| dbo:abstract |
Die Börsen- und Aktiengesetze der Vereinigten Staaten sind die Gesetze, die die Einrichtung und den Umgang mit Börsen, Aktiengesellschaften, Aktien und sonstigen börsennotierten Finanzprodukten in den Vereinigten Staaten regeln. (de) Securities regulation in the United States is the field of U.S. law that covers transactions and other dealings with securities. The term is usually understood to include both federal and state-level regulation by governmental regulatory agencies, but sometimes may also encompass listing requirements of exchanges like the New York Stock Exchange and rules of self-regulatory organizations like the Financial Industry Regulatory Authority (FINRA). On the federal level, the primary securities regulator is the Securities and Exchange Commission (SEC). Futures and some aspects of derivatives are regulated by the Commodity Futures Trading Commission (CFTC). Understanding and complying with security regulation helps businesses avoid litigation with the SEC, state security commissioners, and private parties. Failing to comply can even result in criminal liability. (en) 美国的证券法规是美国法律领域之一，监管行为包括涵盖证券的交易和其他活动。 通常证券法规一词包括由联邦及州政府监管机构制定的法规，但有时也包括证券交易所（如纽约证券交易所）对上市的规定，或和（Financial Industry Regulatory Authority；簡稱FINRA）等行业自治组织的规定。 在美国联邦层面，主要证券监管机构是证券交易委员会 （SEC）。 期货和衍生产品的某些方面受商品期货交易委员会（Commodity Futures Trading Commission，簡稱CFTC）监管。 (zh) |
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https://www.sec.gov http://www.seclaw.com/seclaw.htm http://www.seclaw.com https://archive.today/20130202071112/http:/www.securitiescomplianceindex.com/ |
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Die Börsen- und Aktiengesetze der Vereinigten Staaten sind die Gesetze, die die Einrichtung und den Umgang mit Börsen, Aktiengesellschaften, Aktien und sonstigen börsennotierten Finanzprodukten in den Vereinigten Staaten regeln. (de) 美国的证券法规是美国法律领域之一，监管行为包括涵盖证券的交易和其他活动。 通常证券法规一词包括由联邦及州政府监管机构制定的法规，但有时也包括证券交易所（如纽约证券交易所）对上市的规定，或和（Financial Industry Regulatory Authority；簡稱FINRA）等行业自治组织的规定。 在美国联邦层面，主要证券监管机构是证券交易委员会 （SEC）。 期货和衍生产品的某些方面受商品期货交易委员会（Commodity Futures Trading Commission，簡稱CFTC）监管。 (zh) Securities regulation in the United States is the field of U.S. law that covers transactions and other dealings with securities. The term is usually understood to include both federal and state-level regulation by governmental regulatory agencies, but sometimes may also encompass listing requirements of exchanges like the New York Stock Exchange and rules of self-regulatory organizations like the Financial Industry Regulatory Authority (FINRA). (en) |
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Aktiengesetz (Vereinigte Staaten) (de) United States securities regulation (en) 美国证券法 (zh) |
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