name, except "ditsokratia para", for the bad democracy which Polybius calls "d...", "mob-rule." Polybius's arrangement is this:

Kingship -> (arising from a natural despotism or monarchy) degenerates into Tyranny.
Aristocracy degenerates into Oligarchy.
Democracy degenerates into Mob-rule.)

No clearer proof of the truth of what I say could be obtained than by a careful observation of the natural origin, genesis, and decadence of these several forms of government. For it is only by seeing distinctly how each of them is produced that a distinct view can also be obtained of its growth, zenith, and decadence, and the time, circumstance, and place in which each of these may be expected to recur. This method I have assumed to be especially applicable to the roman constitution, because its origin and growth have from the first followed natural causes.

5. Now the natural laws which regulate the merging of one form of government into another are perhaps discussed with greater accuracy by Plato and some other philosophers. But their treatment, from its intricacy and exhaustiveness, is only with the capacity of a few. I will therefore endeavor to give a summary of the subject, just so ar as I suppose it to fall within the scope of a practical history and the intelligence of ordinary people. for if my exposition appears in any way inadequate, owing to the general terms in which it is expressed, the details contained in what is immediately to follow will amply atone for what is left for the present unsolved.

What is the origin then of a constitution, and whence is it produced? suppose that from floods, pestilences, failure of crops, or some such causes the race of man is reduced almost to extinction. such things we are told have happened, and it is reasonable to think will happen again. suppose accordingly all knowledge of social habits and arts to have been lost. Suppose that from the survivors, as from seeds, the race of man to have again multiplied. In that case I presume they would, like the animals, herd together; for it is but reasonable to suppose that bodily weakness would induce them to seek those of their own kind to herd with. and in that case too, as with the animals, he who was superior to the rest in strength of body or courage of soul would lead and rule them. For what we see happen in the case of animals that are without the faculty of reason, such as bulls, goats, and cocks, - among whom there can be no dispute that the strongest take the lead, - that we must regard as in the truest sense the teaching of nature. Originally then it is probable that the condition of life among men was this, - herding together like animals and following the strongest and bravest as leaders. The limit of this authority would be physical strength, and the name we should give it would be despotism. But as soon as the idea of family ties and social relation has arisen amongst such agglomerations of men, then is born the idea of kingship, and then for the first time mankind conceives the notion of goodness and justice and their reverse.

6. The way in which such conceptions originate and come into existence is this. The intercourse of sexes is and instinct of nature, and the result is the birth of children. Now, if any one of these children who have been brought up, when arrived at maturity, is ungrateful and makes no return to those by whom he was nurtured, but on the contrary presumes to injure them by word and deed, it is plain that he will probably offend and annoy such as are present, and have seen the care and trouble bestowed by the parents on the nurture and bringing up of their children. For seeing that men differ from the other animals in being the only creatures possessed of reasoning powers, it is clear that such a difference of conduct is not likely to escape their observation; but that they will remark it when it occurs, and express their displeasure on the spot: because they will have an eye to the future, and will reason on the likelihood of the same occurring to each of themselves. Again, if a man has been rescued or helped in an hour of danger, and, instead of showing gratitude to his preserver, seeks to do him harm, it is clearly probable that the rest will be displeased and offended with him, when they know it: sympathizing with their neighbor and imagining themselves in his case. Hence arises a notion in every breast of the meaning and theory of duty, which is in fact the beginning and end of justice. Similarly, again, when any one man stands out as the champion of all in a time of danger, and braves with firm courage the onslaught of the most powerful wild beasts, it is probable that such a man would meet with marks of favor and pre-eminence from the common people; while he who acted in a contrary way would fall under their contempt and dislike. From this, once more, it is reasonable to suppose that there would arise in the minds of the multitude a theory of the disgraceful and the honorable, and of the difference between them; and that one should be sought and imitated for its advantages, the other shunned. When, therefore, the leading and most powerful man among his people ever encourages such persons in accordance with the popular sentiment, and thereby assumes in the eyes of his subject the appearance of being the distributor to each man according to his deserts, they no longer obey him and support his rule from fear of violence, but rather from conviction of its utility, however old he may be, rallying round him with one heart and soul, and fighting against all who form designs against his government. In this way he becomes a *king* instead of a *despot* by imperceptible degrees, reason having ousted brute courage and bodily strength from their supremacy.

