Heather Leslie | University of Maine (original) (raw)

Papers by Heather Leslie

Research paper thumbnail of Harnessing cross-border resources to confront climate change

Environmental Science & Policy, 2018

The US and Mexico share a common history in many areas, including language and culture. They face... more The US and Mexico share a common history in many areas, including language and culture. They face ecological changes due to the increased frequency and severity of droughts and rising energy demands; trends that entail economic costs for both nations and major implications for human wellbeing. We describe an ongoing effort by the Environment Working Group (EWG), created by The University of California's UC-Mexico initiative in 2015, to promote binational research, teaching, and outreach collaborations on the implications of climate change for Mexico and California. We synthesize current knowledge about the most pressing issues related to climate change in the US-Mexico border region and provide examples of cross-border discoveries and research initiatives, highlighting the need to move forward in six broad rubrics. This and similar binational cooperation efforts can lead to improved living standards, generate a collaborative mindset among participating universities, and create an international network to address urgent sustainability challenges affecting both countries.

Research paper thumbnail of Alternative state? Experimentally induced F ucus canopy persists 38 yr in an A scophyllum‐ dominated community

Ecosphere, 2017

Experimental tests of the hypothesis that ecological communities can exist in "multiple stable st... more Experimental tests of the hypothesis that ecological communities can exist in "multiple stable states" are rare, and some argue, impossible, because of the unlikelihood that any system will meet the necessary criteria. These are that alternative states (1) are in the same location, (2) experience the same environment, (3) persist for multiple generations, (4) resist repeated perturbations, and (5) result from a pulse manipulation. In 1974, we initiated an experiment testing the ability of Ascophyllum nodosum-dominated rocky intertidal communities to recover from complete canopy removal. Manipulations were monitored frequently for 5 yr after clearance and resurveyed again after a 35-yr hiatus. After clearance, Ascophyllum was replaced immediately by another fucoid alga, Fucus spp, which continued to dominate the space through 1979 despite regular annual recruitment by Ascophyllum. Observations in 2009 revealed that Fucus spp. still dominated the cleared plots. Surveys in 2011 and 2013 demonstrated that Fucus persisted in experimental plots and Ascophyllum persisted in adjacent, unmanipulated plots. All criteria for testing an alternative state were met. Fucus persisted through multiple generations of both fucoids, a steady annual rain of recruits of both species, a high frequency of storm-driven perturbations, and it resulted from a pulse manipulation. Likely mechanisms include poor Ascophyllum recruitment directly under the Fucus spp. canopy despite abundant recruitment in adjacent areas, self-maintenance by Fucus spp. through high recruitment and fast growth, and recruitment facilitation of Fucus by the barnacle Semibalanus balanoides. Several lines of evidence indicate that other possible mechanisms including indirect facilitation of fucoids through predation on competitors (mussels), and positive or negative effects of littorine grazing, are unlikely. Although prior results in Maine suggested that the mussel Mytilus edulis was an alternative stable state, the new results suggest that Fucus spp. was the alternative state to Ascophyllum. During the nearly four decades of this experiment, a number of important species including fucoids, littorine grazers, and mussels all declined in abundance, most likely due to climate change. The presumed impact of climate change makes prediction of the long-term response of this system difficult, but it already differs dramatically from its structure in the 1970s.

Research paper thumbnail of Mexico-California Bi-National Initiative of Kelp Forest Ecosystems and Fisheries

The coastal forests formed by the giant kelp Macrocystis pyrifera are iconic and primary habitats... more The coastal forests formed by the giant kelp Macrocystis pyrifera are iconic and primary habitats distributed discontinuously from central Baja California (Mexico) to central California (USA). The giant kelp creates a biogenic habitat that supports high levels of species diversity and productivity in the region, acting as a refuge, nursery and food provider for many species. Kelp forests provides ecosystem services to humans worth billions of dollars globally. These services include food and natural products, chemical products, recreational and commercial fisheries, ecotourism opportunities, cultural value, and nutrient cycling. Coastal human populations rely on many of these ecosystem services. Beyond its economic benefits, giant kelp, together with the species that inhabit the kelp forests, play a significant role in climate control by regulating carbon flows, acting as a reserve and sink for carbon dioxide on living tissue, and facilitating the burial of carbon in sea bed sediments. Giant kelp and the biological communities that it supports will likely react to climatic and non-climatic changes in complex and unexpected ways. In California and Baja California, giant kelp forests can be expected to contract in their southern extent due to warming waters, reductions in nutrient availability, increasing wave disturbance and grazing by warm-water herbivores. In ecosystems shared between nations, such as kelp forest, the actions taken by one nation invariably affect the other. Effective management of such systems therefore requires strong cooperation.

