RFC 1349: Type of Service in the Internet Protocol Suite (original) (raw)

Network Working Group P. Almquist Request for Comments: 1349 Consultant Updates: RFCs 1248, 1247, 1195, July 1992 1123, 1122, 1060, 791

         Type of Service in the Internet Protocol Suite

Status of This Memo

This document specifies an IAB standards track protocol for the Internet community, and requests discussion and suggestions for improvements. Please refer to the current edition of the "IAB Official Protocol Standards" for the standardization state and status of this protocol. Distribution of this memo is unlimited.

Summary

This memo changes and clarifies some aspects of the semantics of the Type of Service octet in the Internet Protocol (IP) header. The handling of IP Type of Service by both hosts and routers is specified in some detail.

This memo defines a new TOS value for requesting that the network minimize the monetary cost of transmitting a datagram. A number of additional new TOS values are reserved for future experimentation and standardization. The ability to request that transmission be optimized along multiple axes (previously accomplished by setting multiple TOS bits simultaneously) is removed. Thus, for example, a single datagram can no longer request that the network simultaneously minimize delay and maximize throughput.

In addition, there is a minor conflict between the Host Requirements (RFC-1122 and RFC-1123) and a number of other standards concerning the sizes of the fields in the Type of Service octet. This memo resolves that conflict.

Table of Contents

1. Introduction ............................................... 3

2. Goals and Philosophy ....................................... 3

3. Specification of the Type of Service Octet ................. 4

4. Specification of the TOS Field ............................. 5

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5. Use of the TOS Field in the Internet Protocols ............. 6 5.1 Internet Control Message Protocol (ICMP) ............... 6 5.2 Transport Protocols .................................... 7 5.3 Application Protocols .................................. 7

6. ICMP and the TOS Facility .................................. 8 6.1 Destination Unreachable ................................ 8 6.2 Redirect ............................................... 9

7. Use of the TOS Field in Routing ............................ 9 7.1 Host Routing ........................................... 10 7.2 Forwarding ............................................. 12

8. Other consequences of TOS .................................. 13

APPENDIX A. Updates to Other Specifications ................... 14 A.1 RFC-792 (ICMP) ......................................... 14 A.2 RFC-1060 (Assigned Numbers) ............................ 14 A.3 RFC-1122 and RFC-1123 (Host Requirements) .............. 16 A.4 RFC-1195 (Integrated IS-IS) ............................ 16 A.5 RFC-1247 (OSPF) and RFC-1248 (OSPF MIB) ................ 17

APPENDIX B. Rationale ......................................... 18 B.1 The Minimize Monetary Cost TOS Value ................... 18 B.2 The Specification of the TOS Field ..................... 19 B.3 The Choice of Weak TOS Routing ......................... 21 B.4 The Retention of Longest Match Routing ................. 22 B.5 The Use of Destination Unreachable ..................... 23

APPENDIX C. Limitations of the TOS Mechanism .................. 24 C.1 Inherent Limitations ................................... 24 C.2 Limitations of this Specification ...................... 25

References ..................................................... 27

Acknowledgements ............................................... 28

Security Considerations ........................................ 28

Author's Address ............................................... 28

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1. Introduction

Paths through the Internet vary widely in the quality of service they provide. Some paths are more reliable than others. Some impose high call setup or per-packet charges, while others do not do usage-based charging. Throughput and delay also vary widely. Often there are tradeoffs: the path that provides the highest throughput may well not be the one that provides the lowest delay or the lowest monetary cost. Therefore, the "optimal" path for a packet to follow through the Internet may depend on the needs of the application and its user.

Because the Internet itself has no direct knowledge of how to optimize the path for a particular application or user, the IP protocol [11] provides a (rather limited) facility for upper layer protocols to convey hints to the Internet Layer about how the tradeoffs should be made for the particular packet. This facility is the "Type of Service" facility, abbreviated as the "TOS facility" in this memo.

Although the TOS facility has been a part of the IP specification since the beginning, it has been little used in the past. However, the Internet host specification [1,2] now mandates that hosts use the TOS facility. Additionally, routing protocols (including OSPF [10] and Integrated IS-IS [7]) have been developed which can compute routes separately for each type of service. These new routing protocols make it practical for routers to consider the requested type of service when making routing decisions.

This specification defines in detail how hosts and routers use the TOS facility. Section 2 introduces the primary considerations that motivated the design choices in this specification. Sections 3 and 4 describe the Type of Service octet in the IP header and the values which the TOS field of that octet may contain. Section 5 describes how a host (or router) chooses appropriate values to insert into the TOS fields of the IP datagrams it originates. Sections 6 and 7 describe the ICMP Destination Unreachable and Redirect messages and how TOS affects path choice by both hosts and routers. Section 8 describes some additional ways in which TOS may optionally affect packet processing. Appendix A describes how this specification updates a number of existing specifications. Appendices B and C expand on the discussion in Section 2.

2. Goals and Philosophy

The fundamental rule that guided this specification is that a host should never be penalized for using the TOS facility. If a host makes appropriate use of the TOS facility, its network service should be at least as good as (and hopefully better than) it would have been

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if the host had not used the facility. This goal was considered particularly important because it is unlikely that any specification which did not meet this goal, no matter how good it might be in other respects, would ever become widely deployed and used. A particular consequence of this goal is that if a network cannot provide the TOS requested in a packet, the network does not discard the packet but instead delivers it the same way it would have been delivered had none of the TOS bits been set.

Even though the TOS facility has not been widely used in the past, it is a goal of this memo to be as compatible as possible with existing practice. Primarily this means that existing host implementations should not interact badly with hosts and routers which implement the specifications of this memo, since TOS support is almost non-existent in routers which predate this specification. However, this memo does attempt to be compatible with the treatment of IP TOS in OSPF and Integrated IS-IS.

Because the Internet community does not have much experience with TOS, it is important that this specification allow easy definition and deployment of new and experimental types of service. This goal has had a significant impact on this specification. In particular, it led to the decision to fix permanently the size of the TOS field and to the decision that hosts and routers should be able to handle a new type of service correctly without having to understand its semantics.

Appendix B of this memo provides a more detailed explanation of the rationale behind particular aspects of this specification.

