Inductive Game Theory and the Dynamics of Animal Conflict (original) (raw)
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Open Access
Peer-reviewed
Research Article
- David C. Krakauer,
- Jessica C. Flack
Inductive Game Theory and the Dynamics of Animal Conflict
- Simon DeDeo,
- David C. Krakauer,
- Jessica C. Flack
x
- Published: May 13, 2010
- https://doi.org/10.1371/journal.pcbi.1000782
Figures
Abstract
Conflict destabilizes social interactions and impedes cooperation at multiple scales of biological organization. Of fundamental interest are the causes of turbulent periods of conflict. We analyze conflict dynamics in an monkey society model system. We develop a technique, Inductive Game Theory, to extract directly from time-series data the decision-making strategies used by individuals and groups. This technique uses Monte Carlo simulation to test alternative causal models of conflict dynamics. We find individuals base their decision to fight on memory of social factors, not on short timescale ecological resource competition. Furthermore, the social assessments on which these decisions are based are triadic (self in relation to another pair of individuals), not pairwise. We show that this triadic decision making causes long conflict cascades and that there is a high population cost of the large fights associated with these cascades. These results suggest that individual agency has been over-emphasized in the social evolution of complex aggregates, and that pair-wise formalisms are inadequate. An appreciation of the empirical foundations of the collective dynamics of conflict is a crucial step towards its effective management.
Author Summary
Persistent conflict is one of the most important contemporary challenges to the integrity of society and to individual quality of life. Yet surprisingly little is understood about conflict. Is resource scarcity and competition the major cause of conflict, or are other factors, such as memory for past conflicts, the drivers of turbulent periods? How do individual behaviors and decision-making rules promote conflict? To date, most studies of conflict use simple, elegant models based on game theory to investigate when it pays to fight. Although these models are powerful, they have limitations: they require that both the strategies used by individuals and the costs and benefits, or payoffs, of these strategies are known, and they are tied only weakly to real-world data. Here we develop a new method, Inductive Game Theory, and apply it to a time series gathered from detailed observation of a primate society. We are able to determine which types of behavior are most likely to generate periods of intense conflict, and we find that fights are not explained by single, aggressive individuals, but by complex interactions among groups of three or higher. Understanding how memory and strategy affect conflict dynamics is a crucial step towards designing better methods for prediction, management and control.
Citation: DeDeo S, Krakauer DC, Flack JC (2010) Inductive Game Theory and the Dynamics of Animal Conflict. PLoS Comput Biol 6(5): e1000782. https://doi.org/10.1371/journal.pcbi.1000782
Editor: Christophe Fraser, Imperial College London, United Kingdom
Received: August 24, 2009; Accepted: April 9, 2010; Published: May 13, 2010
Copyright: © 2010 DeDeo et al. This is an open-access article distributed under the terms of the Creative Commons Attribution License, which permits unrestricted use, distribution, and reproduction in any medium, provided the original author and source are credited.
Funding: This work received funding from NIH 1 R24-RR024396-01, NSF NSCC 0904863, SFI James S. McDonnell Robustness Program (www.jsmf.org). The funders had no role in study design, data collection and analysis, decision to publish, or preparation of the manuscript.
Competing interests: The authors have declared that no competing interests exist.
Introduction
Conflict is dissipative. Organisms, aggregates, and societies must overcome the destabilizing consequences of conflict in order to persist [1]–[5]. Conflict consequently plays a central role in the evolution of social organization. Particularly problematic for social stability is ontogenetic conflict – conflict that finds expression in fights between individuals over the course of their lifetimes. Much is understood about control mechanisms [4]–[11], factors driving escalation of pair-wise contests [12]–[15], the influence of third parties on conflict outcome through coalition formation [16], [17], audience [18], [19] and reputation effects [20], and redirected aggression [21]. Somewhat paradoxically, less is understood about the causes of conflict, and almost nothing is known about the dynamics of multiparty conflict –conflicts that spread to involve more than two individuals to encompass a sizable fraction of a group. Multiparty conflicts are common in many gregarious individual societies [22]. In these systems, it is often difficult to establish why individuals become involved in an ongoing fight or why the fight started.
A standard assumption is that individual strategies are highly tuned to resource competition. Under this assumption the cause of any single conflict is immediate competition for resources over short time intervals. The probability of fighting depends directly on the payoff obtained from acquiring the resource in the present. These resources can include food, mates and dominance status. The latter is thought to improve access to food and mates. However, individual memory for previous interactions can alter the occurrence and course of future conflicts, promoting longer-timescale, competitive dynamics. This is because memory for regular patterns of past conflict facilitates prediction of future conflict, allowing individuals to respond strategically. It is well understood, for example, that competition for dominance between a pair of individuals can be played out over many months and involve alliances and coalitions [23]. Memory can also introduce costs, as it can lead to the amplification of conflict or to the eruption of a sequence of related fights: a “cascade” [24], [25]. Such turbulent periods can increase the probability of injury and stress, both of which are associated with increased mortality [26]. Large conflicts can increase the probability that individuals not involved in an initial dispute will be drawn in, and so can increase the “population cost” of conflict. Thus critical questions include: how do individuals decide to fight, are multiparty conflicts are reducible to pair-wise interactions or do they involve irreducible higher-order interactions. How do alternative decision-making rules, or strategies, effect inter-conflict dynamics and organizational stability, and what role does memory play in amplifying and dampening conflict?
Addressing these questions in multiplayer systems requires models that make few or no assumptions about payoffs, as these are rarely known, and which are tractable when allowing for higher-order interactions (more than pairwise interactions). In standard game theory models – a canonical approach to the study of conflict – payoffs are posited, higher order strategic interactions are typically neglected, and data rarely derive from temporally resolved, natural observations of strategic interactions. The goal is to provide solution concepts for games that find uninvadible strategies, rather than to extract from the data directly those strategies individuals are playing [27].