Research paper thumbnail of Value of ecosystem-based management

Proceedings of the National Academy of Sciences, 2018

Research paper thumbnail of Modeling responses of coupled social–ecological systems of the Gulf of California to anthropogenic and natural perturbations

Ecological Research, 2009

Key elements of the rapidly expanding field of ecosystem-based management include: (a) understand... more Key elements of the rapidly expanding field of ecosystem-based management include: (a) understanding connections among social and ecological systems and (b) developing analytical approaches to inform the necessary trade-offs among ecosystem services and human activities in coastal and marine areas. To address these needs, we investigate the impacts of multiple economic sectors on the marine ecosystem and dependent human community in the Gulf of California with an ecological-economic model. We focus on the spotted rose snapper (Lutjanus guttatus), an economically important species targeted concurrently by the nearshore artisanal fleet, the sportfishing fleet, and by the industrial shrimp fleet as bycatch. Economic returns to the local community are driven by the artisanal fishery catch and the number of tourists who engage in the sportsfishery, and these variables are in turn impacted by fish abundance. We find that the coexistence of the two sectors (and production of both seafood and tourism services) creates stability in key elements of the coupled systems. When the coupled systems are perturbed by changes in exploitation and climate variability, the artisanal fishery responds more rapidly and to a greater degree than the sportsfishery to shifts in the fish population. Our results suggest that vital components of coupled systems may well respond differently to climate variability or other perturbations, and that management strategies should be developed with this in mind. Models like ours can facilitate the development and testing of hypotheses about the form and strength of interactions between ecosystems, services, and the human communities that rely on them. Keywords Trade-offs AE Marine ecosystem services AE Social-ecological system AE Ecosystem-based management AE Modeling AE Ecological-economics AE Fisheries Electronic supplementary material The online version of this article

Research paper thumbnail of Managing water-use trade-offs in a semi-arid river delta to sustain multiple ecosystem services: a modeling approach

Ecological Research, 2009

Managing trade-offs among water uses in a river basin to sustain multiple ecosystem services is c... more Managing trade-offs among water uses in a river basin to sustain multiple ecosystem services is crucial for adaptation to changing river flow regimes. Here we analyze the trade-off between irrigation and fisheries in the Amudarya, a semi-arid river basin in Central Asia, using an optimal control and an agentbased modeling approach. With the optimal control approach (OCA), we identify the economic and ecological conditions for water sharing in a regime where a social manager controls water withdrawals and fish harvesting. With the agent-based model (ABM), we relax some of the assumptions of the OCA to investigate how localized, individual agents with varied water use histories adapt their water use activities to local resource conditions. Variation in the farmers' initial labor allocations to the two activities results in regimes with only one activity or both. Global returns and income equality are highest in a mixed regime. The mixed regimes also are more robust to water variability because fishing activities can compensate for decreased agricultural performance in the midstream regions. Thus, allowing for multiple uses can improve the coupled social-ecological system's performance and its resilience. We also observe a lock-in effect similar to the current situation in the Amudarya, where agriculture is the dominant water use and transition to a more balanced allocation has proven to be extremely difficult. As in the ABM, this can to some extent be attributed to the difficulties of achieving sufficient revenues from fishing when agricultural activities upstream are high. Regulations or incentives are needed to overcome those barriers, and to facilitate progress towards integrated water management.

Research paper thumbnail of Ecological Criteria for Evaluating Candidate Sites for Marine Reserves

Ecological Applications, 2003

Several schemes have been developed to help select the locations of marine reserves. All of them ... more Several schemes have been developed to help select the locations of marine reserves. All of them combine social, economic, and biological criteria, and few offer any guidance as to how to prioritize among the criteria identified. This can imply that the relative weights given to different criteria are unimportant. Where two sites are of equal value ecologically, then socioeconomic criteria should dominate the choice of which should be protected. However, in many cases, socioeconomic criteria are given equal or greater weight than ecological considerations in the choice of sites. This can lead to selection of reserves with little biological value that fail to meet many of the desired objectives. To avoid such a possibility, we develop a series of criteria that allow preliminary evaluation of candidate sites according to their relative biological values in advance of the application of socioeconomic criteria. We include criteria that, while not strictly biological, have a strong influence on the species present or ecological processes. Our scheme enables sites to be assessed according to their biodiversity, the processes which underpin that diversity, and the processes that support fisheries and provide a spectrum of other services important to people. Criteria that capture biodiversity values include biogeographic representation, habitat representation and heterogeneity, and presence of species or populations of special interest (e.g., threatened species). Criteria that capture sustainability of biodiversity and fishery values include the size of reserves necessary to protect viable habitats, presence of exploitable species, vulnerable life stages, connectivity among reserves, links among ecosystems, and provision of ecosystem services to people. Criteria measuring human and natural threats enable candidate sites to be eliminated from consideration if risks are too great, but also help prioritize among sites where threats can be mitigated by protection. While our criteria can be applied to the design of reserve networks, they also enable choice of single reserves to be made in the context of the attributes of existing protected areas. The overall goal of our scheme is to promote the development of reserve networks that will maintain biodiversity and ecosystem functioning at large scales. The values of ecosystem goods and services for people ultimately depend on meeting this objective.

Research paper thumbnail of Applying Ecological Criteria to Marine Reserve Design: A Case Study from the California Channel Islands

Ecological Applications, 2003

Using ecological criteria as a theoretical framework, we describe the steps involved in designing... more Using ecological criteria as a theoretical framework, we describe the steps involved in designing a network of marine reserves for conservation and fisheries management. Although we describe the case study of the Channel Islands, the approach to marine reserve design may be effective in other regions where traditional management alone does not sustain marine resources. A group of agencies, organizations, and individuals established clear goals for marine reserves in the Channel Islands, including conservation of ecosystem biodiversity, sustainable fisheries, economic viability, natural and cultural heritage, and education. Given the constraints of risk management, experimental design, monitoring, and enforcement, scientists recommended at least one, but no more than four, reserves in each biogeographic region. In general, the percentage of an area to be included in a reserve network depends on the goals. In the Channel Islands, after consideration of both conservation goals and the risk from human threats and natural catastrophes, scientists recommended reserving an area of 30-50% of all representative habitats in each biogeographic region. For most species of concern, except pinnipeds and seabirds, information about distributions, dispersal, and population growth was limited. As an alternative to species distribution information, suitable habitats for species of concern were used to locate potential reserve sites. We used a simulated annealing algorithm to identify potential reserve network scenarios that would represent all habitats within the smallest area possible. The analysis produced an array of potential reserve network scenarios that all met the established goals.