7. This then is the natural process of formation among mankind of the notion of goodness and justice, and their opposites; and this is the origin and genesis of genuine kingship: for people do not only keep up the government of such men personally, but for their descendants also for many generations; from the conviction that those who are born from and educated by men of this kind will have principles also like theirs. But if they subsequently become displeased with their descendants, they do not any longer decide their choice of rulers and kings by their physical strength or brute courage; but by the differences of their intellectual and reasoning faculties, from practical experience of the decisive importance of such a distinction. In old times, then, those who were onces thus selected, and obtained this office, grew old in their royal functions, making magnificent strongholds and surrounding them with walls and extending their frontiers, partly for the security of their subjects, and partly to provide them with abundance of the necessaries of life; and while engaged in these works they were exempt from all vituperation or jealousy; because they did not make their distinctive dress, food, or drink, at all conspicuous, but lived very much like the rest and joined in the everyday employments of the common people. But when their royal power became hereditary in their family, and they found every necessary for security ready to their hands, as well as more than was necessary for their personal support, then they gave the rein to their appetites; imagined that rulers must needs wear different clothes from those of subjects; have different and elaborate luxuries of the table; and must even seek sensual indulgence, however unlawful the source, without fear of denial. These things having given rise in the one case to jealousy and offense, in the other to outburst of hatred and passionate resentment, the kingship became a tyranny: the first step in disintegration was taken; and plots began to be formed against the government, which did not now proceed from the worst men but from the noblest, most high-minded, and most courageous, because these are the men who can least submit to the tyrannical acts of their rulers.

8. But as soon as the people got leaders, they cooperated with them against the dynasty for the reasons I have mentioned; and then *kingship* and *despotism* were alike entirely abolished, and *aristocracy* once more began to revive and start afresh. For in their immediate gratitude to those who had deposed the despots, the people employed them as leaders, and entrusted their interests to them; who, looking upon this charge at first as a great privilege, made the public advantage their chief concern, and conducted all kinds of business, public or private, with diligence and caution. But when the sons of these men received the same position of authority from their fathers, - having had no experience of misfortunes, and none at all of civil equality and freedom of speech, but having been bred up from the first under the shadow of their fathers' authority and lofty position, - some of them gave themselves up with passion to avarice and unscrupulous love of money, others to drinking the boundless debaucheries which accompanies it, and others to the violation of women or the forcible appropriation of boys; and so they turned an_aristocracy_ into and oligarchy. But it was not long before they roused in the minds of the people the same feelings as before; and their fall therefore was very like the disaster which befell the tyrants.

9. For no sooner had the knowledge of the jealousy and hatred existing in the citizens against them emboldened some one to oppose the government by word or deed, than he was sure to find the whole people ready and prepared to take his side. Having then got rid of these rulers by assassination or exile, they do not venture to set up a king again, being still in terror of the injustice to which this led before; nor dare they intrust the common interests again to more than one, considering the recent example of their misconduct: and therefore, as the only sound hope left them in that which depends upon themselves, they are driven to take refuge in that; and so changed the constitution from an oligarchy to a *democracy*, and took upon themselves the superintendency and charge of the state. And as long as any survive who have had experience of oligarchic supremacy and domination, they regard their present constitution as a blessing, and hold equality and freedom and some seek to become more powerful than the ordinary citizens; and the most liable to this temptation are the rich. So when they begin to be fond of office, and find themselves unable to obtain it by their own unassisted efforts and their own merits, they ruin their estates, while enticing and corrupting the common people in every possible way. By which means when, in their senseless mania for reputation, they have made the populace ready and greedy to receive bribes, the virtue of democracy is destroyed, and it is transformed into a government of violence and the strong hand. For the mob, habituated to feed at the expense of others, and to have its hopes of a livelihood in the property of its neighbors, as soon as it has got a leader sufficiently ambitious and daring, being excluded by poverty from the sweets of civil honors, produces a reign of mere violence. Then come tumultuous assemblies, massacres, banishments, redividing of land; until, after losing all trace of civilization, it has once more found a master and a despot.