To complement these standard deductive game theoretic approaches, we introduce Inductive Game Theory, in which the strategies used by individuals, and their consequences for social dynamics, are derived computationally from highly resolved time-series data on competitive processes. Methodologically, this approach borrows from statistical inference methods now standard in genetics. The goal in genetics is typically to reconstruct gene interactions from expression-profile, time-series. The problem is that the number of transcripts is usually far greater than the number of independent observations. Hence priors need to be imposed on permissible solutions. The goal of Inductive Game Theory is to extract decision-making strategies and behavioral time series from known interaction networks. Hence these problems are in some sense inverse of each other. In the Discussion, we return to this issue, expanding the scope of IGT to consider non-conflict time series.
In the body of the paper we develop the inductive game theory approach and apply it to a conflict data set from a pigtailed macaque (Macaca nemestrina) group. The macaque (Macaca) genus and its subset species are natural model systems for studying the role of complex conflict dynamics in social evolution. This is because in macaque societies individual decision making is plastic and guided by learning, conflict is frequent and typically involves multiple, unrelated players, and social dynamics occur over multiple timescales [28], [29]. The particular pigtailed macaque group we study contains 48 socially-mature individuals (84 individuals in total) housed socially in a large compound at the Yerkes National Primate Research Center Field Station in Lawrenceville, Georgia (see Empirical Methods.) Data were collected over a series of four months in which the group was stable (no reversals in dominance status). Conflict events – “fights” – in this group vary in duration, number of participants, and other measures of severity [4], [9]. Because the entire sequence of conflict events was collected, including data on fight duration, participant identity, and participant behavior, we are able to construct a highly-resolved time-series for each observation period. A total of 1,096 fights in 158 hours were observed over the study period; the names of individuals in each fight were recorded.
Time Series Correlations
We begin by asking whether fight sizes are correlated in time. An example time-series, from a single eight-hour observation period and showing fight size and duration, is in Fig. 1; one may construct from this various autocorrelation functions. Surprisingly, the sizes of fights are nearly uncorrelated over the course of the day. Larger-than-average fights do not, for example, predict the appearance of larger-than-average fights later. This is discussed in greater detail in the Supporting Information.
Figure 1. Conflict event time-series data from one observation period.
Begins at 12:00 hours, and ends just after 20:00 hours. Plotted on the y-axis as “Total Fight Size” is the number of conflict participants per conflict, regardless of whether the participant was an aggressor, recipient, or intervener. The graph gives a sense of the distribution of conflict sizes, and conflict lengths, and the distribution of intervening peaceful periods. Hatched bars indicate periods without data collection.
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We then ask whether there are correlations across fights in membership – does the the appearance of individual in a fight at time step one predict the appearance of in the next fight? For simplicity, the only within-fight information we use is individual identity data; we do not take into account individual behavior (e.g., aggressor, recipient, intervener, and so forth – see Empirical Methods), nor do we consider which individuals interacted within fights. Given this, the simplest correlations we can observe are correlations in membership across fights separated by one peace bout. We write these , estimated as : the number of fights involving that followed a fight involving , divided by the number of fights involving . Informally, gives the probability of observing in a conflict given that one has just observed a conflict involving .
The probabilities will vary for different pairs of individuals. In order to remove time-independent effects on individual participation in fights, we compute ; the difference between the null-expected and that measured from the data:(1)where is the average from a large Monte Carlo set of null models generated by time-shuffling the series but not shuffling identities within fights. Fig. 2 shows some of the strongest correlations of this form found between the 48 individuals, in the form of a directed graph.
Figure 2. The network of the strongest correlations detected in the data set, shown as directed edges between individuals.
(as defined in Eq. 1) positive is denoted as a solid line, and negative as a dashed line; arrows denote the forward direction of time. Edges with above 6% (at 95% confidence) are shown; note that detections of different edges are not independent. Node color indicates frequency, with blue meaning rare in fights, and red, frequent.
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Correlations across fights can also be generated by subgroups deciding to fight in response to other subgroups fighting previously. There are several possible variations in subgroup-generated correlations. We consider only the two computationally simplest correlational structures. Correlations of the form reveal the extent to which the presence or absence of a pair of individuals at one time predicts the appearance of a particular individual at the next step. They can be defined:(2)as can , the extent to which the presence of an individual at the previous step predicts the presence of a pair at the next step:(3)Using this combinatorial Monte Carlo technique, we find significant correlations for both these structures. Plots of the distribution of these three correlations can be found in the Supporting Information. As one measures higher-level correlations, between, for example, triplets and individuals, the effective sample size – number of relevant observations (the conditional and ) – drops, while the number of parameters to estimate rises combinatorically. This leads to a rapid decrease in signal-to-noise on any one observable.
Extracting overall significance levels for measurements requires caution. For example, since individuals are correlated within fights, and these correlations are maintained by the null model, the various measurements are not independent of each other. A Monte Carlo simulation of the expected numbers of correlations confirms that the excess of positive values in the observed data is significant at ; these issues are discussed in greater detail in the Supporting Information.
A similar analysis can be done for two-step correlations between named individuals and groups; while individual detections can be made, Monte Carlo simulations of the expected noise properties of the measurement suggest that such correlations, should they exist, are too weak to detect even in the full sample of 1096 fights.
The Space of Strategies
Given the observed correlations, we now consider the causal mechanisms underlying the detectable individual and subgroup correlations. To do so, we introduce a class of minimal models for social reasoning, or “strategy space.” Full specification of these models is in the Supporting Information section, “Simulation Specification.”
We suppose that each individual or subgroup decides whether to join a fight based on composition of the previous fight. The space of possible strategies can then be written as , where is the size of the relevant group in the previous fight, and is the number of individuals making the decision. We allow decisions to be probabilistic (“mixed,” in the game theory terminology), so that a particular fight composition can lead, with some probability distribution, to different kinds of subsequent fights.