Research paper thumbnail of Application of Ecological Criteria in Selecting Marine Reserves and Developing Reserve Networks

Ecological Applications, 2003

Marine reserves are being established worldwide in response to a growing recognition of the conse... more Marine reserves are being established worldwide in response to a growing recognition of the conservation crisis that is building in the oceans. However, designation of reserves has been largely opportunistic, or protective measures have been implemented (often overlapping and sometimes in conflict) by different entities seeking to achieve different ends. This has created confusion among both users and enforcers, and the proliferation of different measures provides a false sense of protection where little is offered. This paper sets out a procedure grounded in current understanding of ecological processes, that allows the evaluation and selection of reserve sites in order to develop functional, interconnected networks of fully protected reserves that will fulfill multiple objectives. By fully protected we mean permanently closed to fishing and other resource extraction. We provide a framework that unifies the central aims of conservation and fishery management, while also meeting other human needs such as the provision of ecosystem services (e.g., maintenance of coastal water quality, shoreline protection, and recreational opportunities). In our scheme, candidate sites for reserves are evaluated against 12 criteria focused toward sustaining the biological integrity and productivity of marine systems at both local and regional scales. While a limited number of sites will be indispensable in a network, many will be of similar value as reserves, allowing the design of numerous alternative, biologically adequate networks. Devising multiple network designs will help ensure that ecological functionality is preserved throughout the socioeconomic evaluation process. Too often, socioeconomic criteria have dominated the process of reserve selection, potentially undermining their efficacy. We argue that application of biological criteria must precede and inform socioeconomic evaluation, since maintenance of ecosystem functioning is essential for meeting all of the goals for reserves. It is critical that stakeholders are fully involved throughout this process. Application of the proposed criteria will lead to networks whose multifunctionality will help unite the objectives of different management entities, so accelerating progress toward improved stewardship of the oceans.

Research paper thumbnail of Evidence of market-driven size-selective fishing and the mediating effects of biological and institutional factors

Ecological Applications, 2013

Market demand is often ignored or assumed to lead uniformly to the decline of resources. Yet litt... more Market demand is often ignored or assumed to lead uniformly to the decline of resources. Yet little is known about how market demand influences natural resources in particular contexts, or the mediating effects of biological or institutional factors. Here, we investigate this problem by examining the Pacific red snapper (Lutjanus peru) fishery around La Paz, Mexico, where medium or ''plate-sized'' fish are sold to restaurants at a premium price. If higher demand for plate-sized fish increases the relative abundance of the smallest (recruit size class) and largest (most fecund) fish, this may be a market mechanism to increase stocks and fishermen's revenues. We tested this hypothesis by estimating the effect of prices on the distribution of catch across size classes using daily records of prices and catch. We linked predictions from this economic choice model to a staged-based model of the fishery to estimate the effects on the stock and revenues from harvest. We found that the supply of plate-sized fish increased by 6%, while the supply of large fish decreased by 4% as a result of a 13% price premium for plate-sized fish. This market-driven size selection increased revenues (14%) but decreased total fish biomass (3%). However, when market-driven size selection was combined with limited institutional constraints, both fish biomass (28%) and fishermen's revenue (22%) increased. These results show that the direction and magnitude of the effects of market demand on biological populations and human behavior can depend on both biological attributes and institutional constraints. Fisheries management may capitalize on these conditional effects by implementing size-based regulations when economic and institutional incentives will enhance compliance, as in the case we describe here, or by creating compliance enhancing conditions for existing regulations.

Research paper thumbnail of Linking top-down and bottom-up processes through the new U.S. National Ocean Policy

Conservation Letters, 2011

Two of the priority objectives in the new U.S. National Ocean Policy are "ecosystem-based managem... more Two of the priority objectives in the new U.S. National Ocean Policy are "ecosystem-based management" (EBM) and "coastal and marine spatial planning" (CMSP). Drawing from several studies demonstrating these concepts in practice in the United States and elsewhere, we provide recommendations for those engaged in implementing the new policy. We describe the types of strategic policy actions and management choices currently being used in ecosystembased management efforts to provide opportunities for learning and problemsolving, enable capacity for action, and enhance coordination among existing initiatives. We show that implementation of this ambitious national policy at local to regional scales-where people are most closely linked with coastal and marine systems-will require close attention to these social, political, and institutional issues, as well as to ecological constraints and objectives.

Research paper thumbnail of Challenges to Interdisciplinary Research in Ecosystem-Based Management

Conservation Biology, 2012

Despite its necessity, integration of natural and social sciences to inform conservation efforts ... more Despite its necessity, integration of natural and social sciences to inform conservation efforts has been difficult. We examined the views of 63 scientists and practitioners involved in marine management in Mexico's Gulf of California, the central California coast, and the western Pacific on the challenges associated with integrating social science into research efforts that support ecosystem-based management (EBM) in marine systems. We used a semistructured interview format. Questions focused on how EBM was developed for these sites and how contextual factors affected its development and outcomes. Many of the traditional challenges linked with interdisciplinary research were present in the EBM projects we studied. However, a number of contextual elements affected how mandates to include social science were interpreted and implemented as well as how easily challenges could be addressed. For example, a common challenge is that conservation organizations are often dominated by natural scientists, but for some projects it was easier to address this imbalance than for others. We also found that the management and institutional histories that came before EBM in specific cases were important features of local context. Because challenges differed among cases, we believe resolving challenges to interdisciplinary research should be context specific.

