Investment Industry Regulatory Organization of Canada (original) (raw)

dbo:abbreviation

IIROC/OCRCVM

dbo:abstract

The Investment Industry Regulatory Organization of Canada (IIROC; Organisme canadien de réglementation du commerce des valeurs mobilières or OCRCVM in French) is a non-profit, national self-regulatory organization (SRO). Established through the merger of the Investment Dealers Association of Canada (IDA) and (RS) on June 1, 2008, IIROC oversees all investment dealers and trading activity on debt and equity markets in Canada. The organization sets regulatory and investment industry standards and has quasi-judicial powers in that it holds enforcement hearings and has the power to suspend, fine and expel members and registered representatives, such as advisors. However, it has often been criticized by investor advocates as ineffective. (en)

dbo:budget

101.237 (dbd:usDollar)

L’Organisme canadien de réglementation du commerce des valeurs mobilières (en)

dbo:purpose

Monitors members for securities law compliance; enforces securities regulations through quasi-judicial proceedings

dbo:regionServed

dbr:Canada

dbo:status

active

dbo:thumbnail

wiki-commons:Special:FilePath/Investment_Industry_R...nization_of_Canada_Logo.jpg?width=300

dbo:type

dbr:Canada

dbo:wikiPageExternalLink

https://www.iiroc.ca/

dbo:wikiPageID

18847030 (xsd:integer)

dbo:wikiPageLength

13983 (xsd:nonNegativeInteger)

dbo:wikiPageRevisionID

1059741116 (xsd:integer)

dbo:wikiPageWikiLink

dbp:abbreviation

IIROC/OCRCVM (en)

dbp:budget

C$101.237M (en)

dbp:formation

2008 (xsd:integer)

dbp:headquarters

Suite 2000, 121 King Street West, Toronto, Ontario, Canada (en)

dbp:language

dbp:leaderName

Andrew J. Kriegler (en)
Paul D. Allison (en)

dbp:leaderTitle

Chair (en)
CEO, President (en)

dbp:logo

Investment Industry Regulatory Organization of Canada Logo.jpg (en)

dbp:logoSize

274 (xsd:integer)

dbp:name

Investment Industry Regulatory Organization of Canada (en)

dbp:nativeName

L’Organisme canadien de réglementation du commerce des valeurs mobilières (en)

dbp:purpose

Monitors members for securities law compliance; enforces securities regulations through quasi-judicial proceedings (en)

dbp:regionServed

dbr:Canada

dbp:status

active (en)

dbp:type

Organizations based in Canada (en)

dbp:website

https://www.iiroc.ca/

dbp:wikiPageUsesTemplate

dct:subject

gold:hypernym

dbr:Organization

schema:sameAs

http://viaf.org/viaf/143027027

rdf:type

rdfs:comment

The Investment Industry Regulatory Organization of Canada (IIROC; Organisme canadien de réglementation du commerce des valeurs mobilières or OCRCVM in French) is a non-profit, national self-regulatory organization (SRO). Established through the merger of the Investment Dealers Association of Canada (IDA) and (RS) on June 1, 2008, IIROC oversees all investment dealers and trading activity on debt and equity markets in Canada. (en)

rdfs:label

Investment Industry Regulatory Organization of Canada (en)

owl:sameAs

prov:wasDerivedFrom

wikipedia-en:Investment_Industry_Regulatory_Organization_of_Canada?oldid=1059741116&ns=0

foaf:depiction

wiki-commons:Special:FilePath/Investment_Industry_Regulatory_Organization_of_Canada_Logo.jpg

foaf:homepage

https://www.iiroc.ca/

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wikipedia-en:Investment_Industry_Regulatory_Organization_of_Canada

foaf:name

Investment Industry Regulatory Organization of Canada (en)

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wikipedia-en:Investment_Industry_Regulatory_Organization_of_Canada