Each element of a strategy is a number between and , specifying the probability that the appearance of a particular -tuple leads to a recommendation that a particular -tuple join, or avoid, the next fight. These probabilities derive directly from the data, using the equations given in the previous section to determine whether there is a significant identify correlation across fights between two individuals or pairs. A negative value can be interpreted as repulsion or inhibition, and a positive value can be interpreted as attraction or stimulation.
In the case that a particular -tuple receive multiple, possibly incompatible, recommendations to join or avoid, which is always possible because each fight has a minimum of two individuals involved, the decision to join or avoid can be resolved by introducing a temperament parameter, which we call a “combinator.” We choose AND and OR to capture the two ends of the spectrum of individual temperaments. Under the conflict averse, or conservative AND combinator, an -tuple must receive recommendations to join from all relevant -tuples. Under the maximally conflict-prone OR combinator, a single recommendation to join is sufficient.
We begin with a randomly generated, spontaneous “seed” pair. These seeds can trigger a subsequent series of fights (a “cascade”) that in our simulation build up a time series. At some point, a particular fight may lead to no recommendations to join, or a recommendation that only a single individual join; at this point, the cascade ends, and a new seed pair is chosen.
This is a (one-step) Markov model; the restriction to single, as opposed to multi-step models can be justified in part by the absence of detectable correlations at two steps, discussed above, and by the reproduction of this absence in the outputs of the one-step model. Different and combinator choices amount to constraining the transition matrix. The estimation of maximum-likelihood transition probabilities in (hidden) Markov models is often accomplished with a variant of the EM algorithm [30]; however, even in the simplest model, , the number of parameters () to be estimated is larger than the number of events (1096 fights), and so such iterative methods are unlikely to reliably converge.
On the other hand, determining the parameters directly by searching the full parameter space is impossible. In this exploratory work, we instead make a convenient Ansatz. Specifically, we take the elements of to be equal to the corresponding measurement of the between the relevant - and -tuple. In the discussion of results (“How Specific are the Strategies”), we consider a number of alterations from this first guess as a way to assess the flatness of the likelihood and thus to suggest, for future investigations, how to reduce the dimensionality of the parameter space.
Our choice should be reasonably close to the maximum of the likelihood when fights are small and do not grow or shrink too quickly. We find that some choices of strategy class both “validate” (approximately reproduce the measurements used to specify them) and “predict” (reproduce other features of the data that do not directly influence the values of their parameters.)
As shown in Fig. 3 we can define a systematic, discrete space of models that stand in hierarchical relation to one another. Increases in correspond to an increase in the memory capacity of decision makers. Increases in correspond to an increase in coordination among individuals. Hence the space defines an hierarchy of memory and information processing requirements. We confine the space of models we consider to those in which and , as the strategies of higher-order models are unlikely to be within the cognitive capabilities of the individuals. In principle, can be extended systematically to (i) larger values of and , (ii) include a combinator with more complicated functional dependence, and (iii) accommodate longer timescales, for example, by expanding the dimension of the strategy space from to , and even , where and respectively refer to the second and third time steps from the initial fight. Later in the Results section, we consider how factors like power [4] affect strategy use by individuals. Such factors can be incorporated into the IGT framework but caution is warranted as it is nontrivial to do so systematically; we defer this question to future work.
Figure 3. Lattice classification of strategy space.
All strategies live in the space of 1-step Markov transition functions. Starting with the simplest model class , we can add individuals to either the first or second fight, systematically building up strategies of increasing complexity based on cognitive, coordination, and computational requirements.
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Three Hypotheses
We consider , and , with either combinator. Thus each hypothesis has two variants.
includes only pair-wise decision making strategies that do not require any coordination between conflict participants fighting in the second time-step. We call this the Rogue Actor Hypothesis – an individual's involvement in a conflict provokes others to become involved in subsequent conflicts. Rejection of this model would suggest that individuals – by either appearing in many fights themselves or by repeatedly provoking others – are not the primary cause of fights or cascades.
means that an individual decides to participate in a subsequent conflict based on the presence or absence of a particular pair of individuals in the previous bout. This model includes triadic-decision making strategies. Rejection of this model would rule out what we call the Triadic Discrimination Hypothesis – individuals make strategic decisions about whether to engage in the present conflict based on who fought with whom previously, and their strategic relation to that pair.
means that the decision of a pair of individuals to participate in a subsequent conflict is based on the presence or absence of a particular individual in the previous bout. This model includes triadic decision-making strategies that additionally require coordination of participants in the second time-step. Rejection of this model would rule out what we call the Triadic Coordination Hypothesis – individuals jointly decide to fight in a subsequent bout based on the presence of a particular individual in the previous bout, and their strategic relation to that individual.
Higher-order strategies are in general irreducible – not decomposable into the products of lower-order strategies. In the language of statistical inference, is nested within the other two strategies; imposing equality constraints allows them to approximate . With these three hypotheses in hand, we can produce simulations of the empirical time series, whose predictions we analyze below.
Results
Conflict Size
We test these hypotheses against each other by simulating conflict dynamics using the models. We run one simulation for each +combinator model. We ask how well each of the resulting simulated distributions of fight sizes fits the empirical distribution; the total number of simulated fights is at least 100 times larger than that observed, allowing Monte Carlo estimates of the statistical properties of observable parameters.
The simulations tell us three things. One is the implication of each model and its associated strategies for conflict dynamics, including cascade severity. Another is which of the models better reproduces the data, and thus which of the strategies individuals and subgroups are more likely to be playing in the group. A third insight given by the simulations is how much information the individuals are using, when playing a particular strategy, about other individuals and their interactions.