Research paper thumbnail of How Good Science and Stories Can Go Hand-In-Hand

Conservation Biology, 2013

Research paper thumbnail of A Synthesis of Marine Conservation Planning Approaches

Conservation Biology, 2005

Research paper thumbnail of Resilience science

... 4.1; Estes and Duggins 1995). ... But other stressors also can medi-ate the shift in the near... more ... 4.1; Estes and Duggins 1995). ... But other stressors also can medi-ate the shift in the nearshore system, including the variation in recruitment of new urchins to the reef or the addition of novel predators (Es-tes and Duggins 1995; Estes et al. 1998). ...

Research paper thumbnail of Advancing marine reserve science: from field experiments to marine conservation planning tools

... They welcomed my husband Jeremy and me into their lab and family, and the years I ... kind sp... more ... They welcomed my husband Jeremy and me into their lab and family, and the years I ... kind spirit. I thank Tess Freidenburg for hosting my visit to the lab, and for countless Page 7. coffee chats. ... Steve Gaines, Callum Roberts, George Branch, Hugh Possingham, Mary Ruckelshaus, ...

Research paper thumbnail of Social-Ecological Factors Influencing Responses of Fisheries to El Nino-Southern Oscillation Events (ENSO)

ABSTRACT Environmental shocks may strongly affect fisheries. However, it is not well understood h... more ABSTRACT Environmental shocks may strongly affect fisheries. However, it is not well understood how environmental shocks affect multi-species fisheries at a regional scale or how biological, institutional, and economic factors mediate the effects of environmental shocks on fisheries. ENSO, an important environmental shock, may directly affect fish populations through changes in natural mortality and food availability. However, fish catch may not reflect ENSO events because fishermen’s decisions are affected by ENSO-induced changes in fish abundance as well as institutional constraints and prices. We tested the relative effects of these factors using regional datasets from the Gulf of California, Mexico. Fish catch responded more quickly to ENSO events for species where ENSO affected adult stages rather than recruit stages. However, institutional constraints, such as commercial sizes, buffered the effect of ENSO on fish catches by limiting fishermen’s ability to harvest ENSO-induced “surpluses.” In contrast, high export prices for fish species may have exacerbated the negative effects of ENSO by limiting the effect of increased costs associated with changes in fish abundance and maintaining fish catch while fish abundance was low. These results suggest that economic factors may make overfished populations more vulnerable to reaching critically low levels following negative environmental shocks.

Research paper thumbnail of Evidence of market-driven size-selective fishing and the mediating effects of biological and institutional factors

Market demand is often ignored or assumed to lead uniformly to the decline of resources. Yet litt... more Market demand is often ignored or assumed to lead uniformly to the decline of resources. Yet little is known about how market demand influences natural resources in particular contexts, or the mediating effects of biological or institutional factors. Here, we investigate this problem by examining the Pacific red snapper (Lutjanus peru) fishery around La Paz, Mexico, where medium or ''plate-sized'' fish are sold to restaurants at a premium price. If higher demand for plate-sized fish increases the relative abundance of the smallest (recruit size class) and largest (most fecund) fish, this may be a market mechanism to increase stocks and fishermen's revenues. We tested this hypothesis by estimating the effect of prices on the distribution of catch across size classes using daily records of prices and catch. We linked predictions from this economic choice model to a staged-based model of the fishery to estimate the effects on the stock and revenues from harvest. We found that the supply of plate-sized fish increased by 6%, while the supply of large fish decreased by 4% as a result of a 13% price premium for plate-sized fish. This market-driven size selection increased revenues (14%) but decreased total fish biomass (3%). However, when market-driven size selection was combined with limited institutional constraints, both fish biomass (28%) and fishermen's revenue (22%) increased. These results show that the direction and magnitude of the effects of market demand on biological populations and human behavior can depend on both biological attributes and institutional constraints. Fisheries management may capitalize on these conditional effects by implementing size-based regulations when economic and institutional incentives will enhance compliance, as in the case we describe here, or by creating compliance enhancing conditions for existing regulations.

Research paper thumbnail of Substrate size mediates thermal stress in the rocky intertidal

Ecology, 2011

Variation in physical factors, such as slope, orientation, and wind exposure, shapes thermal cond... more Variation in physical factors, such as slope, orientation, and wind exposure, shapes thermal conditions. Variation in substrate size is common in many habitats, but its thermal consequences for organisms are not well characterized. Larger substrates should remain more thermally stable and act as thermal refuges for associated organisms during short, thermally stressful periods such as midday temperature peaks or tidal exposure. In observations and a transplant and thermal integration experiment, we found that larger rock substrates stayed cooler and facilitated greater survival of the barnacle Semibalanus balanoides in the high intertidal relative to small substrates during the hot summer months in southern New England, USA. However, in thermally benign northern New England, rock substrate size had no effect on barnacle distributions, indicating that the thermal effects of substrate size are mediated by regional climate.