This is the regular cycle of constitutional revolutions, and the natural order in which constitutions change, are transformed, and return again to their original stage. If a man have a clear grasp of these principles he may perhaps make a mistake as to the dates at which this or that will happen to a particular constitution; but he will rarely be entirely mistaken as to the stage of growth or decay at which it has arrived, or as to the point at which it will undergo some revolutionary change. However it is in the case of the Roman constitution that this method of inquiry will most fully teach us its formation, its growth, and zenith, as well as the changes awaiting it in the future; for this, if any constitution ever did, owed, as I said just now, its original foundation and growth to natural causes, and to natural causes will owe its decay. My subsequent narrative will be the best illustration of what I say.

10. For the present I will make a brief reference to the legislation of Lycurgus: for such a discussion is not at all alien to my subject. That statesman was fully aware that all those changes which I have enumerated come about by an undeviating law of nature; and reflected that every form of government that was unmixed, and rested on one species of power, was unstable; because it was swiftly perverted into that particular form of evil peculiar to it and inherent in its nature. For just as rust is the natural dissolvent of iron, wood-worms and grubs to timber, by which they are destroyed without any external injury, but by that which is engendered in themselves; so in each constitution there is naturally engendered a particular vice inseparable form it: in kingship it is absolutism; in aristocracy it is oligarchy; in democracy lawless ferocity and violence; and to these vicious states all these forms of government are, as I have lately shown, inevitably transformed. Lycurgus, I say, saw all this, and accordingly combined together all the excellences and distinctive features of the best constitutions, that no part should become unduly predominant, and be perverted into its kindred vice; and that, each power being checked by he others, no one part should turn the scale or decisively out-balance the others; but that, by being accurately adjusted and in exact equilibrium, the whole might remain long steady like a ship sailing close to the wind. The royal power was prevented from growing insolent by fear of the people, which had also assigned to it an adequate share in the constitution. the people in their turn were restrained from a bold contempt of the kings by fear of the Gerusia: the members of which, being selected on grounds of merit, were certain to throw their influence on the side of justice in every question that arose; and thus the party placed at a disadvantage by its conservative tendency was always strengthened and supported by he weight and influence of the Gerusia. The result of this combination has been that the Lacedaemonians retained their freedom for the longest period of any people with which we are acquainted.

Lycurgus however established his constitution without the discipline of adversity, because he was able to foresee by the light of reason the course which events naturally take and the source from which they come. But though the Romans have arrived at the same result in framing their commonwealth, they have not done so by means of abstract reasoning, but through many struggles and difficulties, and by continually adopting reforms from knowledge gained in disaster. The result has been a constitution like that of Lycurgus, and the best of any existing in my time...

(Editor's Note: Polybius' lengthly discussion of the constitutions of ancient Rome and of ancient Greek polities is omitted here. I'll transcribe it for the Internet soon when I get around to doing it. )

Recapitulation and Conclusion

57. That to all things, then, which exist there is ordained decay and change I think requires no further arguments to show: for the inexorable course of nature is sufficient to convince us of it.

But in all polities we observe two sources of decay existing from natural causes, the one external, the other internal and self-produced. The external admits of no certain or fixed definition, but the internal follows a definite order. What kind of polity, then, comes naturally first, and what second, I have already stated in such a way, that those who are capable of taking in the whole drift of my argument can henceforth draw their own conclusions as to the future of the Roman polity. For it is quite clear, in my opinion. When a commonwealth, after warding off many great dangers, has arrived at a high pitch of prosperity and undisputed power, it is evident that, by the lengthened continuance of great wealth within it, the manner of life of its citizens will become more extravagant; and that the rivalry for office, and in other spheres of activity, will become fiercer than it ought to be. And as this state of things goes on more and more, the desire of office and the shame of losing reputation, as well as the ostentation and extravagance of living, will prove the beginning of a deterioration. And of this change the people will be credited with being the authors, when they become convinced that they are being cheated by some of avarice, and are puffed up with flattery by others from love of office. For when that comes about, in their passionate resentment and acting under the dictates of anger, they will refuse to obey any longer, or to be content with having equal powers with their leaders, but will demand to have all or far the greatest themselves. And when that comes to pass the constitution will receive a new name, which sounds better than any other in the world, liberty or democracy; but, in fact, it will become that worst of all governments, mob-rule.

With this description of the formation, growth, zenith, and present state of the Roman polity, and having discussed also its difference, for better and worse, from other polities, I will now at length bring my essay on it to an end...

(snip last paragraph in chapter. Anecdote about Hannibal, Roman prisoners, and the Roman senate's frustration of Hannibal's demands.)