We operationalize conflict size using a measure we call the “long fraction” (Fig. 4). The long fraction is the number of fights of size , divided by the total number of fights larger than two; formally,(4)where is the number of fights of size ; the maximum fight size of 48 comes from the total number of socially-mature individuals in the group. The long fraction is a measure of cascade severity, showing how large fights can grow due to the combined strategies of individuals and subgroups. We consider only fights larger than two in size in order to reduce the influence of seed pair composition on the analysis.
Figure 4. Individuals play triadic, not pairwise, strategies, and it is this triadic decision-making that produces turbulent periods.
This plot shows the distribution of fight sizes in the real data (red line) and the simulated distributions under each hypothesis. We plot the “long fraction,” the number of fights of a certain size, divided by the number of fights larger than two participants. In green is shown the 95% confidence contours for + OR; the model is unable to generate conflicts of sizes much larger than three. The stricter variant, + AND, performs even more poorly. In orange is shown + OR. Its distribution has a significant fraction of conflicts larger than eight individuals. In yellow is + AND. Even though this is the “conflict-averse” variant of , it produces many large fights over time such that the distribution is “inverted” and there are more large fights than small fights. with the more “conflict prone” OR combinator produces even larger cascades that grow so quickly good statistics become computationally impossible. Dark blue is the 95% contour and light blue is the 68% contour for the distribution generated by + AND, the only model that can capture important features of the data. This triadic strategy cannot be decomposed into pairwise strategies.
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As shown in Fig. 4, the most striking feature of the simulations is the vastly different conflict sizes generated by the different strategies. In the cases considered, these differences allow us to quickly rule out certain simple models. Two of the variants we consider, + AND and + OR, lead to “anomalous quiescence” – few fights are sufficiently motivating to the group to be consequential. Even if a small conflict manages to double in size, it is rarely able to double again.
We find that in three cases the models lead to “forest fires” – conflict expands in a cascade that engulfs the group, with nearly all individuals participating, and refuses to die down. These are + OR, + OR, and + AND. These strategies do not reproduce the data. Since neither combinator for works, we rule out the Triadic Coordination Hypothesis.
Only + AND reproduces the distribution of fight sizes. This supports the Triadic Discrimination Hypothesis – individuals decide to fight based on their relation to pairs in previous fights. A small surplus of fights in the data at the very largest fight sizes () suggests that strategies of other models might come into play at these extremes.
This might happen, for example, if during turbulent periods individuals form coalitions in response to the perceived coalitions of others – . However, the frequency with which this model is used is likely to be low given it requires a level of coordination made difficult by constraints imposed by spatial considerations and limited capacity for communication [31] among the individuals in individual societies. Model on the other hand does not require coordination.
The Triadic models, and + AND in particular, have (formally) many more parameters than the Rogue Actor Hypotheses. A study of the comparative Akaike Information Criterion (AIC) values, an information theoretic criterion that includes a penalty for model complexity, shows that the improvement in goodness-of-fit is sufficient to compensate; this is discussed in detail in Supporting Information.
As we noted earlier, the autocorrelation function finds no significant fight size correlations; our model also reproduces this feature. Below we consider a wider range of observables to see how well the Triadic model performs.
Conflict Cost
We find in our simulations that the different strategies have different implications for cascade size – the pairwise strategies produce small cascades, whereas the triadic strategies produce longer cascades, with the conflict prone variants producing the longest. Here we show, using data taken simultaneously with the time series, that in addition to the assumed costs and benefits to individuals from playing a particular strategy (e.g., that triadic strategies allow individuals to strategically respond to the interactions of others, whereas pair-wise strategies allow no such social “tuning”), there is a group cost to playing strategies that produce large fights. (We refer the reader to the Empirical Methods for important operational definitions and statistical methods used in this section.)
We consider two measures of group cost. These measures capture how likely an individual is to receive aggression given the eruption of a conflict in size class . The first is the (population) mean frequency of contact aggression (e.g., tumbling, wrestling, biting) received by group members during fights in size class, . The second is the (population) mean frequency of redirected aggression (e.g., aggression directed by a conflict participant to a third party) received by group members during fight in size class, . The total number of fights in size class is given by . The total number of fights in size class in which individual receives contact aggression is and redirected aggression, . The aforementioned population-level means are then, and . For all large fights (fights size ) , and the means are given by , and . For contact aggression received, the fight sizes are 2, 3, 4, and 4. For redirected aggression received, the fight sizes are 3, 4, 4. By definition, there can be no redirected aggression in fights of size two.
Measuring cost with respect to all individuals in the population rather than conditioning the calculation only on the individuals who fight allows us to capture the consequences to the group of variation in the individual proclivity to fight as well as in strategy variation. All else being equal, the population cost of 10 individuals fighting in a group of 10 is higher than the cost of 10 individuals fighting in a group of 100. Second, by considering redirected aggression, we capture how conflict size affects the likelihood that an individual uninvolved in the dispute will be drawn in.
As shown in Figs. 5 and 6, we find, using a paired Wilcoxon signed ranks test, significantly more contact aggression is received by group members when fights are of size 3 than when fights are of size 2 (one-tailed, ), when fights are of size 4 than when fights are of size 3 (one-tailed, ), and when fights are of size 4 than when they are of size 4 (one-tailed, ). Note that the relation between contact aggression received and fight size is nontrivial: aggressors need not use contact aggression and some individuals participate without using or receiving aggression (Methods). Consequently, contact aggression received does not necessarily increase with increasing fight size. Using a paired Wilcoxon Signed Ranks Test we also find significantly more redirected aggression is received by group members when fights are of size 4 than when they are of size 3 (one-tailed, ), and when fights are of size 4 than when they are of size 4 (one-tailed, ).
Figure 5. Large fights cost more – increased redirected aggression.
