The promise of common pool resource theory and the reality of commons projects (original) (raw)

Explaining the success of the commons. A multidisciplinary perspective

lo Squaderno, 2013

Explaining the long-term success of collective or community-based natural resource governance is a complex endeavor. There are multiple theories and perspectives from which to draw on, and multiple external and internal forces at work. This paper addresses this question through the lens of common-pool resource (CPR) studies often referred to as the "theory of the commons" combined with insights from political ecology.

Sustainable governance of common-pool resources: context, methods, and politics

Annual Review of Anthropology, 2003

This paper presents a critical assessment of the field of common property. After discussing briefly the major findings and accomplishments of the scholarship on the commons, the paper pursues two strategies of critique. The first strategy of friendly critique accepts the basic assumptions of most writings on common property to show that scholars of commons have discovered far more variables that potentially affect resource management than is possible to analyze carefully. The paper identifies some potential means to address the problem of too many variables. The second line of critique proceeds differently. It asks how analyses of common property might change, and what they need to consider, if they loosen assumptions about sovereign selves and apolitical property rights institutions. My examination of these questions concludes this review with an emphasis on the need to (a) attend more carefully to processes of subject formation, and (b) investigate common property arrangements and associated subject positions with greater historical depth.

Community-based natural resource management: governing the commons

Community-based Natural Resource Management (CBNRM) focuses on the collective management of ecosystems to promote human well-being and aims to devolve authority for ecosystem management to the local (community) level. CBNRM therefore requires strong investments in capacity development of local institutions and governance structures. CBNRM has come under strong criticism for its failures to deliver real benefits to communities. In this paper we explore the reasons for the frequent failure of CBNRM. We postulate that good governance buffers CBNRM against unexpected change, notably conflicts, especially in the early stages when income generation, infrastructure development and capacity development have not yet taken place. We assess the key characteristics of CBNRM governance systems that could perform this buffering function, using case study examples from Macubeni, Nqabara, Makuleke and Richtersveld to support our propositions. In our case studies, 11 strategies have been used to increase the incidence of success of CBNRM: understand and describe the social-ecological system; establish and communicate a clear vision; build on local organizations; plan ahead; create rules for resource use and enforce them; communicate the vision, plan and rules; develop management capacity; finance the initial stages of the initiative; work within available legal frameworks; monitor and learn all the time; and create lasting incentives. Despite these strategies there are, however, a number of obstinate implementation challenges, related to governance shortcomings and external factors which management cannot control. We therefore propose seven additional strategies to promote good governance in CBNRM: 1. Develop knowledge networks that draw on the experience and wisdom of a wide range of key individuals. 2. Establish formalised decision-making structures (e.g. multi-level project steering committees) with clear constitutions and codes of conduct. 3. Clearly define and legitimise conflict resolution procedures. 4. Ensure acceptance of the governance structure by community members. 5. Obtain formal commitment to well-defined roles and responsibilities by key individuals. 6. Establish tangible incentives to key individuals for meeting their commitments.

Key principles of community-based natural resource management: a synthesis and interpretation of identified effective approaches for managing the commons

Environmental management, 2010

This article examines recent research on approaches to community-based environmental and natural resource management and reviews the commonalities and differences between these interdisciplinary and multi-stakeholder initiatives. To identify the most effective characteristics of Community-Based Natural Resource Management (CBNRM) I collected a multiplicity of perspectives from research teams and then grouped findings into a matrix of "Organizational Principles" and "Key Characteristics." This matrix was then given an initial vetting (or "field test") by applying numerous case studies that were previously submitted to the World Bank International Workshop on Community-Based Natural Resource Management. These practitioner case studies were then compared and contrasted with the findings of the research teams. It is hoped that the developed matrix may be useful to researchers, to further focus research to understand core characteristics of effective and sustainable CBNRM, to provide practitioners a framework for developing new CBNRM initiatives for managing the commons, and to provide a potential resource for academic institutions during their evaluation of their practitioner focused environmental management and leadership curriculum.

Contemporary commons: Sharing and managing common-pool resources in the 21st century

Human Affairs, 2019

In her groundbreaking work, Elinor Ostrom suggested that communities are able to self-organize and develop rules which allow them to effectively manage common-pool resources while avoiding the “tragedy of the commons”, as proposed by Hardin. Based on empirical case studies of how forests, irrigation, grazing land and fisheries are organized all over the world, Ostrom suggested several principles that can serve as guidelines for managing common-pool resources. In the 21st century new initiatives have been based on sharing. There are various examples such as car and bike sharing in cities, internet platforms such as Wikipedia, community gardens and many others. There is a reason to believe that these efforts will continue to grow and become more popular as people realise the economic, social and ecological benefits. The aim of this paper is to analyse to what extent Ostrom’s findings are relevant to these new, often urbanised or digitalised forms of sharing. Can the famous design prin...