3. Specification of the Type of Service Octet

The TOS facility is one of the features of the Type of Service octet in the IP datagram header. The Type of Service octet consists of three fields:

            0     1     2     3     4     5     6     7
         +-----+-----+-----+-----+-----+-----+-----+-----+
         |                 |                       |     |
         |   PRECEDENCE    |          TOS          | MBZ |
         |                 |                       |     |
         +-----+-----+-----+-----+-----+-----+-----+-----+

The first field, labeled "PRECEDENCE" above, is intended to denote the importance or priority of the datagram. This field is not discussed in detail in this memo.

The second field, labeled "TOS" above, denotes how the network should

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make tradeoffs between throughput, delay, reliability, and cost. The TOS field is the primary topic of this memo.

The last field, labeled "MBZ" (for "must be zero") above, is currently unused. The originator of a datagram sets this field to zero (unless participating in an Internet protocol experiment which makes use of that bit). Routers and recipients of datagrams ignore the value of this field. This field is copied on fragmentation.

In the past there has been some confusion about the size of the TOS field. RFC-791 defined it as a three bit field, including bits 3-5 in the figure above. It included bit 6 in the MBZ field. RFC-1122 added bits 6 and 7 to the TOS field, eliminating the MBZ field. This memo redefines the TOS field to be the four bits shown in the figure above. The reasons for choosing to make the TOS field four bits wide can be found in Appendix B.2.

4. Specification of the TOS Field

As was stated just above, this memo redefines the TOS field as a four bit field. Also contrary to RFC-791, this memo defines the TOS field as a single enumerated value rather than as a set of bits (where each bit has its own meaning). This memo defines the semantics of the following TOS field values (expressed as binary numbers):

                1000   --   minimize delay
                0100   --   maximize throughput
                0010   --   maximize reliability
                0001   --   minimize monetary cost
                0000   --   normal service

The values used in the TOS field are referred to in this memo as "TOS values", and the value of the TOS field of an IP packet is referred to in this memo as the "requested TOS". The TOS field value 0000 is referred to in this memo as the "default TOS."

Because this specification redefines TOS values to be integers rather than sets of bits, computing the logical OR of two TOS values is no longer meaningful. For example, it would be a serious error for a router to choose a low delay path for a packet whose requested TOS was 1110 simply because the router noted that the former "delay bit" was set.

Although the semantics of values other than the five listed above are not defined by this memo, they are perfectly legal TOS values, and hosts and routers must not preclude their use in any way. As will become clear after reading the remainder of this memo, only the default TOS is in any way special. A host or router need not (and

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except as described in Section 8 should not) make any distinction between TOS values whose semantics are defined by this memo and those that are not.

It is important to note the use of the words "minimize" and "maximize" in the definitions of values for the TOS field. For example, setting the TOS field to 1000 (minimize delay) does not guarantee that the path taken by the datagram will have a delay that the user considers "low". The network will attempt to choose the lowest delay path available, based on its (often imperfect) information about path delay. The network will not discard the datagram simply because it believes that the delay of the available paths is "too high" (actually, the network manager can override this behavior through creative use of routing metrics, but this is strongly discouraged: setting the TOS field is intended to give better service when it is available, rather than to deny service when it is not).

5. Use of the TOS Field in the Internet Protocols

For the TOS facility to be useful, the TOS fields in IP packets must be filled in with reasonable values. This section discusses how protocols above IP choose appropriate values.

5.1 Internet Control Message Protocol (ICMP)

  ICMP [[8](#ref-8),[9](#ref-9),[12](#ref-12)] defines a number of messages for performing error
  reporting and diagnostic functions for the Internet Layer.  This
  section describes how a host or router chooses appropriate TOS
  values for ICMP messages it originates.  The TOS facility also
  affects the origination and processing of ICMP Redirects and ICMP
  Destination Unreachables, but that is the topic of [Section 6](#section-6).

  For purposes of this discussion, it is useful to divide ICMP
  messages into three classes:

   o   ICMP error messages include ICMP message types 3 (Destination
       Unreachable), 4 (Source Quench), 5 (Redirect), 11 (Time
       Exceeded), and 12 (Parameter Problem).

   o   ICMP request messages include ICMP message types 8 (Echo), 10
       (Router Solicitation), 13 (Timestamp), 15 (Information
       Request -- now obsolete), and 17 (Address Mask Request).

   o   ICMP reply messages include ICMP message types 0 (Echo
       Reply), 9 (Router Advertisement), 14 (Timestamp Reply), 16
       (Information Reply -- also obsolete), and 18 (Address Mask
       Reply).

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  An ICMP error message is always sent with the default TOS (0000).

  An ICMP request message may be sent with any value in the TOS
  field.  A mechanism to allow the user to specify the TOS value to
  be used would be a useful feature in many applications that
  generate ICMP request messages.

  An ICMP reply message is sent with the same value in the TOS field
  as was used in the corresponding ICMP request message.

5.2 Transport Protocols

  When sending a datagram, a transport protocol uses the TOS
  requested by the application.  There is no requirement that both
  ends of a transport connection use the same TOS.  For example, the
  sending side of a bulk data transfer application should request
  that throughput be maximized, whereas the receiving side might
  request that delay be minimized (assuming that it is primarily
  sending small acknowledgement packets).  It may be useful for a
  transport protocol to provide applications with a mechanism for
  learning the value of the TOS field that accompanied the most
  recently received data.

  It is quite permissible to switch to a different TOS in the middle
  of a connection if the nature of the traffic being generated
  changes.  An example of this would be SMTP, which spends part of
  its time doing bulk data transfer and part of its time exchanging
  short command messages and responses.

  TCP [[13](#ref-13)] should use the same TOS for datagrams containing only TCP
  control information as it does for datagrams which contain user
  data.  Although it might seem intuitively correct to always
  request that the network minimize delay for segments containing
  acknowledgements but no data, doing so could corrupt TCP's round
  trip time estimates.

5.3 Application Protocols

  Applications are responsible for choosing appropriate TOS values
  for any traffic they originate.  The Assigned Numbers document
  [[15](#ref-15)] lists the TOS values to be used by a number of common network
  applications.  For other applications, it is the responsibility of
  the application's designer or programmer to make a suitable
  choice, based on the nature of the traffic to be originated by the
  application.