Research paper thumbnail of Globalization, roving bandits, and marine resources

Research paper thumbnail of Harnessing cross-border resources to confront climate change

Environmental Science & Policy, 2018

The US and Mexico share a common history in many areas, including language and culture. They face... more The US and Mexico share a common history in many areas, including language and culture. They face ecological changes due to the increased frequency and severity of droughts and rising energy demands; trends that entail economic costs for both nations and major implications for human wellbeing. We describe an ongoing effort by the Environment Working Group (EWG), created by The University of California's UC-Mexico initiative in 2015, to promote binational research, teaching, and outreach collaborations on the implications of climate change for Mexico and California. We synthesize current knowledge about the most pressing issues related to climate change in the US-Mexico border region and provide examples of cross-border discoveries and research initiatives, highlighting the need to move forward in six broad rubrics. This and similar binational cooperation efforts can lead to improved living standards, generate a collaborative mindset among participating universities, and create an international network to address urgent sustainability challenges affecting both countries.

Research paper thumbnail of Alternative state? Experimentally induced F ucus canopy persists 38 yr in an A scophyllum‐ dominated community

Ecosphere, 2017

Experimental tests of the hypothesis that ecological communities can exist in "multiple stable st... more Experimental tests of the hypothesis that ecological communities can exist in "multiple stable states" are rare, and some argue, impossible, because of the unlikelihood that any system will meet the necessary criteria. These are that alternative states (1) are in the same location, (2) experience the same environment, (3) persist for multiple generations, (4) resist repeated perturbations, and (5) result from a pulse manipulation. In 1974, we initiated an experiment testing the ability of Ascophyllum nodosum-dominated rocky intertidal communities to recover from complete canopy removal. Manipulations were monitored frequently for 5 yr after clearance and resurveyed again after a 35-yr hiatus. After clearance, Ascophyllum was replaced immediately by another fucoid alga, Fucus spp, which continued to dominate the space through 1979 despite regular annual recruitment by Ascophyllum. Observations in 2009 revealed that Fucus spp. still dominated the cleared plots. Surveys in 2011 and 2013 demonstrated that Fucus persisted in experimental plots and Ascophyllum persisted in adjacent, unmanipulated plots. All criteria for testing an alternative state were met. Fucus persisted through multiple generations of both fucoids, a steady annual rain of recruits of both species, a high frequency of storm-driven perturbations, and it resulted from a pulse manipulation. Likely mechanisms include poor Ascophyllum recruitment directly under the Fucus spp. canopy despite abundant recruitment in adjacent areas, self-maintenance by Fucus spp. through high recruitment and fast growth, and recruitment facilitation of Fucus by the barnacle Semibalanus balanoides. Several lines of evidence indicate that other possible mechanisms including indirect facilitation of fucoids through predation on competitors (mussels), and positive or negative effects of littorine grazing, are unlikely. Although prior results in Maine suggested that the mussel Mytilus edulis was an alternative stable state, the new results suggest that Fucus spp. was the alternative state to Ascophyllum. During the nearly four decades of this experiment, a number of important species including fucoids, littorine grazers, and mussels all declined in abundance, most likely due to climate change. The presumed impact of climate change makes prediction of the long-term response of this system difficult, but it already differs dramatically from its structure in the 1970s.

Research paper thumbnail of Mexico-California Bi-National Initiative of Kelp Forest Ecosystems and Fisheries

The coastal forests formed by the giant kelp Macrocystis pyrifera are iconic and primary habitats... more The coastal forests formed by the giant kelp Macrocystis pyrifera are iconic and primary habitats distributed discontinuously from central Baja California (Mexico) to central California (USA). The giant kelp creates a biogenic habitat that supports high levels of species diversity and productivity in the region, acting as a refuge, nursery and food provider for many species. Kelp forests provides ecosystem services to humans worth billions of dollars globally. These services include food and natural products, chemical products, recreational and commercial fisheries, ecotourism opportunities, cultural value, and nutrient cycling. Coastal human populations rely on many of these ecosystem services. Beyond its economic benefits, giant kelp, together with the species that inhabit the kelp forests, play a significant role in climate control by regulating carbon flows, acting as a reserve and sink for carbon dioxide on living tissue, and facilitating the burial of carbon in sea bed sediments. Giant kelp and the biological communities that it supports will likely react to climatic and non-climatic changes in complex and unexpected ways. In California and Baja California, giant kelp forests can be expected to contract in their southern extent due to warming waters, reductions in nutrient availability, increasing wave disturbance and grazing by warm-water herbivores. In ecosystems shared between nations, such as kelp forest, the actions taken by one nation invariably affect the other. Effective management of such systems therefore requires strong cooperation.

