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SIFMA Statement on SEC’s Proposed Amendments to Reg NMS (SIFMA - Securities Industry and Financial Markets Association Inc)
Public Technologies 11 Jun 2026
Washington, D.C., June 11, 2026 - SIFMA today released the following statement from president and CEO Kenneth E ... SIFMA has long stated that market structure involves many moving, interconnected pieces.
Charles Schwab Foundation Expands Partnership with SIFMA Foundation to Broaden Access to Credible Investing Education Nationwide
Enid News & Eagle 10 Jun 2026
WESTLAKE, Texas--(BUSINESS WIRE)--Jun 10, 2026-- ... .
SIFMA Submits Recommendations on GENIUS Act AML/CFT and Sanctions Rules for Payment Stablecoin Issuers (SIFMA - Securities Industry and Financial Markets Association Inc)
Public Technologies 10 Jun 2026
Washington, D.C., June 10, 2026 - SIFMA and SIFMA AMG today submitted a letter responding to the Financial Crimes Enforcement Network (FinCEN) and Office of Foreign Assets Control (OFAC) on their ...
AML and Countering the Financing of Terrorism Programs (SIFMA - Securities Industry and Financial Markets Association Inc)
Public Technologies 10 Jun 2026
SIFMA 1 provided comments to FinCEN in support of the notice of proposed rulemaking (NPRM) to "fundamentally reform the ... SIFMA - Securities Industry and Financial Markets Association Inc.
A Look Back at Jerome Powell’s Tenure as FOMC Chair (SIFMA - Securities Industry and Financial Markets Association Inc)
Public Technologies 09 Jun 2026
) A Look Back at Jerome Powell's Tenure as FOMC Chair Published ... [...] ... Attachments Original document Permalink. Disclaimer. SIFMA - Securities Industry and Financial Markets Association Inc ... (noodl.
FinCEN and OFAC Joint Proposed Rulemaking on PPSI AML/CFT Program and Sanctions Compliance Program Requirements (SIFMA - Securities Industry and Financial Markets Association Inc)
Public Technologies 09 Jun 2026
SIFMA and SIFMA AMG provided comments in response to the joint notice of proposed rulemaking (the "NPR") 1 published by FinCEN and OFAC with respect to implementing provisions of the Guiding and Establishing National Innovation for U.S.
SIFMA Fixed Income Market Close Recommendation in the U.S., the U.K., and Japan for Juneteenth (SIFMA - Securities Industry and Financial Markets Association Inc)
Public Technologies 05 Jun 2026
New York, N.Y., June 5, 2026 - SIFMA confirmed its previous recommendation for a full market close on Friday, June 19, 2026, for the trading of U.S ... All SIFMA recommendations are subject to change due to market conditions.
Extension Request on the SEC's Proposed Semiannual Reporting Rule (SIFMA - Securities Industry and Financial Markets Association Inc)
Public Technologies 05 Jun 2026
SIFMA and SIFMA AMG provided comments to the U.S ... SIFMA and SIFMA AMG represent broker-dealers and asset managers that invest in and have as clients public companies of all sizes across the U.S.
Regulatory Clarity and Modernization (SIFMA - Securities Industry and Financial Markets Association Inc)
Public Technologies 05 Jun 2026
In this episode of the SIFMA Podcast, host Saima Ahmed brings you two conversations from the 2026 SIFMA Compliance & Legal Annual Seminar focused on regulatory clarity and the practical path toward modernization ... President and CEO, SIFMA.
Testimony on Passive Index Funds and Shareholder Voting (SIFMA - Securities Industry and Financial Markets Association Inc)
Public Technologies 04 Jun 2026
I am Lindsey Keljo, Head of the Asset Management Group at SIFMA (SIFMA AMG). SIFMA AMG represents the asset management community, whose ... SIFMA - Securities Industry and Financial Markets Association Inc.
Navigating Innovation and Risk: Shaping the Future of AML Compliance (SIFMA - Securities Industry and Financial Markets Association Inc)
Public Technologies 03 Jun 2026
Good morning and welcome to SIFMA's 26th Annual Anti-Money Laundering and Financial Crimes Conference. I'm Bernard Canepa, Managing Director and Associate General Counsel at SIFMA ... Joining Jay on stage is SIFMA President and CEO Ken Bentsen.
Equities and Options Market Metrics and Trends (SIFMA - Securities Industry and Financial Markets Association Inc)
Public Technologies 02 Jun 2026
) ... Attachments Original document Permalink ... SIFMA - Securities Industry and Financial Markets Association Inc.
Recommendations for 2026-27 IRS Priority Guidance Plan/Notice 2026-23 (SIFMA - Securities Industry and Financial Markets Association Inc)
Public Technologies 02 Jun 2026
SIFMA and SIFMA AMG provided comments to the Internal Revenue Service (IRS) in response to Notice 2026-23, offering suggestions regarding regulatory guidance to be placed on the 2026-27 Priority Guidance Plan.
Whistleblower Incentives and Protections (SIFMA - Securities Industry and Financial Markets Association Inc)
Public Technologies 02 Jun 2026
) Summary. SIFMA 1 provided comments in support of the Anti-Money Laundering Act of 2020's requirement for FinCEN to establish a formalized framework for a whistleblower program ... 1 ... 3 ... . ... SIFMA - Securities Industry and Financial Markets Association Inc.
SIFMA and SIFMA AMG Submit Comment Letter on DOL Proposed Rule on Fiduciary Duties in Selecting Designated Investment Alternatives (SIFMA - Securities Industry and Financial Markets Association Inc)
Public Technologies 01 Jun 2026
Washington, DC, June 1, 2026 - SIFMA and SIFMA AMG today submitted a comment letter to the U.S ... https.//www.sifma.org/advocacy/letters/fiduciary-duties-in-selecting-designated-investment-alternatives ... SIFMA is the voice of the U.S.