  It is essential for many sorts of network diagnostic applications,
  and desirable for other applications, that the user of the

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  application be able to override the TOS value(s) which the
  application would otherwise choose.

  The Assigned Numbers document is revised and reissued
  periodically.  Until [RFC-1060](/doc/html/rfc1060), the edition current as this is
  being written, has been superceded, readers should consult
  [Appendix A.2](#appendix-A.2) of this memo.

6. ICMP and the TOS Facility

Routers communicate routing information to hosts using the ICMP protocol [12]. This section describes how support for the TOS facility affects the origination and interpretation of ICMP Redirect messages and certain types of ICMP Destination Unreachable messages. This memo does not define any new extensions to the ICMP protocol.

6.1 Destination Unreachable

  The ICMP Destination Unreachable message contains a code which
  describes the reason that the destination is unreachable.  There
  are four codes [[1](#ref-1),[12](#ref-12)] which are particularly relevant to the topic
  of this memo:

     0 -- network unreachable
     1 -- host unreachable
    11 -- network unreachable for type of service
    12 -- host unreachable for type of service

  A router generates a code 11 or code 12 Destination Unreachable
  when an unreachable destination (network or host) would have been
  reachable had a different TOS value been specified.  A router
  generates a code 0 or code 1 Destination Unreachable in other
  cases.

  A host receiving a Destination Unreachable message containing any
  of these codes should recognize that it may result from a routing
  transient.  The host should therefore interpret the message as
  only a hint, not proof, that the specified destination is
  unreachable.

  The use of codes 11 and 12 may seem contrary to the statement in
  [Section 2](#section-2) that packets should not be discarded simply because the
  requested TOS cannot be provided.  The rationale for having these
  codes and the limited cases in which they are expected to be used
  are described in [Appendix B.5](#appendix-B.5).

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6.2 Redirect

  The ICMP Redirect message also includes a code, which specifies
  the class of datagrams to which the Redirect applies.  There are
  currently four codes defined:

     0 -- redirect datagrams for the network
     1 -- redirect datagrams for the host
     2 -- redirect datagrams for the type of service and network
     3 -- redirect datagrams for the type of service and host

  A router generates a code 3 Redirect when the Redirect applies
  only to IP packets which request a particular TOS value.  A router
  generates a code 1 Redirect instead when the the optimal next hop
  on the path to the destination would be the same for any TOS
  value.  In order to minimize the potential for host confusion,
  routers should refrain from using codes 0 and 2 in Redirects
  [[3](#ref-3),[6](#ref-6)].

  Although the current Internet Host specification [[1](#ref-1)] only requires
  hosts to correctly handle code 0 and code 1 Redirects, a host
  should also correctly handle code 2 and code 3 Redirects, as
  described in [Section 7.1](#section-7.1) of this memo.  If a host does not, it is
  better for the host to treat code 2 as equivalent to code 0 and
  code 3 as equivalent to code 1 than for the host to simply ignore
  code 2 and code 3 Redirects.

7. Use of the TOS Field in Routing

Both hosts and routers should consider the value of the TOS field of a datagram when choosing an appropriate path to get the datagram to its destination. The mechanisms for doing so are discussed in this section.

Whether a packet's TOS value actually affects the path it takes inside of a particular routing domain is a choice made by the routing domain's network manager. In many routing domains the paths are sufficiently homogeneous in nature that there is no reason for routers to choose different paths based up the TOS field in a datagram. Inside such a routing domain, the network manager may choose to limit the size of the routing database and of routing protocol updates by only defining routes for the default (0000) TOS. Neither hosts nor routers should need to have any explicit knowledge of whether TOS affects routing in the local routing domain.

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7.1 Host Routing

  When a host (which is not also a router) wishes to send an IP
  packet to a destination on another network or subnet, it needs to
  choose an appropriate router to send the packet to.  According to
  the IP Architecture, it does so by maintaining a route cache and a
  list of default routers.  Each entry in the route cache lists a
  destination (IP address) and the appropriate router to use to
  reach that destination.  The host learns the information stored in
  its route cache through the ICMP Redirect mechanism.  The host
  learns the list of default routers either from static
  configuration information or by using the ICMP Router Discovery
  mechanism [[8](#ref-8)].  When the host wishes to send an IP packet, it
  searches its route cache for a route matching the destination
  address in the packet.  If one is found it is used; if not, the
  packet is sent to one of the default routers.  All of this is
  described in greater detail in [section 3.3.1 of RFC-1122](/doc/html/rfc1122#section-3.3.1) [[1](#ref-1)].

  Adding support for the TOS facility changes the host routing
  procedure only slightly.  In the following, it is assumed that (in
  accordance with the current Internet Host specification [[1](#ref-1)]) the
  host treats code 0 (redirect datagrams for the network) Redirects
  as if they were code 1 (redirect datagrams for the host)
  Redirects.  Similarly, it is assumed that the host treats code 2
  (redirect datagrams for the network and type of service) Redirects
  as if they were code 3 (redirect datagrams for the host and type
  of service) Redirects.  Readers considering violating these
  assumptions should be aware that long and careful consideration of
  the way in which Redirects are treated is necessary to avoid
  situations where every packet sent to some destination provokes a
  Redirect.  Because these assumptions match the recommendations of
  Internet Host specification, that careful consideration is beyond
  the scope of this memo.

  As was described in [Section 6.2](#section-6.2), some ICMP Redirects apply only to
  IP packets which request a particular TOS.  Thus, a host (at least
  conceptually) needs to store two types of entries in its route
  cache:

   type 1: { destination, TOS, router }

   type 2: { destination, *, router }

  where type 1 entries result from the receipt of code 3 (or code 1)
  Redirects and type 2 entries result from the receipt of code 2 (or
  code 0) Redirects.

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  When a host wants to send a packet, it first searches the route
  cache for a type 1 entry whose destination matches the destination
  address of the packet and whose TOS matches the requested TOS in
  the packet.  If it doesn't find one, the host searches its route
  cache again, this time looking for a type 2 entry whose
  destination matches the destination address of the packet.  If
  either of these searches finds a matching entry, the packet is
  sent to the router listed in the matching entry.  Otherwise, the
  packet is sent to one of the routers on the list of default
  routers.