Research paper thumbnail of Value of ecosystem-based management

Proceedings of the National Academy of Sciences, 2018

Research paper thumbnail of Modeling responses of coupled social–ecological systems of the Gulf of California to anthropogenic and natural perturbations

Ecological Research, 2009

Key elements of the rapidly expanding field of ecosystem-based management include: (a) understand... more Key elements of the rapidly expanding field of ecosystem-based management include: (a) understanding connections among social and ecological systems and (b) developing analytical approaches to inform the necessary trade-offs among ecosystem services and human activities in coastal and marine areas. To address these needs, we investigate the impacts of multiple economic sectors on the marine ecosystem and dependent human community in the Gulf of California with an ecological-economic model. We focus on the spotted rose snapper (Lutjanus guttatus), an economically important species targeted concurrently by the nearshore artisanal fleet, the sportfishing fleet, and by the industrial shrimp fleet as bycatch. Economic returns to the local community are driven by the artisanal fishery catch and the number of tourists who engage in the sportsfishery, and these variables are in turn impacted by fish abundance. We find that the coexistence of the two sectors (and production of both seafood and tourism services) creates stability in key elements of the coupled systems. When the coupled systems are perturbed by changes in exploitation and climate variability, the artisanal fishery responds more rapidly and to a greater degree than the sportsfishery to shifts in the fish population. Our results suggest that vital components of coupled systems may well respond differently to climate variability or other perturbations, and that management strategies should be developed with this in mind. Models like ours can facilitate the development and testing of hypotheses about the form and strength of interactions between ecosystems, services, and the human communities that rely on them. Keywords Trade-offs AE Marine ecosystem services AE Social-ecological system AE Ecosystem-based management AE Modeling AE Ecological-economics AE Fisheries Electronic supplementary material The online version of this article

Research paper thumbnail of Managing water-use trade-offs in a semi-arid river delta to sustain multiple ecosystem services: a modeling approach

Ecological Research, 2009

Managing trade-offs among water uses in a river basin to sustain multiple ecosystem services is c... more Managing trade-offs among water uses in a river basin to sustain multiple ecosystem services is crucial for adaptation to changing river flow regimes. Here we analyze the trade-off between irrigation and fisheries in the Amudarya, a semi-arid river basin in Central Asia, using an optimal control and an agentbased modeling approach. With the optimal control approach (OCA), we identify the economic and ecological conditions for water sharing in a regime where a social manager controls water withdrawals and fish harvesting. With the agent-based model (ABM), we relax some of the assumptions of the OCA to investigate how localized, individual agents with varied water use histories adapt their water use activities to local resource conditions. Variation in the farmers' initial labor allocations to the two activities results in regimes with only one activity or both. Global returns and income equality are highest in a mixed regime. The mixed regimes also are more robust to water variability because fishing activities can compensate for decreased agricultural performance in the midstream regions. Thus, allowing for multiple uses can improve the coupled social-ecological system's performance and its resilience. We also observe a lock-in effect similar to the current situation in the Amudarya, where agriculture is the dominant water use and transition to a more balanced allocation has proven to be extremely difficult. As in the ABM, this can to some extent be attributed to the difficulties of achieving sufficient revenues from fishing when agricultural activities upstream are high. Regulations or incentives are needed to overcome those barriers, and to facilitate progress towards integrated water management.

Research paper thumbnail of Ecological Criteria for Evaluating Candidate Sites for Marine Reserves

Ecological Applications, 2003

Several schemes have been developed to help select the locations of marine reserves. All of them ... more Several schemes have been developed to help select the locations of marine reserves. All of them combine social, economic, and biological criteria, and few offer any guidance as to how to prioritize among the criteria identified. This can imply that the relative weights given to different criteria are unimportant. Where two sites are of equal value ecologically, then socioeconomic criteria should dominate the choice of which should be protected. However, in many cases, socioeconomic criteria are given equal or greater weight than ecological considerations in the choice of sites. This can lead to selection of reserves with little biological value that fail to meet many of the desired objectives. To avoid such a possibility, we develop a series of criteria that allow preliminary evaluation of candidate sites according to their relative biological values in advance of the application of socioeconomic criteria. We include criteria that, while not strictly biological, have a strong influence on the species present or ecological processes. Our scheme enables sites to be assessed according to their biodiversity, the processes which underpin that diversity, and the processes that support fisheries and provide a spectrum of other services important to people. Criteria that capture biodiversity values include biogeographic representation, habitat representation and heterogeneity, and presence of species or populations of special interest (e.g., threatened species). Criteria that capture sustainability of biodiversity and fishery values include the size of reserves necessary to protect viable habitats, presence of exploitable species, vulnerable life stages, connectivity among reserves, links among ecosystems, and provision of ecosystem services to people. Criteria measuring human and natural threats enable candidate sites to be eliminated from consideration if risks are too great, but also help prioritize among sites where threats can be mitigated by protection. While our criteria can be applied to the design of reserve networks, they also enable choice of single reserves to be made in the context of the attributes of existing protected areas. The overall goal of our scheme is to promote the development of reserve networks that will maintain biodiversity and ecosystem functioning at large scales. The values of ecosystem goods and services for people ultimately depend on meeting this objective.

Research paper thumbnail of Applying Ecological Criteria to Marine Reserve Design: A Case Study from the California Channel Islands

Ecological Applications, 2003

Using ecological criteria as a theoretical framework, we describe the steps involved in designing... more Using ecological criteria as a theoretical framework, we describe the steps involved in designing a network of marine reserves for conservation and fisheries management. Although we describe the case study of the Channel Islands, the approach to marine reserve design may be effective in other regions where traditional management alone does not sustain marine resources. A group of agencies, organizations, and individuals established clear goals for marine reserves in the Channel Islands, including conservation of ecosystem biodiversity, sustainable fisheries, economic viability, natural and cultural heritage, and education. Given the constraints of risk management, experimental design, monitoring, and enforcement, scientists recommended at least one, but no more than four, reserves in each biogeographic region. In general, the percentage of an area to be included in a reserve network depends on the goals. In the Channel Islands, after consideration of both conservation goals and the risk from human threats and natural catastrophes, scientists recommended reserving an area of 30-50% of all representative habitats in each biogeographic region. For most species of concern, except pinnipeds and seabirds, information about distributions, dispersal, and population growth was limited. As an alternative to species distribution information, suitable habitats for species of concern were used to locate potential reserve sites. We used a simulated annealing algorithm to identify potential reserve network scenarios that would represent all habitats within the smallest area possible. The analysis produced an array of potential reserve network scenarios that all met the established goals.

