Cultivating Success and Failure in Policy: participation irrigation management in Nepal (original) (raw)

Participatory irrigation management

2011

In most developing countries, irrigation development project and their operation and management are heavily dominated by the public sector. Conventional wisdom once assumed that only the state was capable of handling large modern projects requiring heavy capital investment, complicated technical inputs, and the legal mandate to distribute water, and collect fees. Recent experience in many countries has over tuned these assumptions. Government-operated irrigation systems are often poorly maintained with steadily deteriorating infrastructure. Yet some of these same systems have shown dramatic improvement when their management was transferred farmer groups who entered into contracts with the government for operating and maintaining portions of the irrigation system. For the past two decades most countries have adopted policies to encourage greater involvement of farmers on irrigation O&M but only recently has this trend gained momentum to transfer the balance of responsibility from gov...

Intervention processes and irrigation institutions: sustainability of farmer managed irrigated systems in Nepal

2000

Propositions 1. Any intervention that does not recognise the centrality of the social actors in development programs is bound to clash, rather than to fit, with the natural dynamic of socioeconomic processes. (Michael M. Cernea, 1991) 2. Experience shows that the self-reliance and motivation of indigenous management groups can easily be undermined by too much external assistance, and that is a real danger in the present situation of growing international interest in small scale systems. (H.W. Underhill, 1984) 3. Intervention processes consist of a complex set of interlocking arenas of struggle, each characterised by specific constraints and possibilities of manoeuvre. (Norman Long, 1997) 4. Where external assistance occurs without corresponding local investment (such as in labour, materials and knowledge), dependency is reinforced and the benefits of the external investment are not sustained. (Douglas J. Merrey, 1997) 5. It is now generally acknowledged that the 15 billion dollars that used to be poured into the irrigation sub-sector in less-developed countries annually have not produced more than 50 percent of tire anticipated output. (G. Diemer and F.S. Huibers, 1996) 6. The degree of people's interest in, commitment to and willingness to invest in irrigation will depend on how it is perceived to enhance or diminish their lives. (I. Guijt and J. Thompson, 1994) 7. Before intervention farmers were able and willing to maintain their irrigation system without outside support. However, after interventions there is growing dependency on external resources for the maintenance of irrigation system. (This thesis) 8. The changes effected by the irrigation intervention in the governance structure contributed to the increasing anarchy in rules-in-use. (This thesis) 9. The changes in physical infrastructure due to the introduction of new technology after intervention effected changes in the organisational control related to irrigation tasks. (This thesis) 10. Not only the irrigation interventions, but also broader changes in political, social, economic and administrative set up have effected changes in the existing irrigation institutions. (This thesis) 11. The institutions created by the interventions are not functioning after the intervention due to lack of a clear perception of their role by the government and the users. (This thesis) 12. The simple technical design facilitated a strong communal linking loop in the interfaces among the users and they had a greater role in the decision for the design of the technology. (This thesis) 13. The intervention for the construction of a new irrigation system has wider implications in terms of introduction of new technologies, financial resources and institutional requirement as compared to rehabilitation and improvement. (This thesis) 14. The interface between the actors facilitated the strengthening of the 'communal linking loops' for the initiation of the intervention, which was not always very transparent due to the different and hidden agendas of all the actors involved. (This thesis) Contents Table of Contents vii List of Tables xi Maps and Figures xi Glossary xii List of Acronyms xiii Preface and Acknowledgements xv 2.2.5 Intervention and knowledge 11 2.2.6 Intervention and agency 2.2.7 Intervention and project environment 12 2.3 Institutions 13 2.4 Institutions, organisations and the process of irrigation 2.4.1 Governance and property rights 15 2.4.2 Management of irrigation tasks 2.4.3 Water control 21 2.4.4 A framework to study irrigation processes and interventions in the hills of Nepal 2.5 Research questions 2.6 Methodology 2.6.1 Introduction 2.6.2 Unit of