  When a host creates (or updates) a type 2 entry, it must flush
  from its route cache any type 1 entries which have the same
  destination.  This is necessary for correctness, since the type 1
  entry may be obsolete but would continue to be used if it weren't
  flushed because type 1 entries are always preferred over type 2
  entries.

  However, the converse is not true: when a host creates a type 1
  entry, it should not flush a type 2 entry that has the same
  destination.  In this case, the type 1 entry will properly
  override the type 2 entry for packets whose destination address
  and requested TOS match the type 1 entry.  Because the type 2
  entry may well specify the correct router for some TOS values
  other than the one specified in the type 1 entry, saving the type
  2 entry will likely cut down on the number of Redirects which the
  host would otherwise receive.  This savings can potentially be
  substantial if one of the Redirects which was avoided would have
  created a new type 2 entry (thereby causing the new type 1 entry
  to be flushed).  That can happen, for example, if only some of the
  routers on the local net are part of a routing domain that
  computes separate routes for each TOS.

  As an alternative, a host may treat all Redirects as if they were
  code 3 (redirect datagrams for hosts and type of service)
  Redirects.  This alternative allows the host to have only type 1
  route cache entries, thereby simplifying route lookup and
  eliminating the need for the rules in the previous two paragraphs.
  The disadvantage of this approach is that it increases the size of
  the route cache and the amount of Redirect traffic if the host
  sends packets with a variety of requested TOS's to a destination
  for which the host should use the same router regardless of the
  requested TOS.  There is not yet sufficient experience with the
  TOS facility to know whether that disadvantage would be serious
  enough in practice to outweigh the simplicity of this approach.

  Despite [RFC-1122](/doc/html/rfc1122), some hosts acquire their routing information by
  "wiretapping" a routing protocol instead of by using the

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  mechanisms described above.  Such hosts will need to follow the
  procedures described in [Section 7.2](#section-7.2) (except of course that hosts
  will not send ICMP Destination Unreachables or ICMP Redirects).

7.2 Forwarding

  A router in the Internet should be able to consider the value of
  the TOS field when choosing an appropriate path over which to
  forward an IP packet.  How a router does this is a part of the
  more general issue of how a router picks appropriate paths.  This
  larger issue can be extremely complex [[4](#ref-4)], and is beyond the scope
  of this memo.  This discussion should therefore be considered only
  an overview.  Implementors should consult the Router Requirements
  specification [[3](#ref-3)] and the the specifications of the routing
  protocols they implement for details.

  A router associates a TOS value with each route in its forwarding
  table.  The value can be any of the possible values of the TOS
  field in an IP datagram (including those values whose semantics
  are yet to be defined).  Any routes learned using routing
  protocols which support TOS are assigned appropriate TOS value by
  those protocols.  Routes learned using other routing protocols are
  always assigned the default TOS value (0000).  Static routes have
  their TOS values assigned by the network manager.

  When a router wants to forward a packet, it first looks up the
  destination address in its forwarding table.  This yields a set of
  candidate routes.  The set may be empty (if the destination is
  unreachable), or it may contain one or more routes to the
  destination.  If the set is not empty, the TOS values of the
  routes in the set are examined.  If the set contains a route whose
  TOS exactly matches the TOS field of the packet being forwarded
  then that route is chosen.  If not but the set contains a route
  with the default TOS then that route is chosen.

  If no route is found, or if the the chosen route has an infinite
  metric, the destination is considered to be unreachable.  The
  packet is discarded and an ICMP Destination Unreachable is
  returned to the source.  Normally, the Unreachable uses code 0
  (Network unreachable) or 1 (Host unreachable).  If, however, a
  route to the destination exists which has a different TOS value
  and a non-infinite metric then code 11 (Network unreachable for
  type of service) or code 12 (Host unreachable for type of service)
  must be used instead.

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8. Other consequences of TOS

The TOS field in a datagram primarily affects the path chosen through the network, but an implementor may choose to have TOS also affect other aspects of how the datagram is handled. For example, a host or router might choose to give preferential queuing on network output queues to datagrams which have requested that delay be minimized. Similarly, a router forced by overload to discard packets might attempt to avoid discarding packets that have requested that reliability be maximized. At least one paper [14] has explored these ideas in some detail, but little is known about how well such special handling would work in practice.

Additionally, some Link Layer protocols have their own quality of service mechanisms. When a router or host transmits an IP packet, it might request from the Link Layer a quality of service as close as possible to the one requested in the TOS field in the IP header. Long ago an attempt (RFC-795) was made to codify how this might be done, but that document describes Link Layer protocols which have since become obsolete and no more recent document on the subject has been written.

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APPENDIX A. Updates to Other Specifications

While this memo is primarily an update to the IP protocol specification [11], it also peripherally affects a number of other specifications. This appendix describes those peripheral effects. This information is included in an appendix rather than in the main body of the document because most if not all of these other specifications will be updated in the future. As that happens, the information included in this appendix will become obsolete.

A.1 RFC-792 (ICMP)

  [RFC-792](/doc/html/rfc792) [[12](#ref-12)] defines a set of codes indicating reasons why a
  destination is unreachable.  This memo describes the use of two
  additional codes:

    11 -- network unreachable for type of service
    12 -- host unreachable for type of service

  These codes were defined in [RFC-1122](/doc/html/rfc1122) [[1](#ref-1)] but were not included in
  [RFC-792](/doc/html/rfc792).

A.2 RFC-1060 (Assigned Numbers)

  [RFC-1060](/doc/html/rfc1060) [[15](#ref-15)] describes the old interpretation of the TOS field
  (as three independent bits, with no way to specify that monetary
  cost should be minimized).  Although it is likely obvious how the
  values in [RFC-1060](/doc/html/rfc1060) ought to be interpreted in light of this memo,
  the information from that RFC is reproduced here.  The only actual
  changes are for ICMP (to conform to [Section 5.1](#section-5.1) of this memo) and
  NNTP:

                    ----- Type-of-Service Value -----

     Protocol           TOS Value

     TELNET (1)         1000                 (minimize delay)

     FTP
       Control          1000                 (minimize delay)
       Data (2)         0100                 (maximize throughput)

     TFTP               1000                 (minimize delay)

     SMTP (3)
       Command phase    1000                 (minimize delay)
       DATA phase       0100                 (maximize throughput)

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                    ----- Type-of-Service Value -----

     Protocol           TOS Value

     Domain Name Service
       UDP Query        1000                 (minimize delay)
       TCP Query        0000
       Zone Transfer    0100                 (maximize throughput)

     NNTP               0001                 (minimize monetary cost)

     ICMP
       Errors           0000
       Requests         0000 (4)
       Responses        <same as request> (4)

     Any IGP            0010                 (maximize reliability)

     EGP                0000

     SNMP               0010                 (maximize reliability)

     BOOTP              0000

     Notes:

      (1) Includes all interactive user protocols (e.g., rlogin).