Shown are box plots for the mean frequency of redirected aggression received per individual for conflicts of a given size. Conflict sizes were binned so that each category contained an approximately equivalent number of events and to reflect natural categories (e.g. pairs and triplets). The heavy black horizontal line in each plot shows the median “mean value”. The bottom and top of the box give the 25th and 75th percentiles, respectively. The vertical dashed lines show 1.5 times the interquartile range (roughly two standard deviations). The points are outliers, defined as 1.5 times the interquartile range above the third quartile. Note that redirection, by definition, is not possible in conflicts smaller than triplets. Adjacent pairs of fight sizes were compared using the Wilcoxon signed ranks test to determine whether the probability of aggression received increases with fight size. The stars indicate the level of significance for differences between adjacent fight sizes.
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Figure 6. Large fights cost more – increased contact aggression.
Shown are box plots for the mean frequency of contact aggression received per individual for conflicts of a given size. Conflict sizes were binned so that each category contained an approximately equivalent number of events and to reflect natural categories (e.g. pairs and triplets). The heavy black horizontal line in each plot shows the median “mean value”. The bottom and top of the box give the 25th and 75th percentiles, respectively. The vertical dashed lines show 1.5 times the interquartile range (roughly two standard deviations). The points are outliers, defined as 1.5 times the interquartile range above the third quartile. Note that redirection, by definition, is not possible in conflicts smaller than triplets. Adjacent pairs of fight sizes were compared using the Wilcoxon signed ranks test to determine whether the probability of aggression received increases with fight size. The stars indicate the level of significance for differences between adjacent fight sizes.
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These results, in conjunction with the results reported in Fig. 4, suggest that conflict decision-making strategies based on triadic memory are associated with a higher population cost than decision-making strategies based on pair-wise memory. Whether this cost is outweighed by the direct benefits of playing these strategies is a question for future work.
How Specific are Strategies?
The model is triadic; an individual makes a decision to join the present fight depending on the participation of a particular pair of individuals in the previous fight. For each individual, our simulations associate a particular probability with every single pair.
The actual strategies are likely to be far less specific. Cognitive and perceptual constraints mean that a pair might have been perceived as “Fred and Mary” or – at a much lower degree of specificity – as “Any Male and Mary.” A decision-maker's response might also not be so fined graded; instead of a continuum of probabilities, only a finite number of distinct probabilities might be allowed.
In addition to showing the effect of cognitive and biological constraints, studying strategy specificity is important for future work, since by reducing the dimensionality of the space, it could allow direct maximum likelihood searches (see, e.g., [32].)
We consider two variants of + AND that are less specific. These are Shuffled and Coarse-Grained. For clarity, we will sometimes refer to the original model as Base.
The Shuffled models are alterations of Base that re-assign strategies to the group. As with the base model, each individual maintains a static set of strategies from fight to fight. However, the sets used are shuffled compared to the base; we consider three kinds of shuffles.
A Total Shuffle takes all the combinations , and randomly reassigns values to them from the original set. An Outgoing Shuffle is shown schematically in Fig. 7. For each of the incoming pairs , it randomly swaps the associated with two outgoing elements. The distribution of the 48 values for any particular pair remains constant. When possible, the swaps are done between pairs with strategies of opposite sign. An Incoming Shuffle is similar, but for incoming pairs; a particular outgoing individual has the same distribution of , but they are now randomly associated with different pairs than in the original set.
Figure 7. A schematic illustration of one of the Triadic tests – the Outgoing Shuffle.
For the incoming pair , two outgoing names (here, and ) are chosen. The values of the two associated , and , are swapped. New names are chosen and the process repeated until all the s associated with the incoming pair have been reassigned. This then is done for all possible incoming pairs, and the resultant set used to generate conflict cascades.
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The Coarse-Grained models are, like the base and Shuffled, also + AND. The particular associations between pairs and individuals are maintained, but the values of are now coarse-grained to the nearest of a limited set of values. For of one, only three values are allowed: equal to the average of all the negative , equal to zero, or equal to the average of all the (strictly) positive values. The example of of two, with two negative and two positive values of allowed, is shown as dotted lines in panel two of Fig. 4 in the Supporting Information. Given the data indicating that Macaque perceptual systems have a logarithmic bias [33], we space the bins logarithmically between the min and max of the positive and negative ranges.
Testing the coarse-grained models gives a sense of how calibrated an individual's response needs to be to reproduce the data. As gets larger, the coarse-grained models are closer and closer to the base model in terms of the underlying values that dictate the responses of individuals to different pairs. One can consider a measure of how “graded” an individual's responses to a particular pair might be. If is two, for example, it suggests that individuals class pairs into five categories – “don't care” (zero), “avoid” and “strongly avoid”, and “join” and “strongly join” – with no finer distinction.
Earlier in this section, the long fraction alone was sufficient to rule out alternative strategies. The long fractions for the different shuffled strategies, shown in Fig. 8, also have worse values. There are, of course, many more observables than simply the fight size distribution, and we now consider a large set of them. They are (see the Supporting Information) and , individual and (connected) pair appearance probability; and , average fight size conditional on individual or pair appearance; and . In Table 1, we show the Pearson cross-correlation between the observed data, and the simulations, for the different shuffles and coarse-grainings.
Figure 8. The sensitivity of the Long Fraction to AND model variants.
68% confidence are shown. In blue is the base model. In orange, a simulation based on strategies that have been shuffled relative to the base model (Total Shuffle.) In green is a simulation based on strategies where only the incoming pairs have been shuffled relative to the base model (Incoming Shuffle.) In red are the data. Both variants of the base, reliant on triadic decision-making, lie nearer to the data than those strategies of Fig. 4, but still neither are a better fit to the data.
