Compliance | Bloomberg Professional Services (original) (raw)

Turn compliance into a business driver for your firm

Bloomberg provides holistic compliance and surveillance solutions across trading, communications and reporting to help financial professionals manage their firm’s regulatory risks and business mandates efficiently and effectively across the entire trading life-cycle.

Bloomberg’s suite of offerings from policy to prevention, retention to surveillance, discovery to reporting, are all fully supported by Bloomberg’s industry-leading service and powerful Bloomberg Terminal community.

Multi-channel communications

Meet critical communication compliance requirements while managing brand, data and conduct risks with Bloomberg Vault’s powerful data capture, archival and analytics suite.

Trade compliance management

Our integrated trade compliance engine is equipped with advanced rule-building capabilities, real-time violation management, comprehensive reporting, and a detailed audit trail.

Compliance-driven trade cost analysis

Achieve robust and comprehensive trade surveillance using the flexible rules engine that can be configured to identify and manage a wide variety of compliance scenarios.

Comprehensive regulatory reporting

Bloomberg’s Regulatory Reporting Services offer primary reporting and assurance capabilities to firms impacted by evolving global regulatory trade and transaction reporting demands.

Products

Bloomberg’s solutions are built with trusted real-time trading and communications data and are used by thousands across global regulatory jurisdictions.