      (2) Includes all bulk data transfer protocols (e.g., rcp).

      (3) If the implementation does not support changing the TOS
          during the lifetime of the connection, then the
          recommended TOS on opening the connection is the default
          TOS (0000).

      (4) Although ICMP request messages are normally sent with the
          default TOS, there are sometimes good reasons why they
          would be sent with some other TOS value.  An ICMP response
          always uses the same TOS value as was used in the
          corresponding ICMP request message.  See [Section 5.1](#section-5.1) of
          this memo.

     An application may (at the request of the user) substitute 0001
     (minimize monetary cost) for any of the above values.

     This appendix is expected to be obsoleted by the next revision
     of the Assigned Numbers document.

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A.3 RFC-1122 and RFC-1123 (Host Requirements)

  The use of the TOS field by hosts is described in detail in
  [RFC-1122](/doc/html/rfc1122) [[1](#ref-1)] and [RFC-1123](/doc/html/rfc1123) [[2](#ref-2)].  The information provided there is
  still correct, except that:

   (1) The TOS field is four bits wide rather than five bits wide.
       The requirements that refer to the TOS field should refer
       only to the four bits that make up the TOS field.

   (2) An application may set bit 6 of the TOS octet to a non-zero
       value (but still must not set bit 7 to a non-zero value).

  These details will presumably be corrected in the next revision of
  the Host Requirements specification, at which time this appendix
  can be considered obsolete.

A.4 RFC-1195 (Integrated IS-IS)

  Integrated IS-IS (sometimes known as Dual IS-IS) has multiple
  metrics for each route.  Which of the metrics is used to route a
  particular IP packet is determined by the TOS field in the packet.
  This is described in detail in [section 3.5 of RFC-1195](/doc/html/rfc1195#section-3.5) [[7](#ref-7)].

  The mapping from the value of the TOS field to an appropriate
  Integrated IS-IS metric is described by a table in that section.
  Although the specification in this memo is intended to be
  substantially compatible with Integrated IS-IS, the extension of
  the TOS field to four bits and the addition of a TOS value
  requesting "minimize monetary cost" require minor modifications to
  that table, as shown here:

     The IP TOS octet is mapped onto the four available metrics as
     follows:

     Bits 0-2 (Precedence): (unchanged from [RFC-1195](/doc/html/rfc1195))

     Bits 3-6 (TOS):

        0000    (all normal)               Use default metric
        1000    (minimize delay)           Use delay metric
        0100    (maximize throughput)      Use default metric
        0010    (maximize reliability)     Use reliability metric
        0001    (minimize monetary cost)   Use cost metric
        other                              Use default metric

     Bit 7 (MBZ): This bit is ignored by Integrated IS-IS.

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  It is expected that the next revision of the Integrated IS-IS
  specification will include this corrected table, at which time
  this appendix can be considered obsolete.

A.5 RFC-1247 (OSPF) and RFC-1248 (OSPF MIB)

  Although the specification in this memo is intended to be
  substantially compatible with OSPF, the extension of the TOS field
  to four bits requires minor modifications to the section that
  describes the encoding of TOS values in Link State Advertisements,
  described in [section 12.3 of RFC-1247](/doc/html/rfc1247#section-12.3) [[10](#ref-10)].  The encoding is
  summarized in Table 17 of that memo; what follows is an updated
  version of table 17.  The numbers in the first column are decimal
  integers, and the numbers in the second column are binary TOS
  values:

            OSPF encoding   TOS
            _____________________________________________

            0               0000   normal service
            2               0001   minimize monetary cost
            4               0010   maximize reliability
            6               0011
            8               0100   maximize throughput
            10              0101
            12              0110
            14              0111
            16              1000   minimize delay
            18              1001
            20              1010
            22              1011
            24              1100
            26              1101
            28              1110
            30              1111

  The OSPF MIB, described in [RFC-1248](/doc/html/rfc1248) [[5](#ref-5)], is entirely consistent
  with this memo except for the textual comment which describes the
  mapping of the old TOS flag bits into TOSType values.  TOSType
  values use the same encoding of TOS values as OSPF's Link State
  Advertisements do, so the above table also describes the mapping
  between TOSType values (the first column) and TOS field values
  (the second column).

  If [RFC-1247](/doc/html/rfc1247) and [RFC-1248](/doc/html/rfc1248) are revised in the future, it is expected
  that this information will be incorporated into the revised
  versions.  At that time, this appendix may be considered obsolete.

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APPENDIX B. Rationale

The main body of this memo has described the details of how TOS facility works. This appendix is for those who wonder why it works that way.

Much of what is in this document can be explained by the simple fact that the goal of this document is to provide a clear and complete specification of the existing TOS facility rather than to design from scratch a new quality of service mechanism for IP. While this memo does amend the facility in some small and carefully considered ways discussed below, the desirability of compatibility with existing specifications and uses of the TOS facility [1,2,7,10,11] was never in doubt. This goal of backwards compatibility determined the broad outlines and many of the details of this specification.

Much of the rest of this specification was determined by two additional goals, which were described more fully in Section 2. The first was that hosts should never be penalized for using the TOS facility, since that would likely ensure that it would never be widely deployed. The second was that the specification should make it easy, or at least possible, to define and deploy new types of service in the future.

The three goals above did not eliminate all need for engineering choices, however, and in a few cases the goals proved to be in conflict with each other. The remainder of this appendix discusses the rationale behind some of these engineering choices.

