Constrained variational calculus: the second variation (part I (original) (raw)

1 Constrained Variational Calculus: The Second Variation

2016

Within the geometrical framework developed in [1], the problem of minimality for constrained calculus of variations is analysed among the class of differentiable curves. A fully covariant representation of the second variation of the action functional, based on a suitable gauge transformation of the Lagrangian, is explicitly worked out. Both necessary and sufficient conditions for minimality are proved, and are then reinterpreted in terms of Jacobi fields.

On the notion of Jacobi fields in constrained calculus of variations

Communications in Mathematics, 2016

In variational calculus, the minimality of a given functional under arbitrary deformations with fixed end-points is established through an analysis of the so called second variation. In this paper, the argument is examined in the context of constrained variational calculus, assuming piecewise differentiable extremals, commonly referred to as extremaloids. The approach relies on the existence of a fully covariant representation of the second variation of the action functional, based on a family of local gauge transformations of the original Lagrangian and on a set of scalar attributes of the extremaloid, called the corners' strengths [16]. In dis- cussing the positivity of the second variation, a relevant role is played by the Jacobi fields, defined as infinitesimal generators of 1-parameter groups of diffeomorphisms preserving the extremaloids. Along a piecewise differentiable extremal, these fields are generally discontinuous across the corners. A thorough analysis of this poin...

1 on the Gauge Structure of the Calculus of Variations with Constraints

2016

A gauge-invariant formulation of constrained variational calculus, based on the introduction of the bundle of affine scalars over the configuration manifold, is presented. In the resulting setup, the "Lagrangian" L is replaced by a section of a suitable principal fibre bundle over the velocity space. A geometric rephrasement of Pontryagin's maximum principle, showing the equivalence between a constrained variational problem in the state space and a canonically associated free one in a higher affine bundle, is proved.

On the gauge structure of the calculus of variations with constraints

2011

A gauge-invariant formulation of constrained variational calculus, based on the introduction of the bundle of affine scalars over the configuration manifold, is presented. In the resulting setup, the Lagrangian is replaced by a section of a suitable principal fibre bundle over the velocity space. A geometric rephrasement of Pontryagin's maximum principle, showing the equivalence between a constrained variational problem in the state space and a canonically associated free one in a higher affine bundle, is proved.

Geometric constrained variational calculus. III: The second variation (Part II)

International Journal of Geometric Methods in Modern Physics, 2016

A geometric setup for constrained variational calculus is presented. The analysis deals with the study of the extremals of an action functional defined on piecewise differentiable curves, subject to differentiable, non-holonomic constraints. Special attention is paid to the tensorial aspects of the theory. As far as the kinematical foundations are concerned, a fully covariant scheme is developed through the introduction of the concept of infinitesimal control. The standard classification of the extremals into normal and abnormal ones is discussed, pointing out the existence of an algebraic algorithm assigning to each admissible curve a corresponding abnormality index, related to the corank of a suitable linear map. Attention is then shifted to the study of the first variation of the action functional. The analysis includes a revisitation of Pontryagin's equations and of the Lagrange multipliers method, as well as a reformulation of Pontryagin's algorithm in Hamiltonian terms. The analysis is completed by a general result, concerning the existence of finite deformations with fixed endpoints.

Some geometric aspects of variational calculus in constrained systems

Reports on Mathematical Physics, 2003

We give a geometric description of variational principles in mechanics, with special attention to constrained systems. For the general case of nonholonomic constraints, a unified variational approach is given, and the equations of motion of both vakonomic and nonholonomic frameworks are obtained. We study specifically the existence of infinitesimal variations in both cases. When the constraints are integrable, both formalisms are compared and it is proved that they coincide. As examples, we give geometric formulations of the equations of motion for the case of optimal control and for vakonomic and nonholonomic mechanics with constraints linear in the velocities.

Constrained variational calculus for higher order classical field theories

Journal of Physics A: Mathematical and Theoretical, 2010

We develop an intrinsic geometrical setting for higher order constrained field theories. As a main tool we use an appropriate generalization of the classical Skinner-Rusk formalism. Some examples of application are studied, in particular, applications to the geometrical description of optimal control theory for partial differential equations.

On the Variational Characterisation of Generalized Jacobi Equations

Arxiv preprint math-ph/0607032, 2006

Abstract: We study higher--order variational derivatives of a generic second--order Lagrangian calL=calL(x,phi,partialphi,partial2phi){\ cal L}={\ cal L}(x,\ phi,\ partial\ phi,\ partial^ 2\ phi) calL=calL(x,phi,partialphi,partial2phi) and in this context we discuss the Jacobi equation ensuing from the second variation of the action. We exhibit ...

En Route for the Calculus of Variations

2019

Optimal control deals with the problem of finding a control law for a given system such that a certain optimality criterion is achieved. An optimal control is an extension of the calculus of variations. It is a mathematical optimization method for deriving control policies. The calculus of variations is concerned with the extrema of functionals. The different approaches tried out in its solution may be considered, in a more or less direct way, as the starting point for new theories. While the true “mathematical” demonstration involves what we now call the calculus of variations, a theory for which Euler and then Lagrange established the foundations, the solution which Johann Bernoulli originally produced, obtained with the help analogy with the law of refraction on optics, was empirical. A similar analogy between optics and mechanics reappears when Hamilton applied the principle of least action in mechanics which Maupertuis justified in the first instance, on the basis of the laws o...

The Calculus of Variations

The variational principles of mechanics are firmly rooted in the soil of that great century of Liberalism which starts with Descartes and ends with the French Revolution and which has witnessed the lives of Leibniz, Spinoza, Goethe, and Johann Sebastian Bach. It is the only period of cosmic thinking in the entire history of Europe since the time of the Greeks. 1