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We may also make preliminary estimates of the change in likelihood from the data; we find that the overall likelihood for the parameters drops with either shuffling or coarse-graining. The use of shuffled models also allows us to make a (very preliminary) assessment of the “true” number of free parameters in the model, and to penalize the more complicated models; this is discussed in the Model Complexity section of the Supporting Information.
Evidence for Different Strategy Classes
The base model for which we find support assumes every individual relies solely on + AND. Although it is likely that some of the inconsistency with the data can be removed iteratively through corrections to the 's as part of a high-dimensional search using an approach similar to Ref. [34], it is worthwhile asking whether some subset of individuals and pairs, chosen in a biologically-principled fashion, are better reproduced than others. In other words, are there subsets of individuals that are particularly triadic, and other subsets that either care less about triadic relations or make poorer discriminations?
We illustrate here how our methods allow one to investigate this question. Individual properties (e.g. sex, age, power scores, etc.) can be used to group individuals into categories. We can then ask how well individuals in a particular category are fit by the Base model. This can be done by considering for all individuals in the category of interest the two and measurements, the 94 and measurements, and the 95 measurements, and estimating the goodness of fit by computing the associated .
By sorting the individuals into groups based on various extrinsic characteristics, we can determine whether there is evidence for the employment of strategies other than the triadic model of + AND. Here, as an illustration of the method, we sort individuals by power score. The power score, discussed in detail in Ref. [4], is an estimate of how much ‘consensus’ there is among individuals in the group about whether the receiver is capable of using force successfully during fights. Power structure changes the cost of social interactions, facilitating the evolution of intrinsically costly interactions, like policing [9], by supporting a proto-division of labor in which powerful individuals police and low-power individuals do not. Power structure can thus change the strategies individuals play. We expect this variation to influence the extent to which individuals play .
We find that the highest power individuals, and the lowest power individuals, are the least-well fit by the data, suggesting that they are using different strategies from those in + AND that reproduce much of the behavior of the intermediate-power individuals. This is shown graphically in Fig. 9, where the individuals are sorted into groups of eight in order of decreasing power score.
Figure 9. Going beyond triadic discrimination.
Overall as a function of power score, showing how the highest and lowest-power groups are fit least well by the + AND strategy assumptions. The 48 individuals are here grouped into units of eight by similarity in power score.
https://doi.org/10.1371/journal.pcbi.1000782.g009
Discussion
In this paper we have investigated the causes and properties of conflict in a complex social system. To conduct this investigation we developed a new conceptual and statistical framework applied to conflict time series, which we call Inductive Game Theory (IGT.) IGT allows the researcher to computationally extract from data candidate strategies individuals employ to make decisions, and to study using perturbations the effects of alternative strategies on collective dynamics. IGT takes temporally-varying interaction networks as input, and uses these as the basis for a statistical reconstruction of putative, causal networks. These causal network can be used to simulate conditions of conflict, validated against observational data out of sample. Standard, deductive models for the analysis of conflict are not designed to deal with large data sets, and traditionally assume that strategies, payoffs and equilibria can be defined in advance of observation.
We have applied IGT to a time series in which there are multiple conflicts involving multiple players, and higher-order interactions – a neglected feature of many gregarious societies, including nonhuman primates, cetaceans, and humans [22], in which multiple individuals interact at once. We are able to reproduce a number of features of collective behavior, including fight sizes. We discover that the triplet of interacting individuals is an irreducible causal unit for conflict. This is surprising as the pairwise interaction is commonly assumed to be sufficient to explain strategic behavior.
IGT can be thought of as a complement to a range of statistical, network reconstruction techniques. For example, in genetics, temporal, expression profiles are treated as inputs, and interaction, or transcriptional, networks the desired output (see, e.g., Ref. [35].) In IGT we have knowledge of the interactions and seek to derive the collective dynamics, whereas in gene expression, the dynamics are observed, and the interactions are estimated. IGT is also related also to studies of neural networks that invoke a Ising-model structure to model correlations in the timing of neuronal firings [34], [36]; we differ in that our model invokes a causal process in an out-of-equilibrium system instead of a maximum entropy distribution at fixed temperature. All of these techniques attempt to devise algorithmic approaches to pattern discovery in rich data sets. It is largely the absence of such data in social dynamics that has favored the development of simple models that explain qualitative features of behavior. Whereas IGT has been applied to conflict in this project, there is nothing preventing these ideas being applied to a wider range of collective behavioral sequences, to include prosocial or cooperative behavior, communication, and even coordinated, motor sequences.
Implications for Social Evolution
Behavior and cognition.
We find that the primary cause of conflicts in a multiplayer, primate population is individuals responding to the social interactions among others. Neither pair-wise decision-making, nor immediate competition for resources, can account for the conflict patterns we observe in the empirical data. Conflicts are not independent events but are related in time through individual memory for previous conflicts and participants. This effect holds despite peaceful periods, defined by the absence of all overt conflict, separating fights lasting from a few seconds to more than an hour. We expect memory will play a role in wild populations, although the signal might be noisier as a result of ecological stressors not present in captivity.
Identifying strategies individuals use in deciding to fight requires introducing what we have called a class of minimal models for social reasoning. These models vary in several important respects. One is whether the memory underlying the decision to fight is dyadic or triadic. That individuals primarily use triadic strategies, coupled to the fact that these strategies are not reducible to pair-wise interactions, provides further support for the role of triadic awareness in primate social behavior [37]–[42].
A second way in which the models vary, is whether joint action is required. The models we considered were of the form , where refers to the number and identity of individuals in the previous conflict and refers to the number and identity of individuals in the conflict. When , individuals jointly decide to fight in response to . Joint action implies coordination. It is likely that the models in which make greater cognitive and spatial demands on the decision-makers than those models for which . That we found little support for the strategy is perhaps explained by these increased cognitive and spatial demands [31].