B.1 The Minimize Monetary Cost TOS Value

  Because the Internet is becoming increasingly commercialized, a
  number of participants in the IETF's Router Requirements Working
  Group felt it would be important to have a TOS value which would
  allow a user to declare that monetary cost was more important than
  other qualities of the service.

  There was considerable debate over what exactly this value should
  mean.  Some felt, for example, that the TOS value should mean
  "must not cost money".  This was rejected for several reasons.
  Because it would request a particular level of service (cost = 0)
  rather than merely requesting that some service attribute be
  minimized or maximized, it would not only philosophically at odds
  with the other TOS values but would require special code in both
  hosts and routers.  Also, it would not be helpful to users who
  want their packets to travel via the least-cost path but can
  accept some level of cost when necessary.  Finally, since whether
  any particular routing domain considers the TOS field when routing

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  is a choice made by the network manager, a user requiring a free
  path might not get one if the packet has to pass through a routing
  domain that does not consider TOS in its routing decisions.

  Some proposed a slight variant: a TOS value which would mean "I am
  willing to pay money to have this packet delivered".  This
  proposal suffers most of the same shortcomings as the previous one
  and turns out to have an additional interesting quirk: because of
  the algorithms specified in [Section 7.2](#section-7.2), any packet which used
  this TOS value would prefer links that cost money over equally
  good free links.  Thus, such a TOS value would almost be
  equivalent to a "maximize monetary cost" value!

  It seems likely that in the future users may need some mechanism
  to express the maximum amount they are willing to pay to have a
  packet delivered.  However, an IP option would be a more
  appropriate mechanism, since there are precedents for having IP
  options that all routers are required to honor, and an IP option
  could include parameters such as the maximum amount the user was
  willing to pay.  Thus, the TOS value defined in this memo merely
  requests that the network "minimize monetary cost".

B.2 The Specification of the TOS Field

  There were four goals that guided the decision to have a four bit
  TOS field and the specification of that field's values:

   (1) To define a new type of service requesting that the network
       "minimize monetary cost"

   (2) To remain as compatible as possible with existing
       specifications and uses of the TOS facility

   (3) To allow for the definition and deployment of new types of
       service in the future

   (4) To permanently fix the size of the TOS field

  The last goal may seem surprising, but turns out to be necessary
  for routing to work correctly when new types of service are
  deployed.  If routers have different ideas about the size of the
  TOS field they make inconsistent decisions that may lead to
  routing loops.

  At first glance goals (3) and (4) seem to be pretty much mutually
  exclusive.  The IP header currently has only three unused bits, so
  at most three new type of service bits could be defined without
  resorting to the impractical step of changing the IP header

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  format.  Since one of them would need to be allocated to meet goal
  (1), at most two bits could be reserved for new or experimental
  types of service.  Not only is it questionable whether two would
  be enough, but it is improbable that the IETF and IAB would allow
  all of the currently unused bits to be permanently reserved for
  types of service which might or might or might not ever be
  defined.

  However, some (if not most of) the possible combinations of the
  individual bits would not be useful.  Clearly, setting all of the
  bits would be equivalent to setting none of the bits, since
  setting all of the bits would indicate that none of the types of
  optimization was any more important than any of the others.
  Although one could perhaps assign reasonable semantics to most
  pairs of bits, it is unclear that the range of network service
  provided by various paths could usefully be subdivided in so fine
  a manner.  If some of these non-useful combinations of bits could
  be assigned to new types of service then it would be possible to
  meet goal (3) and goal (4) without having to use up all of the
  remaining reserved bits in the IP header.  The obvious way to do
  that was to change the interpretation of TOS values so that they
  were integers rather than independently settable bits.

  The integers were chosen to be compatible with the bit definitions
  found in [RFC-791](/doc/html/rfc791).  Thus, for example, setting the TOS field to
  1000 (minimize delay) sets bit 3 of the Type of Service octet; bit
  3 is defined as the Low Delay bit in [RFC-791](/doc/html/rfc791).  This memo only
  defines values which correspond to setting a single one of the
  [RFC-791](/doc/html/rfc791) bits, since setting multiple TOS bits does not seem to be
  a common practice.  According to [[15](#ref-15)], none of the common TCP/IP
  applications currently set multiple TOS bits.  However, TOS values
  corresponding to particular combinations of the [RFC-791](/doc/html/rfc791) bits could
  be defined if and when they are determined to be useful.

  The new TOS value for "minimize monetary cost" needed to be one
  which would not be too terribly misconstrued by preexisting
  implementations.  This seemed to imply that the value should be
  one which left all of the [RFC-791](/doc/html/rfc791) bits clear.  That would require
  expanding the TOS field, but would allow old implementations to
  treat packets which request minimization of monetary cost (TOS
  0001) as if they had requested the default TOS.  This is not a
  perfect solution since (as described above) changing the size of
  the TOS field could cause routing loops if some routers were to
  route based on a three bit TOS field and others were to route
  based on a four bit TOS field.  Fortunately, this should not be
  much of a problem in practice because routers which route based on
  a three bit TOS field are very rare as this is being written and
  will only become more so once this specification is published.

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  Because of those considerations, and also in order to allow a
  reasonable number of TOS values for future definition, it seemed
  desirable to expand the TOS field.  That left the question of how
  much to expand it.  Expanding it to five bits would allow
  considerable future expansion (27 new TOS values) and would be
  consistent with Host Requirements, but would reduce to one the
  number of reserved bits in the IP header.  Expanding the TOS field
  to four bits would restrict future expansion to more modest levels
  (11 new TOS values), but would leave an additional IP header bit
  free.  The IETF's Router Requirements Working Group concluded that
  a four bits wide TOS field allow enough values for future use and
  that consistency with Host Requirements was inadequate
  justification for unnecessarily increasing the size of the TOS
  field.

B.3 The Choice of Weak TOS Routing

  "Ruminations on the Next Hop" [[4](#ref-4)] describes three alternative ways
  of routing based on the TOS field.  Briefly, they are:

   (1) Strong TOS --
       a route may be used only if its TOS exactly matches the TOS
       in the datagram being routed.  If there is no route with the
       requested TOS, the packet is discarded.

   (2) Weak TOS --
       like Strong TOS, except that a route with the default TOS
       (0000) is used if there is no route that has the requested
       TOS.  If there is no route with either the requested TOS or
       the default TOS, the packet is discarded.

