Volume elastic modulus with exponential function of transmural pressure as a valid stiffness measure derived by photoplethysmographic volume-oscillometry in human finger and radial arteries: potential for arteriosclerosis screening (original) (raw)
Abstract
Noninvasive and convenient measurement of vascular stiffness is of considerable importance for early detection and treatment of arteriosclerosis. Volume elastic modulus (\({E}_{{v}}\)) is one of representative measures reflecting effective vascular elasticity that is strongly dependent upon blood pressure (BP) or transmural pressure (\({P}_{{t}{r}}\) = mean BP – (externally applied pressure)). However, its nonlinear nature in terms of functional form has not been fully investigated in human vasculature. This paper therefore seeks to clarify the functional form of \({E}_{{v}}({P}_{{t}{r}})\) in the human finger and radial arteries based on photoplethysmographic volume-oscillometry developed for novel indirect BP measurement. Using a smartphone-based instrument specially designed for this study, \({E}_{{v}}\) values at various \({P}_{{t}{r}}\) levels were obtained in 11 male and female volunteers with various ages. It was demonstrated that \({E}_{{v}}({P}_{{t}{r}})\) showed an exponential behavior with respect to \({P}_{tr}\) changes, expressed as \({E}_{{v}}({P}_{{t}{r}})={E}_{{v}0}\bullet {e}{x}{p}(\alpha \bullet {P}_{{t}{r}})\) (\({E}_{{v}0}\), α; constant) with a high coefficient of determination, the validity of which was also supported through theoretical derivation. Conclusively, the \({E}_{{v}}({P}_{{t}{r}})\) is found to increase exponentially with arterial distending pressure, and the independent measures \({E}_{{v}0}\) and α would be useful parameters to conveniently evaluate progressive changes of vascular stiffness among and/or within individuals, indicating that this measurement has potential for arteriosclerosis screening (200/200).
Graphical abstract
Schematic diagram of overall configuration of the measurement system of arterial elasticity in the finger and the wrist, consisting of a measuring, signal processing and control (MSC) unit (surrounded by the dashed line) and a smartphone for data display and storage. An occlusive cuff and a photoplethysmographic placement of LED and PD for the finger and the wrist are shown in the upper middle part. Measurement scenes of the finger and the wrist are also inset in the upper left and in the upper right part, respectively.

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Acknowledgements
The authors would like to thank Professor Akitoshi Yoshida, Associate Professor Young-Soek Song, Assistant Professor Takafumi Yoshioka, and Assistant Professor Kengo Takahashi, Department of Ophthalmology, Asahikawa Medical University, Asahikawa, Japan, for their clinical advices and supports, and Mr. Naoto Tanaka, NPO Research Institute of Life Benefit, Sapporo, Japan, and Mr. Yoshiki Tasaki, Alpha Limited Private Company, Takasago, Japan, for their assistances to develop a measurement device and an experimental app for this study.
Funding
A part of this study was supported by a Grant-in-Aid for Scientific Research (KAKENHI no. 16H02900 and 16K12884) from the Japan Society for the Promotion of Science, and by Japan Atherosclerosis Research Foundation (2017–2020, 2017–2019, respectively). These supports played no role in the study design nor in the collection, analysis, and interpretation of data, in the writing of the report, or in the decision to submit the paper for publication.
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Authors and Affiliations
- Institute of Liberal Arts and Science, Kanazawa University, Kanazawa, Ishikawa, 920-1192, Japan
Takehiro Yamakoshi - Division of Research & Development, MedicAlpha Corporation, Kobe, Hyogo, 650-0046, Japan
Takehiro Yamakoshi - Department of Automatic Measurement and Control, Harbin Institute of Technology, Nan Gang District, Harbin, 150001, China
Peter Rolfe - Oxford BioHorizons Ltd., Maidstone, UK
Peter Rolfe - Tokyo Institute for Interdisciplinary Science, Kamakura, Kanagawa, 248-0025, Japan
Akira Kamiya - College of Science and Engineering, Kanazawa University, Kanazawa, Ishikawa, 920-1192, Japan
Ken-ichi Yamakoshi - Department of Orthopaedic Surgery, Showa University School of Medicine, Shinagawa , Tokyo, 142-8555, Japan
Ken-ichi Yamakoshi - Research Institute of Life Benefit, Nonprofit Organization (NPO), Sapporo, Hokkaido, 005-0006, Japan
Ken-ichi Yamakoshi
Authors
- Takehiro Yamakoshi
- Peter Rolfe
- Akira Kamiya
- Ken-ichi Yamakoshi
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Correspondence toTakehiro Yamakoshi.
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Conflict of interest
Takehiro Yamakoshi currently joined as Director of Research and Development for MedicAlpha, Corp., and served on a research and development, outside of the submitted work. Peter Rolfe currently served as Director of Science and Technology for Oxford BioHorizons Ltd., a consultancy company, and as a grant review committee member of the European Commission, outside of the submitted work. Akira Kamiya currently served as Director of Tokyo Institute for Interdisciplinary Science to act as scientific consultant, outside the submitted work. Ken-ichi Yamakoshi declare no potential conflicts of interest.