A third way the models vary is whether the decision-maker is conflict-averse or conflict prone. Our models assume that a decision-maker decides to fight based on its response to individuals or pairs fighting at the previous time step. However, because conflicts can involve multiple pairs, it is possible that the previous fight included both pairs who trigger a join response as well as pairs who trigger an avoid response. To deal with these potential decision-making conflicts, we introduced a binary combinator term that specified whether a decision-maker needed a unanimous recommendation (AND) to join or could be pushed over the edge to join by a single recommendation (OR). Models with an AND combinator we interpreted as conflict-averse strategies whereas models with OR combinators we interpreted as conflict-prone strategies.
Although this binary combinator is crude it roughly captures how a spectrum of temperaments [43] and neuro-endocrine profiles might influence decision-making strategies by individuals and their implications for collective conflict dynamics. In the relatively conciliatory [44] pigtailed macaque society we study, it is not surprising that the model supported by the data was + AND as individuals in this species appear less conflict prone than, for example, individuals in rhesus (Macaca mulatta) groups [44]. We hypothesize that macroscopic variation in aggression across primate societies [28] reflects variation in the composition of the fundamental microscopic strategies we have identified inductively. If so, a conflict prone tuning term can explain why in some societies we observe frequent aggression-generated mortality, group fission, and, in captivity, cage wars [45].
A further cognitive issue raised by these results concerns how much information individuals use to make decisions. Individuals might tune their strategies to individual identity, responding differently to each group member, or more approximately, resolve individuals into classes such as males and females. Analogously, behavior can be either discrete or continuous – with highly tuned responses, or graded responses along the lines of ‘strongly avoid’, ‘avoid’, ‘join’ and ‘strongly join.’
The procedure of coarse-graining used in the Results section, “How Specific are the Strategies,” suggests that whereas decision-makers have graded rather than continuously varying responses to individuals, they also retain quite fine distinctions between the pairs they react to. These results are consistent with studies of primate cognition showing that individuals can identify other individuals, have the capacity to form numerical representations and discriminate between highly similar vocalizations [46], can discriminate among emotional states and facial expressions [47], [48], and have some knowledge of the rank or relative power of other group members [37], [38], [49].
Modeling the role of conflict in evolutionary processes.
There are two primary challenges faced by all complex evolving systems. One is an uncertain, noisy environment. The other – the topic of this paper – is conflict. Conflict arises when the interests of system components – whether genes, cells, individuals, or states – are not fully aligned. Conflict is one of the most important social factor shaping the evolution of living systems (for many examples, see Ref. [3]) and is thought to have played a prominent role in the evolution of cooperation [50], [51]. Some suggest that lack of alignment, or “frustration”, in many-body systems is the defining feature of all complex systems [52].
Theoretical studies of conflict in particular have proceeded deductively, employing simple models to generate important intuitions about how payoffs select in evolutionary time stable strategies individuals play. In these models there typically is no distinction between evolutionary time and ontogenetic time as the ontogenetic dynamics are either considered transient (timescale too fast to be relevant) or fitness is a simple multiple of payoff. Here we have shown that immediate resource competition does not, at least directly, drive conflict in ontogenetic time in systems with multi-party conflict interactions. Memory for social interactions shapes the strategies individuals employ when deciding to fight, and can generate costly collective conflict dynamics , thereby influencing the evolution of conflict management. The particular strategy used by the individuals in our study group, + AND, requires that individuals respond to pairs. Compared to other strategies the individuals could be playing, this triadic strategy induces potentially manageable but not insignificant conflict cascades. We found also found that different strategies have different implications for cascade size and severity, and that larger fights are on average more costly at the population level. These results suggest that the costs and benefits of playing a particular strategy filter back to group members through collective behavior over relatively long timescales of multiple conflicts, as well as directly. It is not clear whether a single integrated payoff can capture these effects.
In addition to the relation between conflict dynamics and resource competition, our work has considered the role of dynamical interaction structure. In evolutionary game theory, interactions are typically pair-wise or, in -person treatments, effectively pair-wise as higher-order strategic interactions tend to be neglected in the mean field [16]. Our finding that the causal unit of conflict dynamics is the triad, not the individual nor the pair, suggests that individual agency has been overemphasized in social evolution. It also suggests that cooperative form and hybrid games [53], [54] could come to play a central role when studying competitive and cooperative interactions. A cooperative form game (in contrast to a noncooperative form game – the standard form in most of evolutionary game theory) is one in which individuals form higher-order units, typically through binding contracts, and play against others through these “coalitions”. The mathematical definition of coalition is effectively highly correlated constituents; cooperative mechanisms are not required. The interaction structure of these games, as well as that of hybrid games, appears well-suited to studying the stability properties of the strategies our results suggest individuals are playing.
Finally, using IGT it is possible to computationally extract from data a space of plausible strategies and to study their implications for collective conflict dynamics without positing payoffs. This makes IGT a good complement to standard game theory, which despite its generative power, is well recognized to be weakly tied to natural-system data [27] and limited by somewhat unrealistic assumptions concerning stationary pay-offs.
Along with climate change and poverty, conflict is perhaps the most important contemporary challenge to the integrity of human society and to improving individual quality of life. Yet in many respects little is understood about conflict, particularly its causes and dynamics over the life time of an individual. This is because biologists to date have emphasized costs and benefits of conflict in evolutionary time (measured over many generations). The detailed analysis of ontogenetic conflict should provide insights into the behavioral raw material and variability upon which evolutionary dynamics – both neutral and selective – operates.
Methods
Further details on Monte Carlo simulation methods can be found in Text S1, available online. Empirical methods are described below.
Model System
Macaque societies are characterized by social learning at the individual level, social structures that arise from nonlinear processes and feedback to influence individual behavior, frequent non-kin interactions and multiplayer conflict interactions, the cost and benefits of which can be quantified at the individual and social network levels [4], [5], [9], [28], [29], [44], [49], [55]. These properties coupled to highly resolved data make this system an excellent one for drawing inferences about critical processes in social evolution as well as for developing new modeling approaches that are intended to apply more broadly.