   (3) Very Weak TOS --
       like Weak TOS, except that a route with the numerically
       smallest TOS is used if there is no route that has either the
       requested TOS or the default TOS.

  This specification has adopted Weak TOS.

  Strong TOS was quickly rejected.  Because it requires that each
  router a packet traverses have a route with the requested TOS,
  packets which requested non-zero TOS values would have (at least
  until the TOS facility becomes widely used) a high probability of
  being discarded as undeliverable.  This violates the principle
  (described in [Section 2](#section-2)) that hosts should not be penalized for
  choosing non-zero TOS values.

  The choice between Weak TOS and Very Weak TOS was not as
  straightforward.  Weak TOS was chosen because it is slightly

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  simpler to implement and because it is consistent with the OSPF
  and Integrated IS-IS specifications.  In addition, many dislike
  Very Weak TOS because its algorithm for choosing a route when none
  of the available routes have either the requested or the default
  TOS cannot be justified by intuition (there is no reason to
  believe that having a numerically smaller TOS makes a route
  better).  Since a router would need to understand the semantics of
  all of the TOS values to make a more intelligent choice, there
  seems to be no reasonable way to fix this particular deficiency of
  Very Weak TOS.

  In practice it is expected that the choice between Weak TOS and
  Very Weak TOS will make little practical difference, since (except
  where the network manager has intentionally set things up
  otherwise) there will be a route with the default TOS to any
  destination for which there is a route with any other TOS.

B.4 The Retention of Longest Match Routing

  An interesting issue is how early in the route choice process TOS
  should be considered.  There seem to be two obvious possibilities:

   (1) Find the set of routes that best match the destination
       address of the packet.  From among those, choose the route
       which best matches the requested TOS.

   (2) Find the set of routes that best match the requested TOS.
       From among those, choose the route which best matches the
       destination address of the packet.

  The two approaches are believed to support an identical set of
  routing policies.  Which of the two allows the simpler
  configuration and minimizes the amount of routing information that
  needs to be passed around seems to depend on the topology, though
  some believe that the second option has a slight edge in this
  regard.

  Under the first option, if the network manager neglects some
  pieces of the configuration the likely consequence is that some
  packets which would benefit from TOS-specific routes will be
  routed as if they had requested the default TOS.  Under the second
  option, however, a network manager can easily (accidently)
  configure things in such a way that packets which request a
  certain TOS and should be delivered locally will instead follow a
  default route for that TOS and be dumped into the Internet.  Thus,
  the first option would seem to have a slight edge with regard to
  robustness in the face of errors by the network manager.

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  It has been also been suggested that the first option provides the
  additional benefit of allowing loop-free routing in routing
  domains which contain both routers that consider TOS in their
  routing decisions and routers that do not.  Whether that is true
  in all cases is unknown.  It is certainly the case, however, that
  under the second option it would not work to mix routers that
  consider TOS and routers which do not in the same routing domain.

  All in all, there were no truly compelling arguments for choosing
  one way or the other, but it was nontheless necessary to make a
  choice: if different routers were to make the choice differently,
  chaos (in the form of routing loops) would result.  The mechanisms
  specified in this memo reflect the first option because that will
  probably be more intuitive to most network managers.  Internet
  routing has traditionally chosen the route which best matches the
  destination address, with other mechanisms serving merely as tie-
  breakers.  The first option is consistent with that tradition.

B.5 The Use of Destination Unreachable

  Perhaps the most contentious and least defensible part of this
  specification is that a packet can be discarded because the
  destination is considered to be unreachable even though a packet
  to the same destination but requesting a different TOS would have
  been deliverable.  This would seem to fall perilously close to
  violating the principle that hosts should never be penalized for
  requesting non-default TOS values in packets they originate.

  This can happen in only three, somewhat unusual, cases:

   (1) There is a route to the packet's destination which has the
       TOS value requested in the packet, but the route has an
       infinite metric.

   (2) The only routes to the packet's destination have TOS values
       other than the one requested in the packet.  One of them has
       the default TOS, but it has an infinite metric.

   (3) The only routes to the packet's destination have TOS values
       other than the one requested in the packet.  None of them
       have the default TOS.

  It is commonly accepted that a router which has a default route
  should nonetheless discard a packet if the router has a more
  specific route to the destination in its forwarding table but that
  route has an infinite metric.  The first two cases seem to be
  analogous to that rule.

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  In addition, it is worth noting that, except perhaps during brief
  transients resulting from topology changes, routes with infinite
  metrics occur only as the result of deliberate action (or serious
  error) on the part of the network manager.  Thus, packets are
  unlikely to be discarded unless the network manager has taken
  deliberate action to cause them to be.  Some people believe that
  this is an important feature of the specification, allowing the
  network to (for example) keep packets which have requested that
  cost be minimized off of a link that is so expensive that the
  network manager feels confident that the users would want their
  packets to be dropped.  Others (including the author of this memo)
  believe that this "feature" will prove not to be useful, and that
  other mechanisms may be required for access controls on links, but
  couldn't justify changing this specification in the ways necessary
  to eliminate the "feature".

  Case (3) above is more problematic.  It could have been avoided by
  using Very Weak TOS, but that idea was rejected for the reasons
  discussed in [Appendix B.3](#appendix-B.3).  Some suggested that case (3) could be
  fixed by relaxing longest match routing (described in [Appendix](#appendix-B.4)
  [B.4](#appendix-B.4)), but that idea was rejected because it would add complexity
  to routers without necessarily making their routing choices
  particularly more intuitive.  It is also worth noting that this is
  another case that a network manager has to try rather hard to
  create: since OSPF and Integrated IS-IS both enforce the
  constraint that there must be a route with the default TOS to any
  destination for which there is a route with a non-zero TOS, a
  network manager would have to await the development of a new
  routing protocol or create the problem with static routes.  The
  eventual conclusion was that any fix to case (3) was worse than
  the problem.

APPENDIX C. Limitations of the TOS Mechanism

It is important to note that the TOS facility has some limitations. Some are consequences of engineering choices made in this specification. Others, referred to as "inherent limitations" below, could probably not have been avoided without either replacing the TOS facility defined in RFC-791 or accepting that things wouldn't work right until all routers in the Internet supported the TOS facility.