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Appendix
Appendix
It is not easy to obtain directly the PWV in the radial artery just under the wrist cuff (\({PWV}_{r}\)) with high accuracy due to the considerable difficulty in measuring the pulse transit time (\(PTT\)) over a distance equivalent to the cuff width (70 mm in this case). We therefore measured the \(PTT\) between the longer distance (about 200 mm or more) of a portion near the elbow and the distal end of the cuff, to obtain \({PWV}_{{r}}\).
Two reflectance-type \(PPG\) sensors are used to detect the upstream (\({PPG}_{{U}}\)) and the downstream \(PPG\) signal (\({PPG}_{{D}}\)), respectively, at the proximal portion near the elbow (U) and at the distal end of the cuff (D), as shown in Fig. 6(a)-(c). The LED and the PD were the same as described in the text and the distance between the centers of the LED and the PD element was 10 mm. The distance from “U” to the proximal end of the cuff and that from “U” to “D” denote, respectively, the symbols L_0 and L (cuff width \(W=L-{L}_{0}\)), and we assume that the \(PWV\) of distance \({L}_{0}\) (\({PWV}_{0}\)) is constant during the application of \({P}_{{c}}\), that is, the change in \(P_{{{\text{tr}}}} ~\left( { = MBP - P_{c} } \right)\). Let \({PTT}_{0}\) and \({PTT}_{{r}}\) be, respectively, the \(PTT\) of distance \({L}_{0}\) and that of distance \(W\) of the radial artery under the cuff, then the following equations can be written as: \begin{array}{*{20}c} {PTT_{0} = L_{0} /PWV_{0} {\text{ ;}}} & {PTT_{{\text{r}}} \left( {P_{{{\text{tr}}}} } \right) = \left( {L - L_{0} } \right)/PWV_{{\text{r}}} \left( {P_{{{\text{tr}}}} } \right)} \\ \end{array}(10)The(PTT)between“U”and‘D’canbeobtainedfromthetimedifferencebetweentherisingpointsofthe(PPGU)andthecorresponding(PPG_D)waveform,andexpressedby:(10)
The \(PTT\) between “U” and ‘D’ can be obtained from the time difference between the rising points of the \({PPG}_{{U}}\) and the corresponding \({PPG}_{{D}}\) waveform, and expressed by:(10)The(PTT)between“U”and‘D’canbeobtainedfromthetimedifferencebetweentherisingpointsofthe(PPGU)andthecorresponding(PPGD)waveform,andexpressedby:PTT={PTT}_{0}+{PTT}_{{r}}(11)Averaged(PWV(PWV_ave))between“U”and“D”canthereforebeexpressedas:(11)
Averaged \(PWV({PWV}_{{a}{v}{e}})\) between “U” and “D” can therefore be expressed as:(11)Averaged(PWV(PWVave))between“U”and“D”canthereforebeexpressedas:\begin{array}{*{20}c} {{{{{PWV_{{{\text{ave}}}} = L} \mathord{\left/ {\vphantom {{PWV_{{{\text{ave}}}} = L} {PTT = L}}} \right. \kern-\nulldelimiterspace} {PTT = L}}} \mathord{\left/ {\vphantom {{{{PWV_{{{\text{ave}}}} = L} \mathord{\left/ {\vphantom {{PWV_{{{\text{ave}}}} = L} {PTT = L}}} \right. \kern-\nulldelimiterspace} {PTT = L}}} {\left( {PTT_{0} + PTT_{{\text{r}}} } \right)}}} \right. \kern-\nulldelimiterspace} {\left( {PTT_{0} + PTT_{{\text{r}}} } \right)}}} \\ { = {L \mathord{\left/ {\vphantom {L {\left( {{{L_{0} /PWV_{0} + ~\left( {L - L_{0} } \right)} \mathord{\left/ {\vphantom {{L_{0} /PWV_{0} + ~\left( {L - L_{0} } \right)} {PWV_{{\text{r}}} \left( {P_{{{\text{tr}}}} } \right)}}} \right. \kern-\nulldelimiterspace} {PWV_{{\text{r}}} \left( {P_{{{\text{tr}}}} } \right)}}} \right)}}} \right. \kern-\nulldelimiterspace} {\left( {{{L_{0} /PWV_{0} + ~\left( {L - L_{0} } \right)} \mathord{\left/ {\vphantom {{L_{0} /PWV_{0} + ~\left( {L - L_{0} } \right)} {PWV_{{\text{r}}} \left( {P_{{{\text{tr}}}} } \right)}}} \right. \kern-\nulldelimiterspace} {PWV_{{\text{r}}} \left( {P_{{{\text{tr}}}} } \right)}}} \right)}}} \\ \end{array}(12)Usingthisequation,(PWVr(P_tr))canbeobtainedas:(12)
Using this equation, \({PWV}_{{r}}({P}_{{t}{r}})\) can be obtained as:(12)Usingthisequation,(PWVr(Ptr))canbeobtainedas:{PWV}_{{r}}\left({P}_{{t}{r}}\right)={PWV}_{0}\bullet {PWV}_{{a}{v}{e}}\bullet (L-{L}_{0})/({PWV}_{0}\bullet L-{PWV}_{{a}{v}{e}}\bullet {L}_{0})$$
(13)
When \({P}_{{t}{r}}=MBP\) (i.e., \({P}_{{c}}=0\)), \({PWV}_{{a}{v}{e}}={PWV}_{0}\), and thus \({PWV}_{{r}}\left(MBP\right)={PWV}_{0}\) (see also Fig. 6a). Since each quantity on the right side of Eq. (13) is measurable, we can obtain the \({PWV}_{{r}}\) at various \({P}_{{t}{r}}\) levels. Therefore, \({E}_{{v}{r}{c}}\) can be calculated by Eq. (4).