Research paper thumbnail of Application of Ecological Criteria in Selecting Marine Reserves and Developing Reserve Networks

Ecological Applications, 2003

Marine reserves are being established worldwide in response to a growing recognition of the conse... more Marine reserves are being established worldwide in response to a growing recognition of the conservation crisis that is building in the oceans. However, designation of reserves has been largely opportunistic, or protective measures have been implemented (often overlapping and sometimes in conflict) by different entities seeking to achieve different ends. This has created confusion among both users and enforcers, and the proliferation of different measures provides a false sense of protection where little is offered. This paper sets out a procedure grounded in current understanding of ecological processes, that allows the evaluation and selection of reserve sites in order to develop functional, interconnected networks of fully protected reserves that will fulfill multiple objectives. By fully protected we mean permanently closed to fishing and other resource extraction. We provide a framework that unifies the central aims of conservation and fishery management, while also meeting other human needs such as the provision of ecosystem services (e.g., maintenance of coastal water quality, shoreline protection, and recreational opportunities). In our scheme, candidate sites for reserves are evaluated against 12 criteria focused toward sustaining the biological integrity and productivity of marine systems at both local and regional scales. While a limited number of sites will be indispensable in a network, many will be of similar value as reserves, allowing the design of numerous alternative, biologically adequate networks. Devising multiple network designs will help ensure that ecological functionality is preserved throughout the socioeconomic evaluation process. Too often, socioeconomic criteria have dominated the process of reserve selection, potentially undermining their efficacy. We argue that application of biological criteria must precede and inform socioeconomic evaluation, since maintenance of ecosystem functioning is essential for meeting all of the goals for reserves. It is critical that stakeholders are fully involved throughout this process. Application of the proposed criteria will lead to networks whose multifunctionality will help unite the objectives of different management entities, so accelerating progress toward improved stewardship of the oceans.

Research paper thumbnail of Evidence of market-driven size-selective fishing and the mediating effects of biological and institutional factors

Ecological Applications, 2013

Market demand is often ignored or assumed to lead uniformly to the decline of resources. Yet litt... more Market demand is often ignored or assumed to lead uniformly to the decline of resources. Yet little is known about how market demand influences natural resources in particular contexts, or the mediating effects of biological or institutional factors. Here, we investigate this problem by examining the Pacific red snapper (Lutjanus peru) fishery around La Paz, Mexico, where medium or ''plate-sized'' fish are sold to restaurants at a premium price. If higher demand for plate-sized fish increases the relative abundance of the smallest (recruit size class) and largest (most fecund) fish, this may be a market mechanism to increase stocks and fishermen's revenues. We tested this hypothesis by estimating the effect of prices on the distribution of catch across size classes using daily records of prices and catch. We linked predictions from this economic choice model to a staged-based model of the fishery to estimate the effects on the stock and revenues from harvest. We found that the supply of plate-sized fish increased by 6%, while the supply of large fish decreased by 4% as a result of a 13% price premium for plate-sized fish. This market-driven size selection increased revenues (14%) but decreased total fish biomass (3%). However, when market-driven size selection was combined with limited institutional constraints, both fish biomass (28%) and fishermen's revenue (22%) increased. These results show that the direction and magnitude of the effects of market demand on biological populations and human behavior can depend on both biological attributes and institutional constraints. Fisheries management may capitalize on these conditional effects by implementing size-based regulations when economic and institutional incentives will enhance compliance, as in the case we describe here, or by creating compliance enhancing conditions for existing regulations.

Research paper thumbnail of Linking top-down and bottom-up processes through the new U.S. National Ocean Policy

Conservation Letters, 2011

Two of the priority objectives in the new U.S. National Ocean Policy are "ecosystem-based managem... more Two of the priority objectives in the new U.S. National Ocean Policy are "ecosystem-based management" (EBM) and "coastal and marine spatial planning" (CMSP). Drawing from several studies demonstrating these concepts in practice in the United States and elsewhere, we provide recommendations for those engaged in implementing the new policy. We describe the types of strategic policy actions and management choices currently being used in ecosystembased management efforts to provide opportunities for learning and problemsolving, enable capacity for action, and enhance coordination among existing initiatives. We show that implementation of this ambitious national policy at local to regional scales-where people are most closely linked with coastal and marine systems-will require close attention to these social, political, and institutional issues, as well as to ecological constraints and objectives.

Research paper thumbnail of Challenges to Interdisciplinary Research in Ecosystem-Based Management

Conservation Biology, 2012

Despite its necessity, integration of natural and social sciences to inform conservation efforts ... more Despite its necessity, integration of natural and social sciences to inform conservation efforts has been difficult. We examined the views of 63 scientists and practitioners involved in marine management in Mexico's Gulf of California, the central California coast, and the western Pacific on the challenges associated with integrating social science into research efforts that support ecosystem-based management (EBM) in marine systems. We used a semistructured interview format. Questions focused on how EBM was developed for these sites and how contextual factors affected its development and outcomes. Many of the traditional challenges linked with interdisciplinary research were present in the EBM projects we studied. However, a number of contextual elements affected how mandates to include social science were interpreted and implemented as well as how easily challenges could be addressed. For example, a common challenge is that conservation organizations are often dominated by natural scientists, but for some projects it was easier to address this imbalance than for others. We also found that the management and institutional histories that came before EBM in specific cases were important features of local context. Because challenges differed among cases, we believe resolving challenges to interdisciplinary research should be context specific.