In this study we focus on one species in the genus, the pigtailed macaque (Macaca nemestrina). The data set, collected by J.C. Flack, is from a large, captive, breeding group of pigtailed macaques that was housed at the Yerkes National Primate Research Center in Lawrenceville, Georgia. Pigtailed macaques have frequent conflict and employ targeted intervention and repair strategies for managing conflict [9]. The study group had a demographic structure approximating wild populations. Subadult males were regularly removed to mimic emigration occurring in wild populations. The group contained 84 individuals, including 4 adult males, 25 adult females, and 19 subadults (totaling 48 socially-mature individuals used in the analyses). All individuals, except 8 (4 males, 4 females), were either natal to the group or had been in the group since formation. The group was housed in an indoor-outdoor facility, the outdoor compound of which was 125×65 ft.
Pigtailed macaques are indigenous to south East Asia and live in multi-male, multi-female societies characterized by female matrilines and male group transfer upon onset of puberty [56]. Pigtailed macaques breed all year. Females develop swellings when in Œ strus.
Data Collection Protocol
During observations all individuals were confined to the outdoor portion of the compound and were visible to the observer. The hours of observations occurred for up to eight hours daily between 1,100 and 2,000 hours over a twenty-week period from June until October 1998 and were evenly distributed over the day. Provisioning occurred before observations, and once during observations. The data were collected over a four-month period during which the group was stable (defined as no reversals in status signaling interactions resulting in a change to an individual's power score, see [49]).
Conflict and power (subordination signal) data were collected using an all-occurrence sampling procedure [57] in which the compound was repeatedly scanned from left to right for onset of conflict or the occurrence of silent-bared teeth displays (used to measure power, see below). The entire conflict event was then followed, including start time, end time, and the identity of individuals involved as aggressors, recipients, or interveners (see below for operational definitions). Although conflicts in this study group can involve many individuals, participation is typically serial, making it possible to follow the sequence of interactions. A nearly complete time-series of conflict events is available for each observation period. Breaks in data collection during the day occurred sufficiently rarely (seldom more than once a day), and were sufficiently short (seldom more than fifteen minutes), that results changed little from when correlations were computed assuming no activity during breaks, to not including any fight pairs separated by a break in correlation estimators. We avoided altogether using fight pairs with fights on different days.
Instantaneous scan sampling [57] occurred every 15 min for state behaviours (here, grooming).
Operational Definitions
Grooming: passing hands or teeth through hair of another individual or plucking the hair with hands or teeth for a minimum of five seconds.
Conflict: includes any interaction in which one individual threatens or aggresses a second individual. A conflict was considered terminated if no aggression or withdrawal responses (fleeing, crouching, screaming, running away, submission signals) occurred for two minutes from the last such event. A conflict can involve multiple pairs if pair-wise conflicts result in aggressive interventions by third parties or redirections by at least one conflict participant. In addition to aggressors, a conflict can include individuals who show no aggression (e.g. recipients or third-parties who either only approach the conflict or show affiliative/submissive behavior upon approaching, see [58].) Because conflicts involve multiple players two or more individuals can participate in the same conflict but not interact directly.
Contact aggression: aggression received by one group member from another that involves grappling, tumbling, hitting, slapping, or biting.
Power-disparity: difference between two individuals in their power scores. Power scores for each individual in this study were calculated using a procedure described in [49]. In brief, the total frequency of peacefully-emitted subordination signals received by an individual over a given duration (in this case, the study duration, which was approximately four months) is corrected for the uniformity (measured using Shannon entropy) of its distribution of signals received from its population of potential senders (all socially-mature individuals). This equation quantifies how much consensus there is among individuals in the group about whether the receiver is capable of using force successfully during fights.
Redirected aggression: aggression or threat directed from a conflict participant towards a third-party during or within 5 seconds of the conflict.
Subordination signal: the subordination signal in the pigtailed macaque communication repertoire is the silent bared-teeth display [58]. Bared-teeth (BT) displays are marked by a retraction of the lips and mouth corners such that the teeth are partially bared. In pigtailed macaques, the SBT occurs in two contexts: peaceful and agonistic SBT see [58]) Signals in both contexts are highly unidirectional. The agonistic SBT encodes submission. The peaceful variant signals agreement to primitive social contract in which the signaler has the subordinate role [58]. The network of SBT interactions encodes information about power structure [49].
Statistical Analyses of Empirical Data
In the results of the main paper, we presented results obtained using Wilcoxon Signed Ranks Tests on two measures of cost, contact aggression received and redirected aggression received. We preformed multiple (three for contact aggression received and two for redirected aggression) independent Wilcoxon tests per cost measure instead of one overall Friedman test (nonparametric version of repeated measures) per measure because the post hoc planned comparison tests associated with the Friedman test typically do not have enough power to detect differences across treatments. We performed nonparametric tests rather than parametric tests because our data violated the homogeneity of variance assumption.
Ethics Statement
The data collection protocol was approved by the Emory University Institutional Animal Care and Use Committee and all data were collected in accordance with its guidelines for the ethical treatment of nonhuman study subjects.
Supporting Information
Acknowledgments
We thank our three referees for detailed comments on our manuscript. We thank D. Eric Smith (Santa Fe) and Paul Sheridan (Tokyo Institute of Technology) for discussion, and Frans de Waal for support during data collection and the staff of YNPRC for help with data collection.
Author Contributions
Conceived and designed the experiments: JCF. Performed the experiments: JCF. Analyzed the data: SD JCF. Wrote the paper: SD DCK JCF. Contributed to design of simulations: SD DCK JCF. Coded the simulations: SD. Contributed to data analysis: DCK.
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