Commons: Old and New -- On Environmental Goods and Services in the Theory of Commons

2003

The modern and largely academic and urban initiated concern with environmental protection of landscapes, species, watersheds, biodiversity, ecosystem-services etc. are framed by a language suggesting that the main concern is the protection and preservation of precarious resources of common interests for mankind. Thus the values deserving the attention of environmental protection seem to be very different from the concerns shaping the evolution of traditional commons: the control of access to and extraction of resources seen as limited but essential for the survival of local communities. The paper will explore the theoretical differences and similarities of the two types of interests driving the concern for preserving values. It will be suggested that a basic difference lies in the distinction between values where there is rivalry in appropriation and values where there is non-rivalry. It will further be argued that in designing new institutions for managing protected areas, an understanding of traditional commons and how the new values to be protected are different from and interact with the old values will be important to achieve sustainability of resource use within the protected areas.

Defining Success in the Commons: Addressing Problem Orientations, Multidimensionality, Norms, and Tradeoffs

International Journal of the Commons (IJC), 2020

Commons and social-ecological systems research examines institutional arrangements for governing natural resources to improve social and ecological outcomes. However, no universal definition of success exists. We examine the CPR and SES synthesis literature to identify trends, gaps and challenges for examining success. We address: (1) gaps in the literature, (2) multidimensionality and tradeoffs, and (3) and the link between problem orientation and definitions of success. To do this we conduct a comprehensive review of Large-N studies, meta-analyses and systematic reviews of CPR and SES governance (n = 45). We found seven dimensions of success, corresponding to collective choice, constitutional and operational levels, temporal dimensions, and socioeconomic outcomes. Most studies did not address power and tradeoffs, or specify the social groups to whom success would apply. The majority of studies defined success in one dimension, most often demand-side provisioning (e.g., productivity or biodiversity). A regression analysis suggests that studies on rangelands or grasslands, correlative studies, and/or studies of state property systems (i.e., protected areas) were more likely to use fewer dimensions of success. Problem orientations often did not correlate with dimensions of success considered in a study, suggesting that measures of success often cannot adequately address the full suite of problems recognized in synthesis research. This presents a significant challenge for collective action among scholars who aim to develop general knowledge on SES and CPR governance. We discuss exemplary studies that measure success as multidimensional, address power and tradeoffs, and conclude with four recommendations for advancing the analysis of success.

Explaining success and failure in the commons: the configural nature of Ostrom's institutional design principles

Governing common pool resources (CPR) in the face of disturbances such as globalization and climate change is challenging. The outcome of any CPR governance regime is the influenced by local combinations of social, institutional, and biophysical factors, as well as cross-scale interdependencies. In this study, we take a step towards understanding multiple-causation of CPR outcomes by analyzing 1) the co-occurrence of Destign Principles (DP) by activity (irrigation, fishery and forestry), and 2) the combination(s) of DPs leading to social and ecological success. We analyzed 69 cases pertaining to three different activities: irrigation, fishery, and forestry. We find that the importance of the design principles is dependent upon the natural and hard human made infrastructure (i.e. canals, equipment, vessels etc.). For example, clearly defined social bounduaries are important when the natural infrastructure is highly mobile (i.e. tuna fish), while monitoring is more important when the natural infrastructure is more static (i.e. forests or water contained within an irrigation system). However, we also find that congruence between local conditions and rules and proportionality between investment and extraction are key for CPR success independent from the natural and human hard made infrastructure. We further provide new visualization techniques for co-occurrence patterns and add to qualitative comparative analysis by introducing a reliability metric to deal with a large meta-analysis dataset on secondary data where information is missing or uncertain.

The Commons in the New Millennium: Challenges and Adaptations, EDITED BY NIVES DOLšAK AND ELINOR OSTROM, xxiv + 369 pp., 22.5×15×2 cm, ISBN 0 262 54142 2 paperback, GB£ 17.95, London, UK/Cambridge MA, USA: The MIT Press, 2003

Environmental Conservation, 2004

The Commons in the New Millennium: Challenges and Adaptations is an edited collection that examines challenges facing common property resource (CPR) users and other stakeholders in the coming years. The nine main chapters of the book were selected from among the 300 papers presented at the 2000 conference of the International Association for the Study of Common Property. These vary in scope from the primarily historical, to the theoretical, to chapters focused on practical examples of resource users' involvement in formal and informal management practices.