observation 2.6.3 Unit of analysis 2.6.4 Methods and techniques of information generation 2.7 Method of analysis 2.8 Selection of study area and sites 2.9 Execution of the research Notes 30 3. An overview of the country and its development policies 3.1 The country and the study area 3.1.1 Location 31 3.1.2 Population, ethnicity and religion 32 viii INTERVENTION PROCESSES AND IRRIGATION INSTITUTIONS 3.1.3 The economy 33 3.1.4 The landownership, land tenure and water rights 3.2 The hill farming system 35 3.3 The hill irrigation systems 36 3.3.1 Classification of hill irrigation systems 36 3.4 The districts of research sites 3.4.1 Area, population and ethnicity 3.4.2 Labour use pattern 38 3.4.3 Land ownership and land tenure 38 3.4.4 Food grain production 38 3.5 The institutional landscape 39 3.5.1 The poUtico-administrative structure 39 3.5.2 Agencies and programmes directly involved in irrigation support 3.5.3 Internationally funded research programmes 3.6 The planned development policies and programme approaches 45 3.6.1 Development plans (1956-1975) 45 3.6.2 The Fifth-Five year plan (1975-80) 3.6.3 The Sixth-Five year plan (1980-85) 3.6.4 The Seventh-Five year plan (1985-90) 3.6.5 The Eighth-Five year plan (1992-1997) 51 3.6.6 The ninth five year plan and the Agricultural Perspective Plan (APP) 3.7 Summary Notes 4. Chaurasi Kulo and Annapurna Kulo Parti General description of the village 4.1 Introduction 4.2 The environment of the system and context of the interventions 4.2.1 The general environment Part II Chaurasi Kulo 4.3 Environment of the irrigation system 4.3.1 The Irrigation system 4.3.2 The irrigated land and its distribution by ethnicity 4.4 The process of interventions and change 4.4.1 Irrigation under the Ditthawal up to 1960 68 4.4.2 Irrigation under the Village Panchayat from 1964 up to 1990 4.4.3 The irrigation under the (VDC) since 1992 4.5 The intervention in irrigation system 4.5.1 The intervention of 1962 4.5.2 Ongoing intervention in 1998-1999 4.6 Management of irrigation tasks 4.6.1 Water acquisition, system development and system water allocation 4.6.2 User allocation, system operation and water distribution 77 4.6.3 Conflict management Contents ix 4.6.4 Resource mobilisation 83 4.6.5 System maintenance 86 4.7 Governance and property rights 87 4.8. Water control 4.9 Analysis and conclusions 89 Timesheet 94 Part III Annapurna Kulo 4.10 Environment of the irrigation system and context of intervention 4.10.1 The irrigation system in 1997 4.10.2 The irrigated land and its distribution by ethnicity 4.11 The intervention in irrigation system 4.11.1 First efforts of the farmers 4.11.2 Intervention under Hill Irrigation Project 4.11.3 The issues of management transfer to the farmers after intervention Ill 4.12 The Water User's Society (WUS) of Annapurna Kulo 4.13 Management of irrigation tasks 4.13.1 Water acquisition, system development and system water allocation 4.13.2 User allocation, system operation and water distribution 4.13.3 Conflict management 4.13.4 Resource mobilisation 4.13.5 System maintenance 4.14 Governance and property rights 4-15 Water control 4.16 Analysis and conclusions: Timesheet 135 Notes 138 5. Ghachowk irrigation system 7.2.2 Water control 244 7.3 Conclusions 246 References 253 Summary/Samenvatting 263 Appendix 269 Curriculum vitae 286 65 4.2 Layout of Chaurasi and Annwpuma Kulo irrigation systems 66 4.3 Layout of Annapurm Kulo irrigation system 102 4.4 Organogram of Annwpuma Kulo Water Users' Society 117 5.1 Layout of Ghachowk irrigation system 151 6.1 Layout of Tarkughat irrigation systems 205 Appendix I Constitution of Hemja Irrigation System Water Users' Society 269 Glossary of local terms used

Case Studies in Participatory Irrigation Management

2000

The World Bank Institute (incorporating the former Economic Development Institute (EDI)/Learning and Leadership Center) was established by the World Bank in 1955 to train officials concerned with development planning, policymaking, investment analysis, and project implementation inmemberdeveloping countries. Atpresentthe substance ofthe WBI 's workemphasizes macroeconomic and sectoral economic policy analysis. Through a variety of courses, seminars, and workshops, most of which are given overseas in cooperation with local institutions, the WBI seeks to sharpen analytical skills used in policy analysis and to broaden understanding of the experience of individual countries with economic development. Although the WBI's publications are designed to support its training activities, many are of interest to a much broader audience. This report has been prepared by the staff of the World Bank. The judgments expressed do not necessarily reflect the views of the Board of Executive Directors or of the governments they represent. The material in this publication is copyrighted. The World Bank encourages dissemination of its work and will normally grant permission promptly.

