GaAs(001): Surface Structure and Optical Properties (original) (raw)

2001, physica status solidi (a)

The optical anisotropy of differently reconstructed GaAs(001) surfaces has been analysed both theoretically and experimentally. The atomic structures and RAS spectra are calculated from first principles for the As-rich c(4 Â 4) and b2(2 Â 4) as well as for the stoichiometric a2(2Â4) and the Ga-rich z(4 Â 2) surface phases. These results are compared with spectra recorded at low temperature (40 K). We find good agreement between the calculated and measured data, in particular for the As-rich surface phases. In marked contrast to earlier calculations we find the peak near the E 1 critical point energy, characteristic of the b2(2 Â 4) surface, to originate from electronic transitions in bulk layers. The experimental data for the Ga-rich (4 Â 2) surface phase are less well reproduced, possibly due to surface defects or structural deviations from the z(4 Â 2) model for the surface geometry.

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