C.1 Inherent Limitations

  The most important of the inherent limitations is that the TOS
  facility is strictly an advisory mechanism.  It is not an
  appropriate mechanism for requesting service guarantees.  There
  are two reasons why this is so:

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   (1) Not all networks will consider the value of the TOS field
       when deciding how to handle and route packets.  Partly this
       is a transition issue: there will be a (probably lengthy)
       period when some networks will use equipment that predates
       this specification.  Even long term, however, many networks
       will not be able to provide better service by considering the
       value of the TOS field.  For example, the best path through a
       network composed of a homogeneous collection of
       interconnected LANs is probably the same for any possible TOS
       value.  Inside such a network, it would make little sense to
       require routers and routing protocols to do the extra work
       needed to consider the value of the TOS field when forwarding
       packets.

   (2) The TOS mechanism is not powerful enough to allow an
       application to quantify the level of service it desires.  For
       example, an application may use the TOS field to request that
       the network choose a path which maximizes throughput, but
       cannot use that mechanism to say that it needs or wants a
       particular number of kilobytes or megabytes per second.
       Because the network cannot know what the application
       requires, it would be inappropriate for the network to decide
       to discard a packet which requested maximal throughput
       because no "high throughput" path was available.

  The inability to provide resource guarantees is a serious drawback
  for certain kinds of network applications.  For example, a system
  using packetized voice simply creates network congestion when the
  available bandwidth is inadequate to deliver intelligible speech.
  Likewise, the network oughtn't even bother to deliver a voice
  packet that has suffered more delay in the network than the
  application can tolerate.  Unfortunately, resource guarantees are
  problematic in connectionless networks.  Internet researchers are
  actively studying this problem, and are optimistic that they will
  be able to invent ways in which the Internet Architecture can
  evolve to support resource guarantees while preserving the
  advantages of connectionless networking.

C.2 Limitations of this Specification

  There are a couple of additional limitations of the TOS facility
  which are not inherent limitations but instead are consequences of
  engineering choices made in this specification:

   (1) Routing is not really optimal for some TOS values.  This is
       because optimal routing for those TOS values would require
       that routing protocols be cognizant of the semantics of the
       TOS values and use special algorithms to compute routes for

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       them.  For example, routing protocols traditionally compute
       the metric for a path by summing the costs of the individual
       links that make up the path.  However, to maximize
       reliability, a routing protocol would instead have to compute
       a metric which was the product of the probabilities of
       successful delivery over each of the individual links in the
       path.  While this limitation is in some sense a limitation of
       current routing protocols rather than of this specification,
       this specification contributes to the problem by specifying
       that there are a number of legal TOS values that have no
       currently defined semantics.

   (2) This specification assumes that network managers will do "the
       right thing".  If a routing domain uses TOS, the network
       manager must configure the routers in such a way that a
       reasonable path is chosen for each TOS.  While this ought not
       to be terribly difficult, a network manager could accidently
       or intentionally violate our rule that using the TOS facility
       should provide service at least as good as not using it.

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References

[1] Internet Engineering Task Force (R. Braden, Editor), "Requirements for Internet Hosts -- Communication Layers", RFC 1122, USC/Information Sciences Institute, October 1989.

[2] Internet Engineering Task Force (R. Braden, Editor), "Requirements for Internet Hosts -- Application and Support", RFC 1123, USC/Information Sciences Institute, October 1989.

[3] Almquist, P., "Requirements for IP Routers", Work in progress.

[4] Almquist, P., "Ruminations on the Next Hop", Work in progress.

[5] Baker, F. and R. Coltun, "OSPF Version 2 Management Information Base", RFC 1248, ACC, Computer Science Center, August 1991.

[6] Braden, R. and J. Postel, "Requirements for Internet Gateways", RFC 1009, USC/Information Sciences Institute, June 1987.

[7] Callon, R., "Use of OSI IS-IS for Routing in TCP/IP and Dual Environments", RFC 1195, Digital Equipment Corporation, December 1990.

[8] Deering, S., "ICMP Router Discovery Messages", RFC 1256, Xerox PARC, September 1991.

[9] Mogul, J. and J. Postel, "Internet Standard Subnetting Procedure", RFC 950, USC/Information Sciences Institute, August 1985.

[10] Moy, J., "OSPF Version 2", RFC 1247, Proteon, Inc., July 1991.

[11] Postel, J., "Internet Protocol", RFC 791, DARPA, September 1981.

[12] Postel, J., "Internet Control Message Protocol", RFC 792, DARPA, September 1981.

[13] Postel, J., "Transmission Control Protocol", RFC 793, DARPA, September 1981.

[14] Prue, W. and J. Postel, "A Queuing Algorithm to Provide Type- of-Service for IP Links", RFC 1046, USC/Information Sciences Institute, February 1988.

[15] Reynolds, J. and J. Postel, "Assigned Numbers", RFC 1060, USC/Information Sciences Institute, March 1990.

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Acknowledgements

Some of the ideas presented in this memo are based on discussions held by the IETF's Router Requirements Working Group. Much of the specification of the treatment of Type of Service by hosts is merely a restatement of the ideas of the IETF's former Host Requirements Working Group, as captured in RFC-1122 and RFC-1123. The author is indebted to John Moy and Ross Callon for their assistance and cooperation in achieving consistency among the OSPF specification, the Integrated IS-IS specification, and this memo.

This memo has been substantially improved as the result of thoughtful comments from a number of reviewers, including Dave Borman, Bob Braden, Ross Callon, Vint Cerf, Noel Chiappa, Deborah Estrin, Phill Gross, Bob Hinden, Steve Huston, Jon Postel, Greg Vaudreuil, John Wobus, and the Router Requirements Working Group.

The initial work on this memo was done while its author was an employee of BARRNet. Their support is gratefully acknowledged.

Security Considerations

This memo does not explicitly discuss security issues. The author does not believe that the specifications in this memo either weaken or enhance the security of the IP Protocol or of the other protocols mentioned herein.

Author's Address

Philip Almquist 214 Cole Street, Suite 2 San Francisco, CA 94117-1916

Phone: 415-752-2427

Email: almquist@Jessica.Stanford.EDU

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