Research paper thumbnail of How Good Science and Stories Can Go Hand-In-Hand

Conservation Biology, 2013

Research paper thumbnail of A Synthesis of Marine Conservation Planning Approaches

Conservation Biology, 2005

Research paper thumbnail of Resilience science

... 4.1; Estes and Duggins 1995). ... But other stressors also can medi-ate the shift in the near... more ... 4.1; Estes and Duggins 1995). ... But other stressors also can medi-ate the shift in the nearshore system, including the variation in recruitment of new urchins to the reef or the addition of novel predators (Es-tes and Duggins 1995; Estes et al. 1998). ...

Research paper thumbnail of Advancing marine reserve science: from field experiments to marine conservation planning tools

... They welcomed my husband Jeremy and me into their lab and family, and the years I ... kind sp... more ... They welcomed my husband Jeremy and me into their lab and family, and the years I ... kind spirit. I thank Tess Freidenburg for hosting my visit to the lab, and for countless Page 7. coffee chats. ... Steve Gaines, Callum Roberts, George Branch, Hugh Possingham, Mary Ruckelshaus, ...

Research paper thumbnail of Social-Ecological Factors Influencing Responses of Fisheries to El Nino-Southern Oscillation Events (ENSO)

ABSTRACT Environmental shocks may strongly affect fisheries. However, it is not well understood h... more ABSTRACT Environmental shocks may strongly affect fisheries. However, it is not well understood how environmental shocks affect multi-species fisheries at a regional scale or how biological, institutional, and economic factors mediate the effects of environmental shocks on fisheries. ENSO, an important environmental shock, may directly affect fish populations through changes in natural mortality and food availability. However, fish catch may not reflect ENSO events because fishermen’s decisions are affected by ENSO-induced changes in fish abundance as well as institutional constraints and prices. We tested the relative effects of these factors using regional datasets from the Gulf of California, Mexico. Fish catch responded more quickly to ENSO events for species where ENSO affected adult stages rather than recruit stages. However, institutional constraints, such as commercial sizes, buffered the effect of ENSO on fish catches by limiting fishermen’s ability to harvest ENSO-induced “surpluses.” In contrast, high export prices for fish species may have exacerbated the negative effects of ENSO by limiting the effect of increased costs associated with changes in fish abundance and maintaining fish catch while fish abundance was low. These results suggest that economic factors may make overfished populations more vulnerable to reaching critically low levels following negative environmental shocks.

Research paper thumbnail of Evidence of market-driven size-selective fishing and the mediating effects of biological and institutional factors

Market demand is often ignored or assumed to lead uniformly to the decline of resources. Yet litt... more Market demand is often ignored or assumed to lead uniformly to the decline of resources. Yet little is known about how market demand influences natural resources in particular contexts, or the mediating effects of biological or institutional factors. Here, we investigate this problem by examining the Pacific red snapper (Lutjanus peru) fishery around La Paz, Mexico, where medium or ''plate-sized'' fish are sold to restaurants at a premium price. If higher demand for plate-sized fish increases the relative abundance of the smallest (recruit size class) and largest (most fecund) fish, this may be a market mechanism to increase stocks and fishermen's revenues. We tested this hypothesis by estimating the effect of prices on the distribution of catch across size classes using daily records of prices and catch. We linked predictions from this economic choice model to a staged-based model of the fishery to estimate the effects on the stock and revenues from harvest. We found that the supply of plate-sized fish increased by 6%, while the supply of large fish decreased by 4% as a result of a 13% price premium for plate-sized fish. This market-driven size selection increased revenues (14%) but decreased total fish biomass (3%). However, when market-driven size selection was combined with limited institutional constraints, both fish biomass (28%) and fishermen's revenue (22%) increased. These results show that the direction and magnitude of the effects of market demand on biological populations and human behavior can depend on both biological attributes and institutional constraints. Fisheries management may capitalize on these conditional effects by implementing size-based regulations when economic and institutional incentives will enhance compliance, as in the case we describe here, or by creating compliance enhancing conditions for existing regulations.

Research paper thumbnail of Substrate size mediates thermal stress in the rocky intertidal

Ecology, 2011

Variation in physical factors, such as slope, orientation, and wind exposure, shapes thermal cond... more Variation in physical factors, such as slope, orientation, and wind exposure, shapes thermal conditions. Variation in substrate size is common in many habitats, but its thermal consequences for organisms are not well characterized. Larger substrates should remain more thermally stable and act as thermal refuges for associated organisms during short, thermally stressful periods such as midday temperature peaks or tidal exposure. In observations and a transplant and thermal integration experiment, we found that larger rock substrates stayed cooler and facilitated greater survival of the barnacle Semibalanus balanoides in the high intertidal relative to small substrates during the hot summer months in southern New England, USA. However, in thermally benign northern New England, rock substrate size had no effect on barnacle distributions, indicating that the thermal effects of substrate size are mediated by regional climate.

Research paper thumbnail of Globalization, roving bandits, and marine resources