The \({PPG}_{{U}}\) and \({PPG}_{{D}}\) signals detected by a \(PPG\) device specially designed for this experiment were fed to a note book PC (Inspiration 11, 3000 Series; Dell Technologies Japan Inc., Kanagawa, Japan) via an AD converter (NI USB-6210, 16-bit; National Instruments Corp., Austin, USA) with 1 kHz sampling frequency. LabVIEW (National Instruments Corp., Austin, USA) was used to record the \(PPG\) signals and to analyze the rising points of the signals with appropriate software. The \(PPG\) measurement was simultaneously made with the \({E}_{v}\) measurement by the MSC unit.
Figure 7 shows example recordings of \({PPG}_{{U}}\) and \({PPG}_{{D}}\) at \({P}_{{c}}=0\) (upper record) and \({P}_{{c}}=40\) mmHg (lower record) obtained in one subject. The values of \({PWV}_{{r}}\left(0\right)\) and \({PWV}_{{r}}\left(40\right)\) calculated by Eq. (13) along with those of \({E}_{{v}{r}{c}}(0)\) and \({E}_{{v}{r}{c}}(40)\) by Eq. (4) are indicated in the figure caption. The simultaneous measurements were done at least 3 times to acquire the mean \(PTT\) value, calculating \({PWV}_{{r}}\left({P}_{{t}{r}}\right)\) using Eq. (13). This experiment was carried out separately after the finger- and the wrist-\({E}_{{v}}\) measurements were completely finished.
Fig. 6
Schematic drawings to explain how to obtain pulse wave velocity under the occlusive wrist cuff (\({PWV}_{{c}}({P}_{{t}{r}}))\) at various \({P}_{{t}{r}}\) levels from the detection of an upstream (\({PPG}_{{U}}\)) and a downstream \(PPG\) signal (\({PPG}_{{D}}\)) using \(PPG\) sensors placed, respectively, at the proximal portion near the elbow (U) and at the distal end of the cuff (D). (a) is a state at \({P}_{{c}}=0\) (\({P}_{{t}{r}}=MBP\)), (b) 0 < \({P}_{{c}}\) < MBP, and (c) \({P}_{{c}}=MBP\). The other symbols used in this figure are as follows: L, distance between the portions “U” and “D”; _L_0, distance between the portion “U” and the proximal end of the wrist cuff; and _PWV_0, pulse wave velocity of the distance _L_0
Fig. 7
Examples of simultaneous recordings of \({PPG}_{{U}}\) and \({PPG}_{{D}}\) at \({P}_{{c}}=0\) ((a); upper record) and \({P}_{{c}}=40\) mmHg ((b); lower record) obtained in one subject (L = 25 cm, \({L}_{0}=18\) cm). The rising points of both \({PPG}_{{U}}\) and \({PPG}_{{D}}\) records are indicated by black dots. The values of PTT at \({P}_{{c}}=0\) (\(PTT(0)\)) and that at \({P}_{{c}}=40\) (\(PTT(40)\)) are 29 and 53 ms, respectively, in this case, thus being \({PWV}_{{r}}\left(0\right)=8.62\) and \({PWV}_{{r}}\left(40\right)=2.81\) m/s by calculation from Eq. (13) and \({E}_{{v}{r}{c}}\left(0\right)=585\) and \({E}_{{v}{r}{c}}\left(40\right)=62\) mmHg by Eq. (4) as indicated in the inset
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Yamakoshi, T., Rolfe, P., Kamiya, A. et al. Volume elastic modulus with exponential function of transmural pressure as a valid stiffness measure derived by photoplethysmographic volume-oscillometry in human finger and radial arteries: potential for arteriosclerosis screening.Med Biol Eng Comput 59, 1585–1596 (2021). https://doi.org/10.1007/s11517-021-02391-1
- Received: 01 January 2021
- Accepted: 07 June 2021
- Published: 15 July 2021
- Version of record: 15 July 2021
- Issue date: August 2021
- DOI: https://doi.org/10.1007/s11517-021-02391-1