Irrigation Governance in Developing Countries: Current Problems and Solutions

Water

The evolution of water governance and societal perception in large, public irrigation systems in developing countries has triggered successive waves of reforms since the 1980s. Among them are Participatory Irrigation Management, Irrigation Management Transfer, Public-Private Partnerships or Market Instruments. Reforms have generalized the implementation of Water Users Associations (WUAs) in continuous interaction with a public Irrigation Agency. This paper set out to review recurrent problems and reported solutions in the governance of irrigated areas in developing countries and to relate solutions to problems in a case study context. The combination of literature review and the experience of the authors permitted identification and characterization of eight problems and eight solutions. A semi-quantitative approach was designed to relate solutions to problems in case study WUAs. The approach is based on the definition of a generic problem-solution matrix and a WUA-specific problem ...

Increasing production efficiency of irrigation systems through stakeholder participation

Water Policy

Irrigation projects have elicited ambiguous views, if not outright animosity, during the past four decades. Aside from environmental and relocation concerns, low productivity is a source of criticism. Irrigation management systems in developing countries seem to have historically underperformed due to government control. Weak institutional arrangements have hindered effective and timely water distribution. There is widespread dissatisfaction with technocratic top-down programmes imposed with little community support. A rising recognition that more advanced engineering and information technologies are not the primary drivers of increased irrigation potential utilisation has resulted in an emphasis on farmer-led irrigation. Many developing countries have introduced reform instruments since the 1980s, with the most notable paradigm being a move from government control to participative management by stakeholders. This study looks into the situation in Cambodia where participation of far...

Participatory Irrigation Management and its Financial Viability: A Case Study

The Pakistan Development Review, 1999

Water is a key input of agriculture. In the past, the area under cultivation was small and there was less stress on farmers to grow more and more of each crop. Water was considered a free good. The situation has changed since. The increase in cropping intensity has led to a rise in the demand for irrigation water. Water is not a free good any more. The provision of irrigation water to the farmer’s fields is going to be costlier. The Government of Pakistan is spending heavily on the operation and maintenance of the irrigation system yet shortage of funds is a major reason for deferred maintenance, which threatens the operational integrity of the irrigation system [World Bank (1988) and Haq (1995)]. The shortfall in O&M funding was estimated to be more than 24 percent in 1993 [World Bank (1994)]. As poor O&M has direct effect on the productivity of agriculture, indirectly it affects the whole economy [Carruthers (1981)]. The allocation of funds for the increasing O&M costs is becoming...

Irrigation reform in Asia: a review of 108 cases of irrigation management transfer

2010

Non exclusion means that it is very difficult, though not impossible to exclude potential beneficiaries, while subtractive consumption means that one individual's use of the resource diminishes the amount of resource others can use. Both these hold true for any irrigation system, particularly canal systems. Once built, it is well neigh impossible to prevent farmers to use water if it happens to flow through their fields or near their fields. Similarly, a head end farmer using more than his share of water subtracts the amount of water a tail ender gets. 2 Asset specificity has been defined by Williamson (1985:55) as "…durable investment that are undertaken in support of particular transactions, the opportunity cost of which investment is much lower in best alternative uses or by alternative users should the original transaction (were to) be prematurely terminated." In case of irrigation infrastructure, it means if the design is poor or inappropriate, you are stuck with it. 3 Many however contend that governments have done an equally poor job in solving the problem of provision, other than constructing the infrastructure and formally assigning responsible government agency for the task. In practice, water service provision is the core management problem in almost government-managed irrigation systems. This is also one of the main critiques of IMT that it fails to address the provision problem (technically, organizationally and institutionally).